Investment Compliance VP: Private Deals & Control Room
Origin Staffing
Origin Staffing is assisting a global investment platform in identifying a VP, Investment Compliance for Private Deals / Control Room. This high-visibility role sits close to the deal process and collaborates with investment professionals across private markets. JD required with 2–6 years in compliance or legal roles, especially in control room settings. The position emphasizes deal-structure insight, MNPI handling, and growing in a buy-side environment. #J-18808-Ljbffr Origin Staffing
$150k - $185k
...experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is... ...with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial... ...regulators and external/internal auditors, dealing with non-routine information. Focuses...SuggestedWork experience placementWork at officeLocal areaFlexible hours- ...A prominent investment firm in New York is seeking a compliance attorney to support its control room function. This role will interact regularly with investment teams and involve... ...compliance with policies related to private investment activities. Candidates should have...Private
- Liberty Mutual Investments is seeking a Compliance Attorney to support our compliance functions, especially as we expand our private investment activities. This role involves overseeing conflicts management and regulatory analysis while maintaining investment compliance...Private
$190k
VP, Investment Compliance - Private Deals / Control Room Compensation : up to $190k base salary (DOE) + 15% bonus + ~$15k retirement contribution = ~$233k total comp A leading global investment platform with $100B+ AUM is seeking an Investment Compliance VP to join its...PrivateWork at office- A rapidly growing, private equity-backed consumer products... ...President, Corporate Controller to lead the accounting... ...equity stakeholders. VP, Controller... ...agreements, and strategic investments. Assist with acquisition... ...team. Ensure compliance with all federal, state...PrivateLocal area
- JPMorgan Chase & Co. is looking for a Fund Controller (Private Credit) - Vice President to join the... ...for private credit funds and ensuring compliance with financial reporting standards.... ...will have 7+ years of experience in the investment management sector, particularly in...Private
- JPMorganChase is seeking a Fund Controller (Private Credit) - Vice President to oversee financial... ...should have over 7 years of investment management experience, preferably with... ...candidate will lead initiatives to ensure compliance with U.S. GAAP, conduct technical accounting...Private
$150k - $210k
...the Company Morgan Stanley Investment Management (MSIM), part of... ...AUM and focuses on private credit via the Morgan Stanley... ...Overview The Private Credit VP (externally Fund Controller) will support private credit... ..., reporting, and compliance. Key Duties & Responsibilities...PrivateTemporary workLocal area- ...with 38 years of private markets history and... ...and North America, investing across Private... ...Role Purpose The VP of IR & Client Service... ...fund performance, deal activity, exits, etc... ...and quality‑control outbound investor... ...tone Support legal, compliance, finance, and third...Private
$140k - $250k
...credit investors. BXCI’s investments span direct lending,... ...the lifecycle of private loans and securities,... ...syndicated and bilateral deals. Act as a first point... ...efficiency, and enhance risk controls. Provide ongoing... ...and assets by driving compliance with applicable laws and...PrivateLocal area- ...innovate. Liberty Mutual Investments (LMI) is the... ...spectrum of public and private investments, and we are... ...The Position: The LMI Compliance team is looking for a... ...professional to assist with our control room function to support... .... Monitor LMI deal pipeline, confer with...PrivateLocal area
$135k - $190k
## VP - Employee Compliance, Central Compliance Team CIBCandidatar-selocations... ...("PST"), Personal Account Dealing ("PAD"), employee... ...monitoring, and enhancement of controls related to employee trading... ...securities, watch list controls, private investments, outside business...PrivateHourly payFull timeContract workWork experience placementShift work- ...Vice President Fund Controller, Real Estate About the Company... ...Manages real estate investment funds, focusing on reporting, compliance, and operational... ...Investment Management Type Privately Held About the Role... ...financing arrangements. The VP Fund Controller will...PrivateWork at office
- ...Accomplished alternative investment management firm... ...Services Type Privately Held, Private Equity-... ..., accurate, and risk-controlled manner across various... ..., including audit, compliance, risk, and regulatory... ...tight deadlines, and dealing with complex counterparties...Private
$150k - $210k
