Hybrid Regional Compliance Leader: Regulatory & Risk
Nuveen
Nuveen is seeking a Regional Supervisory Principal to oversee registered representatives and ensure compliance with regulations. This vital role involves proactive engagement with business partners and conducting audits. The ideal candidate should have over 5 years of experience, preferably with FINRA registrations, and a strong understanding of compliance standards. This hybrid position offers competitive compensation packages and a focus on associate well-being. #J-18808-Ljbffr Nuveen
Vacancy posted 1 day ago
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