Wealth Risk & Controls Associate - Drive Compliance
Flagstar Bank
A major financial institution in New York is seeking a Wealth Management - Risk & Controls Associate. This role involves designing and implementing a risk management framework and supporting ongoing assessments of risks and controls. Ideal candidates will have over 4 years of relevant experience in risk management, particularly within Wealth Management and a Broker Dealer context. This position is full-time and offers comprehensive benefits. #J-18808-Ljbffr
- ...Job Title Wealth Management - Flagstar Advisors Risk & Controls Associate Location New York, NY 10018 Overview The Wealth Management... ...Risk stripes – Operational, Compliance, Strategic, Credit, Liquidity,... ...for process improvements. Drives change in the organization and...SuggestedFull timeWork at office
$100k - $160k
...outline CORPORATE TITLE Associate language OFFICE... ...assignment JOB FUNCTION Risk Governance account_balance DIVISION Asset & Wealth Management monetization... ...functions such as Legal, Compliance, and firmwide risk in order... ...not limited to drawdown controls, VaR, tracking error,...SuggestedFull timeTemporary workWork at office- As a Tech Risk and Controls Senior Associate at J.P Morgan Chase, within the Global Technology Chief Data Office, you will contribute to supporting... ...metrics, aligning with strategic data priorities to drive compliance, and enhancing data controls. You will provide...SuggestedWork at office
- ...President with a focus on Credit Trading Product Control. As a Credit Trading Product Controller... ...procedures. You will play a key role in risk reporting and assessment, promoting... ...analysis Partner with various risk teams to drive forth and implement change and correction...SuggestedWork experience placement
$95k - $120k
...join our team as a Valuation Risk Controller in Finance to undertake... ...capital resources. This is an Associate position within our Valuation... ...of inventory valuation and compliance with fair value accounting standards... ...the pricing framework Drive development on regulatory...SuggestedTemporary workShift work- ...Role Overview The Front Office Risk & Control team provides a central hub for key business analysis... ...to ensure adequate oversight and compliance of corporate policy within the 1st Line... ...negotiation with teams and senior management to drive change. Impact assessment skills with...Work at officeRemote work
- ...specialist.Role OverviewThe Front Office Risk & Control team provides a central hub for key... ...controls to ensure adequate oversight & compliance of corporate policy within the 1st Line... ...with a team and/or senior management to drive change. Impact assessment skills paired...Work at officeRemote work
$61.88k - $99.32k
...Line of Business Governance & Control Job Description The Governance... ...Three Lines of Defense (LOD) Risk Framework: Risk Ownership (1LOD... ...Oversight, and Regulatory Rule Compliance Identify opportunities to... ...connect themes across issues to drive standardization of solutions,...Local area$100k - $170k
...Goldman Sachs Group, Inc. is seeking an Associate in Asset & Wealth Management in New York. The role focuses on portfolio strategy and risk management, requiring 5+ years of experience in asset management or investment banking. Key responsibilities include quantitative...- ## Senior Risk Analyst - 2LoD Controls Testing and OversightApplyremote type: Hybridlocations: New York... ...Governance/Oversight, and Regulatory Rule Compliance* Identify opportunities to streamline... ...and connect themes across issues to drive standardization of solutions,...Work experience placementLocal areaWork from homeFlexible hours
$91k - $145.6k
...role. Line of Business: Risk Management Job Description... ...contribute to end-to-end controls testing and validation-from planning... ..., and Regulatory Rule Compliance Identify opportunities to... ...needed; confirm findings and drive action plans to mitigate and...Local areaWork from homeFlexible hours$88.3k - $115.9k
...Risk & Controls Associate Since 2017, Flourish has been on a mission to help financial advisors evolve from holistic advice to holistic implementation... ...-based audit programs to address the identified risks and compliance requirements. You will prepare audit reports to document...Work experience placement$95k - $140k
...addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees. Role Description The Trading Risk & Control group in Capital Markets is established under Sales and Trading to ensure proper trading support and smooth operations. It is...Work experience placementWork at officeLocal areaWork from homeWorldwide- A leading financial institution in New York seeks a qualified candidate for a role in Trading Risk & Control within Capital Markets. The position involves managing trading support and operations, focusing on interest rate derivatives alongside a team of analysts and traders...
