Vice President, Compliance Officer
$200k - $225kCerberus Capital Management, L.P.
Job Purpose Cerberus is seeking an analytical and collaborative individual to serve as a compliance officer within its Operations Affiliate, Cerberus Operations and Advisory Company, LLC. The role is pivotal and diverse, safeguarding the organization and its investments against financial crimes and ensuring adherence to ethical standards throughout the investment lifecycle. Responsibilities & Deliverables Conduct due diligence reviews of potential investments across all business lines from the perspective of Core Focus Areas. Review and edit counterparty and transactional legal agreements from the perspective of Core Focus Areas. Draft model policies for portfolio companies across Core Focus Areas and Secondary Focus Areas in consultation with subject‑matter experts, and oversee adaptation and implementation of such policies. Monitor and test portfolio company investments, primarily focusing on North American private equity, lending, and supply chain strategies. Assist in designing and providing compliance training for Core Focus Areas. Advise on portfolio company-to-portfolio company transactions. Advise on Cerberus‑related compliance matters including management incentive plan approvals, management‑fee offsets, and employee movements between Cerberus, portfolio companies, affiliates, and consulting roles. Key Requirements 5+ years of compliance and/or white‑collar litigation related experience. JD (or equivalent) is a strong plus. Experience with majority of Core Focus Areas, specifically anti‑money laundering, trade and economic sanctions, and anti‑corruption. Experience performing due diligence on private equity and lending transactions focused on Core Focus Areas. Working knowledge of Bridger (Lexis‑Nexis), Clear (Thomson Reuters), Dow Jones Risk Center, Sayari or similar anti‑money laundering/sanctions compliance software programs. Ability to work with senior and junior members of the firm, as well as representatives of counterparties and portfolio companies. Ability to manage multiple projects on a continuous basis. Compensation and Benefits The base salary for this position ranges from $200,000 to $225,000, commensurate with experience and qualifications. The role is eligible for an annual discretionary bonus and offers a robust benefits package. #J-18808-Ljbffr Cerberus Capital Management, L.P.
$135k - $160k
Location Designation: Hybrid - 3 days per week Role Overview:This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance...SuggestedLocal areaImmediate start3 days per week$165k - $200k
Risk| Compliance Conduct & Ethics | Vice President, Product Compliance Officer | New YorkAbout ING: In the Americas, ING’s Wholesale Banking division offers a broad range of innovative financial products and services to domestic and international corporate and institutional...SuggestedFull timeWork at officeWork from home- We are seeking someone to join Global Compliance as a Vice President who will provide advisory compliance support for the Securitized Products Sales... ..., communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity...SuggestedTemporary work
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- ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment Banking Type Privately Held About the Role The Company is seeking a Vice President, Compliance Officer with a focus...Suggested
- ...Vice President, Banking Compliance, HMDA & CRA Officer About the Company A growing bank strengthening its compliance program across deposit operations and lending. Industry Banking Type Privately Held About the Role The Company is in search of...
$225k - $250k
VP, FCM, Tokenization & Stablecoin Compliance Officer About Us DriveWealth is on a mission to make investing easier. We believe that everyone should have the ability to control their financial future, and that access to financial markets should not be limited by geography...Full timeContract workWork at officeRemote workWorldwide- ...\n Identify gaps in execution and work with senior leadership to remedy change \n Produce reports for management regarding compliance, regulatory, and risk initiatives \n Manage simultaneous projects prioritizing organizational cohesive alignment with \n Partner...Work at office
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$175k - $190k
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$110k - $190k
...clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity... ...across the globe, please copy and paste into your browser.Vice President:New York:Expected base pay rates for the role will be between...Temporary work- ...success. Position Summary: The Vice President, Medical will serve as a key leader in... ...reports and external contractors; Ensure compliance with relevant regulatory law and... ...at the direction of the Chief Medical Officer. Requirements: Education, Experience...For contractorsLocal areaFlexible hours
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$175k - $235k
...dynamic, service-driven technology leader to serve as Corporate Vice President of End User Services, Executive Support, and AV Technologies.... ..., and critical incidentsTravel: Occasional travel to NYL offices and field locations in support of executive events and AV deploymentsWhat...Contract workWork at officeLocal areaShift work3 days per week$225k - $250k
...corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion... ...constantly changing global markets.Fixed Income: ABS Structuring - Vice President / Executive DirectorThe Fixed Income Division Securitized...Temporary workWorldwide- ...Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Officer at the VP level! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond...Permanent employmentFull time
$300k
...Chief Operating Officer (COO) / Vice President of Operations Location: Greater New York City Area (Must reside within the Metro NYC market) Compensation: Approximately $300,000 Base Salary + Performance Bonus + Growth Opportunity Position Type: Full-Time...Full time- ...Reporting directly to the SVP, Deputy Chief Compliance Officer, the VP, Compliance Manager will lead the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-...Full timeWork at office
$140k - $180k
...complex regulatory work and want more scope to take ownership, this could be an interesting next move. I’m looking for a Compliance Officer for a global investment firm combining quantitative research, technology and discretionary investing across public and...- ...Compliance Officer (New York, NY): Our client, an established institutional alternative investment manager, is looking to add a Compliance Officer to its New York team. This is a broad-based role with significant exposure across the U.S. compliance program, including...Full timeWork at office
- ...The Opportunity Our client, an established alternative investment firm, is seeking an Associate Director to join its Compliance team in New York. This individual will take ownership of several key areas of the firm’s compliance program and serve as a trusted partner...Full time
$120k - $140k
...AVP, Fixed Income Compliance Officer Location: New York, NY This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance...Full time- ...Our client is an international bank. They seek an AVP Compliance Officer to join their Manhattan office. This individual will play a key role in supporting and enhancing the firm’s overall Compliance Program, with particular ownership of compliance testing, regulatory...Full timeWork at office
$350k - $400k
...My client, a rapidly expanding hedge fund, is looking to hire a Senior Compliance Officer into it's New York office. They are capitalising on consecutive years of stellar performance and expanding their presence in the US, having already built out their operations...Full timeWork at office- ...is flat and our team is talent dense. We work in person at our office in Flatiron and are intentional about who we work with. We've raised... ...A led by Left Lane Capital. About the Team HIFI's compliance team is what makes it possible for banks, fintechs, and institutions...Full timeWork at office
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