Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Investigations and Compliance Officer

$106.4k
Full-time

City of New York

Job Description

DCAS's mission is to make city government work for all New Yorkers. From managing New York City’s most iconic courthouses and municipal buildings, to purchasing over $1 billion annually in goods and services for more than 80 City agencies what we do ensures that all agencies can deliver on their mission. Our reach touches every facet of city government and is instrumental to the successful day-to-day operations of the City of New York.

Our commitment to equity, effectiveness, and sustainability guides our work providing City agencies with the critical resources and support needed to succeed, including:
- Recruiting, hiring, and training City employees.
- Managing 56 public buildings.
- Acquiring, selling, and leasing City property.
- Purchasing over $1 billion in goods and services for City agencies.
- Overseeing the greenest municipal vehicle fleet in the country.
- Leading the City's efforts to reduce carbon emissions from government operations.


When you work at DCAS, you're not just working for one agency, but in service of them all. It's an opportunity to provide impactful support, quality customer service, and help protect the future of New York City for generations to come. Visit our website at nyc.gov/dcas to learn more about the work we do.

Citywide Equity and Inclusion (CEI) sets the standards for City agencies to implement the City's EEO Policy. This includes the implementation of initiatives that align with, and operationalize, the legal mandates and legislation designed to prevent workplace discrimination and harassment under the City's legally protected categories. CEI also develops and updates the City's EEO and diversity, equity and inclusion trainings portfolio to promote the awareness of rights, responsibilities and resources for the city workforce. The unit also organizes mandatory EEO best practices meetings and other educational programs and professional development for EEO professionals; conducts third-party EEO investigations when the agency head or the EEO officer is a party in the matter; promotes compliance with training programs and reporting requirements; and designs and maintains compliance tools and reference resources. In addition, CEI provides guidance to agencies on emerging issues related to fair and effective employment practices, many of which impact retention and inclusivity; and guides agencies on preparation of their annual EEO plans as authorized by the New York City Charter Chapter 35, Section 814.1.

Under the direction of the Executive Director, Citywide EEO Investigations and Compliance, the Investigations and Compliance Officer will:
- Manage relationships with agency EEO personnel, including provide guidance on the proper interpretation and application of EEO Policy, investigative practices, and requests for reasonable accommodations;
- Assess complaints, inquiries, and process-related questions presented to CEI from employees throughout the city, and take subsequent appropriate actions;
- Manage multiple complex EEO investigations through to completion in accordance with CEI's mandate without the need for significant oversight;
- Prepare well-written and well-reasoned investigative reports that are clear and supported by the facts, including make associated recommendations in accordance with EEO Policy;
- Manage high-level CEI projects and specialized initiatives; supervise subordinate attorneys, college aides, interns, and CEI support staff, as necessary;
- Demonstrate good judgment in identifying and overcoming hurdles at all stages of investigation, and confer, as appropriate, with appropriate authorities such as the City's Law Department;
- Manage case practice reviews, including routine reviews of agency EEO complaint and reasonable accommodation files, training records, training content, instructor-led workshops, and the use of complaint tracking systems;
- Ensure agency compliance with the submission of annual and quarterly EEO/Diversity & Inclusion plans and reports on complaint data;
- Analyze citywide trends, including inquiry and complaint data, and offer appropriate guidance to agencies in addressing necessary shifts in workplace culture and other systemic concern;
- Formulate and monitor enforcement strategies with respect to new legislation, regulations, and policy;
- Develop policy and guidance memoranda to drive increased compliance with EEO, diversity, and inclusion, anti-harassment/anti-discrimination policies;
- Establish a standardized review and approval protocol for agency-delivered EEO training and policy statements;
- Plan and conduct training on investigative protocols/procedures, complaint filing and tracking, and other EEO-related topics;
- Work collaboratively with the General Counsels Office and Human Capital Division on compliance related to workforce data, training content, and other projects, as needed;
- Conduct legal research on EEO and employment-related issues and relevant legislation;
- Travel to meet with city officials, employees and members of the public as part of investigative interviews or processes, training, and compliance-related meetings or events;
- Perform additional duties as required.

To Apply:

Please go to or for current NYC employees, and search for Job ID # 800819. No phone calls, faxes or personal inquiries permitted. Only those candidates under consideration will be contacted.

AGENCY ATTORNEY - 30087

Qualifications

1. Admission to the New York State Bar; and either "2" or "3" below.
2. One year of satisfactory United States legal experience subsequent to admission to any state bar; or
3. Six months of satisfactory service as an Agency Attorney Interne (30086).
Incumbents must remain Members of the New York State Bar in good standing for the duration of this employment.
In addition to meeting the minimum Qualification Requirements:
To be assigned to Assignment Level (AL) II, candidates must have one year of experience at Assignment Level I or two years of comparable legal experience subsequent to admission to the bar, in the areas of law related to the assignment. To be assigned to AL III candidates must have two years of experience in Assignment Levels I and/or II or three years of comparable legal experience subsequent to admission to the bar, in the areas of law related to the assignment.

