FINRA/SEC Partner - NYC

FINRA/SEC Partner - NYC

$500000 - $1000000 per year | New York, NY | On-site | Permanent

Confidential search for a FINRA/SEC Partner to join a well-established, entrepreneurial law firm in New York City.

A bit about us:

We are conducting a confidential search a FINRA/SEC Partner to join a well-established, entrepreneurial firm in New York City.

Why join us?

• Entrepreneurial Environment
• Meaningful Platform Support
• Uncapped Commissions
• Continue Growing Book without Sacrificing Autonomy

Job Details

The firm is seeking a partner with:

• $750K+ in portable business
• A substantial practice focused on FINRA, SEC, securities regulation, and/or financial services
• Strong relationships with broker-dealers, investment advisers, financial institutions, public/private companies, executives, or other securities-industry clients
• A proven track record of business development and client retention
• An interest in a platform that offers sophisticated resources while maintaining an entrepreneurial, partner-friendly environment

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