Senior Supervisory Consultant, Broker-Dealer Compliance
Lincoln Financial Services
Lincoln Financial in Madison, WI, is seeking a Supervisory Principal Consultant to oversee the day‑to‑day operations of registered representatives in a wholesale broker‑dealer environment. This role focuses on high-volume supervision, risk management, and ensuring compliance with regulatory requirements.
The ideal candidate will have a Bachelor’s degree or equivalent experience, possess strong knowledge of FINRA requirements, and have at least 4 years in broker-dealer supervision. Lincoln offers a competitive benefits package and opportunities for leadership development.
#J-18808-LjbffrVacancy posted 3 days ago
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