Additional Information

The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

Agency: DEPT OF CITYWIDE ADMIN SVCSJob Category: Legal AffairsSalary Band: $100,000 to $125,000 Compensation: USD 106404 - USD 106404
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Investigations and Compliance Officer in New York, NY vacancy
  • $90k - $200k

     ...Senior Manager, Financial Investigations Kroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is...  ...relationships with colleagues across Kroll's network of offices and various practices. Essential Traits:... 
    Suggested
    Temporary work
    Flexible hours

    Kroll

    New York, NY
    4 days ago
  • Bobit Business Media is seeking a Specialist - Incidents & Investigations in New York. The role conducts investigations and supports incident management across agency programs, ensuring regulatory compliance and operational accountability. Responsibilities include audits... 
    Suggested

    Bobit Business Media

    New York, NY
    2 days ago
  • BCG Attorney Search in New York, NY seeks a mid-level Regulatory Investigations, Strategy & Enforcement Associate to handle civil investigations and multistate matters for State Attorneys General offices. The ideal candidate has 4-5 years of relevant experience, a JD,... 
    Suggested

    BCG Attorney Search

    New York, NY
    3 days ago
  •  ...Responsibilities include working with State Attorney Generals on civil investigative demands (CIDs), multistate investigations, and resolution...  ...litigation. Prior experience in a State Attorney General's office and familiarity with investigations, enforcement, and... 
    Suggested
    Work at office

    Troutman Pepper Locke LLP

    New York, NY
    2 days ago
  • $70k - $150k

    Kroll’s North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-...  ...relationships with colleagues across Kroll’s network of offices and various practices Contribute to the development,... 
    Suggested
    Temporary work
    Interim role
    Flexible hours

    Kroll

    New York, NY
    5 days ago
  • Kroll’s North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. This role requires leading investigations, performing forensic accounting... 

    Kroll

    New York, NY
    16 hours ago
  •  ...Compliance Officer (New York, NY): Our client, an established institutional alternative investment manager, is looking to add a Compliance...  ..., brokers, research providers and other third parties Investigate and elevate potential compliance issues and assist with other... 
    Work at office

    Landing Point

    New York, NY
    4 days ago
  •  ...Global investment management firm is seeking a compliance officer to join their dynamic team. Strong expertise with Trading Compliance is...  ...ensure compliant go-to-market execution and risk mitigation Investigate trading exceptions and potential breaches, prepare concise... 
    Work at office

    JW Michaels & Co.

    New York, NY
    16 hours ago
  • $110k - $140k

     ...The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional...  ...program under Rule 206(4)-7Lead or support internal investigations, incident handling, and escalation processesEnsure robust documentation... 
    Full time
    Local area

    Qontigo

    New York, NY
    2 days ago
  •  ...roles are in person in New York. About the role As Compliance Officer at Forus, you will build a modern healthcare compliance program...  ...Lead all aspects of compliance incident response including investigations, risk and breach assessments, remediation, and trend... 
    Full time
    Work at office

    Forus Inc

    New York, NY
    2 days ago
  • $160k - $250k

     ...Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on...  ...Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and... 
    Local area

    Millennium Management Corp

    New York, NY
    2 days ago
  • $90k - $150k

     ...industry specialists and experts in forensic accounting and global investigations, discovery and forensic technology, M&A and private equity...  ...-based team environment; Communicating with business, risk, compliance, operations, technology, and analytics stakeholders on client... 
    Local area
    Flexible hours

    BRG

    New York, NY
    1 day ago
  • $175k - $225k

     ...Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor, at least seven years of legal experience in broker-... 

    Intercontinental Exchange Holdings, Inc.

    New York, NY
    2 days ago
  • $95k - $130k

    Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong...  ...reviewing and onboarding institutional counterparties, investigating alerts across a wide range of risk areas including personal... 
    Local area

    Flow Traders

    New York, NY
    1 day ago
  • $140k - $185k

    Compliance Officer - Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 - $185,000 total annual compensation...  ...compliance issues Maintain records of compliance reviews, investigations, and reports Support audits and examinations by internal... 