Morgan Stanley is hiring a Private Credit VP to oversee private credit funds in accounting, reporting, and compliance in New York. Candidates should have 9-12 years of experience... ...in financial accounting for alternative investment managers. The position offers a...Private- Private Banker (Taiwan Team) - AVP / VP Job Req Id: 25909144 Location(s): Hong... ...broad financial/investment goals related to the... ...sales. Close the deal, making concessions... ...Private Bank to maintain control, find solutions and... .... Ensure compliance on regulatory requirements...Private
- ...job openings matching "Private Equity / VP jobs in New York,... ...Carlyle's multi-strategy investment platform spanning... ...Management and Fund Controller role works directly with... ...'s Portfolio Finance deals and funds are properly... ...requests and compliance reporting across multiple...PrivateWork at office
$225k
...execution of customized investment and hedging solutions... ..., structuring, legal, compliance, treasury, and... ...investors, broker dealers, private banks, RIAs, insurance... ...all of your business dealings are in alignment with... ...Demonstrates governance, control and risk management behaviors...Private- ...Service Partners is a private equity‑backed platform... ...systems including access control, video surveillance,... ...with disciplined investment practices, and we are... ...performance engine. The VP of Operational Excellence... ...adoption rather than just compliance. Comfort evaluating...PrivateFor subcontractor
- Investment Counselor, South Asian Markets AVP/VP Job Req Id: 26975445 Location: Singapore, Singapore... ...Career with Citi Citi Private Bank (CPB) is dedicated... ...and assets, by driving compliance with applicable laws, rules... ...managing and reporting control issues with transparency...PrivateLocal area
- ...President in New York. This role involves leading deal sourcing, transaction execution, and... ...managing junior team members and shaping the investment strategy. Candidates should have over 5 years of experience in private equity or investment banking, with strong leadership...Private
- ..., Sales, Customer Success, Compliance, and Engineering to support... ...coverage. Role Overview The VP, Corporate Controller is a senior finance leader... ...leadership and the Company's private equity sponsor. Key... ...package. We are committed to investing in a range of programs and...PrivateTemporary workWork at officeRemote workFlexible hours
$157.04k - $235.56k
...connections to the Citi Private Bank.* Effectively... ...achieve broad financial/investment goals related to the creation... ...new sales.* Close the deal, making concessions... ...Bank to maintain control, find solutions and resolve... ...appropriate.* Ensure compliance on regulatory...PrivateFull time- JPMorgan Chase & Co. is seeking a Vice President for the Private Equity Group (PEG) in New York. This role involves investment management, KYC/AML compliance, and account management for PEG clients, specifically focusing on private equity investments. Candidates should...Private
- ...executives who actually control capital allocation... ...represent us in rooms where decisions... ...in boardrooms, private events, conferences... .... Collaborate on deal structure and closing... ...in consulting, investment banking, private equity... ...Federal Contract Compliance Programs (OFCCP)...PrivateFull timeContract workFor contractorsFor subcontractorWork at officeRemote work
$200k - $250k
...Group LLC Join a high-growth private equity firm investing at the cutting edge of the... ...a CPA-qualified Fund Controller to lead accounting and reporting... ..., reporting, and compliance for complex PE fund structures... ...calculations. Partner with deal teams on new vehicle launches...PrivateFull time- ...financial statements for private equity funds, co-investment vehicles, and management company... ...regulatory filings and compliance Prepare quarterly and ad-... ...maintain strong internal controls, accounting policies, and... ...operations teams to support deal closings, valuations, and...Private
- AVP/VP, Co-Investment Sourcer, External Managers Join to apply for the AVP... ...our team as a Co-Investment Deal Sourcer . The candidate will... ...Asset & Wealth Management, Private, Structured Investing, Vice... ...ago AVP, Investment Advisor Compliance (JD Required) Albany, NY $55...PrivateFull timeWork at officeWork from homeWorldwide
- Vice President Project Controls Executive (Systems) Position at MTA Construction & Development... ...Program Controls function, technical compliance, and continuous improvement. Education... ...within the organization. Educational Investment - Pursue your career goals with in‑...Contract workFor contractorsFor subcontractorWork at officeRemote workWeekend workAfternoon shift1 day per week
- ...role of the Vice President, Investment Product Specialist is to manage... ...portfolios across the Private Bank’s investment solutions.... ...monitoring, exceptions, and controls; sign off on releases/changes... ...escalations. Drive audit and compliance readiness; coordinate materials...Private
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