- ...Essential Functions Completes on-site risk control surveys of moderately sophisticated current... ...visits, presenting at agency and association meetings, etc Delivers advanced training... ...report per company standards required if driving Your hiring salary range for this position...Temporary workWork at officeLocal areaRemote work
- ...Essential Functions Completes on‑site risk control surveys of highly sophisticated current... ...agency visits, presenting at agency and association meetings, etc. Provides detailed... ...report per company standards required if driving. Salary range: $92,670 - $128,045 or $...Temporary workLive inWork at officeLocal areaRemote work
$91k - $145.6k
...risques Job Description The Group Risk Specialist provides a... ...also contribute to end‑to‑end controls testing and validation—from planning... ..., and Regulatory Rule Compliance Identify opportunities to streamline... ...needed; confirm findings and drive action plans to mitigate and...Local area$114.3k - $139.7k
...offices. Business Process Senior Analyst, Risk & Controls role is an integral part of the Booking... ...execution of Sarbanes Oxley Act (SOX) compliance, being an independent trusted advisor... ...including end-to-end process reviews to drive internal and external compliance and...Work at officeLocal area$96k - $120k
Mufgamericas is looking for an Associate in Corporate and Investment Banking to work in New York, NY. The... ...collaborating with teams to identify, monitor, and manage risks while ensuring effective information risk management controls. The ideal candidate has a BA/BS in Finance or...Full time$72.28k - $117.52k
...Line of Business: Compliance Job Description:... ...and scalable compliance risk management function. As... ...structures and processes, driving innovation at every level... ...compliance risks and internal controls are identified and... ...(broker-dealer), and wealth management businesses...Work experience placementWork at officeLocal areaImmediate startWork from homeFlexible hours- ...investment management and wealth management services.... .... In this role, the Associate will support the U.S.... ...Data Quality Program by driving compliance with the Firm’s Data... ...9 requirements across Risk and Finance. The Associate... ...monitor data quality controls. Identify data owners...Local areaWorldwide
- 2027 Asset & Wealth Management Risk Summer Analyst Are you an analytical thinker eager to tackle complex challenges, drive innovation, and make an impact in risk management? Join us as a 2027 Asset & Wealth Management Risk Summer Analyst at J.P. Morgan, an industry...Full timeSummer workImmediate startVisa sponsorship
- ...WhiteCap Search is seeking a professional to join their internal controls and audit team in New York, NY. The role involves spearheading risk assessment processes, developing dynamic audit plans, and implementing internal controls aimed at identifying risks. Applicants...
$90k - $110k
Guggenheim Partners is seeking an enthusiastic Business Control Associate in New York. The role focuses on supporting risk management and compliance through supervision, surveillance, and control tasks. Requirements include 3-5 years in finance, a Bachelor’s degree, and...- ...specific details for this role. Line of Business: Risk Management Job Description: The Senior Risk Analyst Governance and Control manages the development and monitors the... ...Commitment TD has a long-standing commitment to help drive progress towards a more inclusive and...Full timeWork experience placementWork at officeLocal areaWork from homeFlexible hours
$95k - $120k
...join our team as a Valuation Risk Controller in Finance to undertake... ...capital resources. This is a Associate position within our Valuation... ...of inventory valuation and compliance with fair value accounting standards... ...the pricing framework - Drive development on regulatory...Full timeTemporary workShift work$90k - $125k
...Electronic and Algorithmic Trading Risk Analyst/Associate Job Code: 12644 Country: US... ...three business divisions: Wealth Management, Investment... ...Facilitate the annual control attestation process Approval... ...stakeholders to determine level of compliance, gaps and remediation plans...$86k - $145k
...Pathward, N.A. is looking for a Risk and Compliance Senior Specialist to assist in risk and control consultation for various processes. Responsibilities include identifying operational risks and implementing controls to support risk management frameworks. The ideal candidate...- ...TD Bank is searching for a Senior Risk Analyst to provide guidance on risk management within their Risk Management department. The analyst will execute independent testing of business controls and monitor regulatory trends. This role supports TD's commitment to effective...
- ...We believe that you have the skills and drive to make a real impact. We foster a thriving... ...you will have in this role Quantitative Risk Management, QRM is responsible for the development... ...quantitative analyses. Aligns risk and control processes into day to day...Remote workFlexible hours
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