    Career Launch AI

    New York, NY
    1 day ago
  •  ...seeking a detail-oriented and analytical Prevailing Wage & Compliance Officer to support prevailing wage compliance and contractor...  ...compliance with prevailing wage requirements, and assist in investigating and resolving compliance issues. This role serves as a key... 
    Full time
    Contract work
    For contractors
    For subcontractor
    Work at office
    Local area
    Remote work

    Armand Corporation

    New York, NY
    a month ago
  • $120k - $160k

     ...AML Compliance OfficerAML Compliance OfficerExperience: 5+ Years Location: New York, NY...  ...reach, we are seeking an AML Compliance Officer to join our Compliance Team to assist in...  ...conducting follow up with Correspondents, investigating and dispositioning AML alerts, filing... 
    Immediate start
    Flexible hours

    RQD* Clearing

    New York, NY
    16 hours ago
  • $150k - $200k

     ...successful candidate will support the firm's compliance program across registered private...  ...compliance reviews and testing of key controls. Investigate potential compliance issues and assist...  ...schedule in one of our following offices 3 days/week. Boston, New York,... 
    Local area
    3 days per week

    Franklin Templeton

    New York, NY
    3 days ago
  • Senior Compliance Officer Financial services New York , New York Permanent Feb 19, 2025 The Senior Compliance Officer will support the Alternative...  ...industry practices Ensure timely escalation, evaluation, investigation, and resolution of compliance issues Review and approve new... 
    Permanent employment

    The Bachrach Group

    New York, NY
    2 days ago
  •  ...customer support activities while ensuring compliance with established credentialing policies...  ...detail. Proficiency with Microsoft Office Suite. Preferred Qualifications...  ...maintain the required federal background investigation and credentialing requirements for this... 
    Permanent employment
    For contractors
    Work experience placement
    Work at office

    One Federal Solution

    New York, NY
    4 days ago
  • $22.38 - $33.57 per hour

     ...and provider credentialing, privileging and verifications, in compliance with both facility and accreditation requirements. Serve as a...  ...and evaluates information from primary sources. Recognizes, investigates, and validates discrepancies and adverse information obtained... 
    Hourly pay
    Full time
    Temporary work
    Flexible hours
    Shift work
    Weekend work

    AtlantiCare

    Atlantic City, NJ
    1 day ago
  •  ...successful candidate will have prior transaction monitoring / investigations management experience in the financial services, FinTech or...  ...quality performance. Support operational processes to ensure compliance with applicable laws, regulations, and industry best practices... 

    United States Digital Space LLC

    New York, NY
    1 day ago
  •  ...everything from routine reviews to the most complex, high-risk investigations in fintech. Whether your background is in fast-moving fintech...  ...enthusiasm for AI-powered tooling in an investigative or compliance context — comfort adopting new tools and using AI-assisted analysis... 
    Local area
    Shift work

    Klarna

    New York, NY
    2 days ago
  • Outten & Golden LLP seeks an Investigations Analyst to liaise between attorneys, staff, paralegals and clients. The role includes ongoing consulting...  ...management. The candidate must be present in the New York office at least two days weekly. The firm prides itself on defending... 
    Work at office

    Outten & Golden LLP

    New York, NY
    2 days ago
  •  ...and collaborative individual with EEO investigative and supervisory experience to serve as...  ...Deputy Director for Investigations and Compliance within Citywide Equity and Inclusion (CEI...  ...updates and provides guidance to agency EEO Officers on investigative and reasonable... 
    Full time
    Work at office
    Local area
    Shift work

    NYC Department of Citywide Administrative Services

    New York, NY
    4 days ago
  • $75k - $115k

     ...and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees...  ...the ever-evolving financial landscape, Compliance has become increasingly complex. Marex...  ...with regulatory examinations and investigations. This collaboration is essential in maintaining... 
    Work at office
    Immediate start
    Worldwide

    Marex

    New York, NY
    6 hours ago
  • $145k - $175k

    A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who...  ...or internal initiatives from scoping through delivery Investigate trading exceptions and potential breaches, prepare concise findings... 
    Work experience placement

    Point72

    New York, NY
    4 days ago
  • $150.77k - $160.83k

     ...for: systemwide report management and compliance pertaining to discrimination and harassment...  ...the CUNY system and from the Central Office. The goal of the Center is to eliminate...  ...opportunity (EEO)/compliance investigations, preferably in a higher education setting... 
    Full time
    Work at office
    Local area

    The City University of New York

    New York, NY
    6 hours ago
  •  ...This is a great place to build a real investigative career: you'll get hands-on exposure to...  ...notes than the template asked for. The officer or investigator who kept digging past the...  ...You've worked in KYC, EDD, AML, fraud, compliance, or as an investigator in a law-... 
    Local area
    Flexible hours

    PLP Group

    New York, NY
    16 hours ago
  •  ...InvestigatorEmployment Type: Full-Time, Mid-LevelCGS is seeking a Financial Investigator to join our team providing legal support and investigative...  ...that comes from other investigators and law enforcement officers and collects information relating to this evidence or legal... 
    Full time
    Interim role
    Local area

    Contact Government Services LLC

    New York, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Investigations and Compliance Officer. Be the first to apply!