Senior Investigator, Regulatory Investigations & Scoping
Financial Industry Regulatory Authority, Inc.
FINRA seeks a Principal Investigator to independently conduct high‑complexity investigations across misconduct areas. You will analyze investigative data, develop risk-based strategies, and produce thorough, well‑documented findings to support regulatory outcomes. The role requires strong judgment and collaboration with Enforcement, Risk, Examinations, and RegOps teams. You will mentor junior staff, contribute to thematic reviews, and communicate findings in meetings and potential testimony. #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.
Vacancy posted 12 hours ago
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