Associate Wealth Advisor

Job Description

Job Description

After training this position is currently hybrid-eligible, with the expectation of three days pre-assigned on-site attendance. This role requires California residency and living within a 50-mile commute of our headquarters in Santa Ana.

Build Relationships. Build Futures. Build Your Career.

At Orange County’s Federal Credit Union (OCFCU), banking is personal—and it always has been. For more than 85 years, we’ve helped our members achieve life’s most important milestones by building genuine relationships, providing trusted guidance, and putting people before transactions.

Today, with more than $3 billion in assets and 145,000+ members, we continue to grow while staying true to the values that have made us one of Orange County’s most respected financial institutions.

As a Associate Wealth Advisor (Centralized Financial Advisor), you’ll work with a steady flow of member referrals and leads while honing your consulting, relationship-building, and business development skills. You'll be supported by an established Wealth Management team while representing a broad range of investment and insurance solutions, including advisory accounts, mutual funds, ETFs, structured products, 529 plans, IRAs, annuities (fixed, indexed, and variable), stocks, bonds, life insurance, and long-term care insurance.

What You'll Do

• Manage member referrals, existing investment accounts, and leads generated through our Call Center.
• Conduct financial reviews and help members identify and pursue their financial goals.
• Prepare and present personalized financial plans, retirement strategies, and portfolio recommendations.
• Recommend investment and insurance solutions aligned with each member’s needs.
• Partner with mutual fund companies, insurance providers, broker/dealers, and Registered Investment Advisors (RIAs) to deliver exceptional service.
• Utilize digital advisory tools, including Guided Wealth Portfolios, to help members access modern investment solutions.
• Stay current on market trends, economic conditions, and investment products.
• Maintain compliant client records and documentation in accordance with FINRA and regulatory requirements.

What We're Looking For

We’re seeking ambitious professionals who are passionate about helping others achieve financial success and eager to grow within wealth management.

• Minimum two years of experience in the sales and delivery of personal investment products and services, wealth management, banking, or insurance.
• FINRA Registration: Series 7, and Series 66 (or Series 63 & Series 65).
• California Life Agent with Variable Contracts Insurance License.
• Fluency in Spanish is helpful .

Why Join OCCU?

• The annual forgivable draw against commissions is $70,304.00

• Award winning workplace culture

• Clear growth paths and internal mobility

• People before profits—always

• A team that supports each other and celebrates wins

• Health Coverage: Comprehensive benefits, including Anthem, Delta Dental, and VSP, effective from your first day.

• Financial Security: Life insurance at no cost and a 401(k) plan with an employer match up to 6%.

• Work-Life Balance: 13 days of vacation and seven (7) sick days annually and paid holidays.

• Recognition & Growth: annual discretionary bonus as well as educational grants up to $1,000 per year.

Orange County's Federal Credit Union is an Equal Opportunity Employer. Pre-employment screenings, including background and credit checks, are required.