Compliance Associate: Broker-Dealer Regs (Series 7/24)
Phyton Talent Advisors
Phyton Talent Advisors in Boca Raton, FL, is seeking a Compliance Associate to join a growing broker-dealer. This role offers exposure to the day-to-day compliance program and collaboration with business, operations, and supervisory teams. The ideal candidate has active Series 7 and Series 24 licenses and at least 5 years of regulated financial services compliance experience, with strong knowledge of FINRA and SEC requirements. Remote work not indicated; on-site role in Boca Raton. #J-18808-Ljbffr Phyton Talent Advisors
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Compliance Associate: Broker-Dealer Regs (Series 7/24) in Boca Raton, FL vacancy
- InspereX is seeking a Compliance Officer to partner with the Chief Compliance Officer in meeting regulatory requirements for the firm... ...representatives. The role focuses on developing and executing the broker-dealer compliance program with strong problem-solving and...SuggestedRemote work
- ...Compliance Associate ViewTrade Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office. We are... ...5+ years of experience in the brokerage industry with a Series 24 License. Must possess strong professional communication...SuggestedFull timeWork at office
ViewTrade Holding Corp.
Boca Raton, FL15 hours ago - About the Opportunity: A growing broker-dealer is looking to add a Compliance Associate to its team in Boca Raton, FL. This is an opportunity to join a developing... ...understanding of regulatory requirements. Active Series 7 and Series 24 licenses are required. Key Responsibilities...Suggested
- ...designed to grow with you Passive income opportunities and bonus programs Fully paid study programs for insurance licensing, SIE, Series 6, Series 63, CFP® Award-winning training - Bankers Life has been named as a Training Apex Award Winner for the twelfth consecutive...SuggestedWork at officeFlexible hours
- JM Family Enterprises is seeking a Claims Mitigation Manager to drive reductions in avoidable claims by analyzing dealer behavior and claims data. You will guide field teams, translate insights into actionable plans, and educate dealers on mitigation strategies. The role...Suggested
- ...Job Description The Senior Compliance Officer supports the firm’s compliance program across its broker-dealer, investment adviser, and insurance operations. This role is... ...Privacy Policy: Skills and Requirements Both Series 7 and Series 63 Series 65 or the...
Insight Global
Boca Raton, FL1 day ago - ...policy servicing Maintain accurate records within company-approved systems Follow carrier, state, federal, HIPAA, and company compliance requirements Participate in training and ongoing product education AGENT ADVANTAGES Qualified leads provided with high-...Hourly payFor contractorsWork at officeRemote workFlexible hours
SHIELDSTONE COVERAGE SOLUTIONS LLC
Boca Raton, FL3 days ago $18 per hour
Licensed Insurance Sales SpecialistAt GetMeHealthCare, we don't believe great sales professionals should feel capped, overlooked, or stuck. If you're licensed, motivated, and ready for more than just another quota-driven role, this is your opportunity to grow with a company...Hourly payFull timeWork at officeGet Me Healthcare
Boca Raton, FL2 days ago$45k
Job Description Personal Lines Agent Job Summary Seeking a motivated and experienced Personal Lines Agent to join a growing team. This is a full-time, onsite position that offers a dynamic work environment and the opportunity to contribute to the success...Full timeThe Jonus Group
Boca Raton, FL15 hours ago- ...Job Description Job Description Private Jet Charter Broker (Experienced Only) Remote or Boca Raton Office Thrust Aviation is seeking... ...a designation that confirms our financial strength, regulatory compliance, and structured internal systems. We’re a growing, fast-...Work at officeRemote work
Thrust Aviation
Boca Raton, FL24 days ago - ...examinations of residential properties including structures, electrical, plumbing, HVAC, and exterior components to assess their condition, safety, and code compliance. Requirements: Excellent interpersonal communication skills #J-18808-Ljbffr Atlantic Partners CorporationPermanent employmentFull timeLocal area
- ...for delivering innovative, efficient, and results-driven legal solutions in areas including foreclosure, bankruptcy, litigation, compliance, and real estate matters. RASCP combines the resources and reach of a large organization with a client-focused, boutique-style approach...Work at officeRemote work
Robertson, Anschutz, Schneid, Crane & Partners, PLLC
Boca Raton, FL3 days ago - ...candidate will possess excellent interpersonal communication skills to effectively interact with clients during assessments. This opportunity offers a pathway to build skills in a vital area of home inspection and compliance. #J-18808-Ljbffr Atlantic Partners CorporationFull time
$40k - $60k
Replies within 24 hours Benefits: ~401(k) ~401(k) matching ~ Bonus based on performance ~ Opportunity for advancement ~ Paid time off ~ Training & development ROLE DESCRIPTION: As a Business Insurance Specialist with Alex ...For contractorsState Farm
Boca Raton, FL3 days ago- ...guide real estate strategy for multiple brands. You will educate franchisees, manage site selections, and drive negotiations with brokers and landlords. The role requires travel, seasoned negotiation, and cross‑functional collaboration with Franchise Development. The position...
Purpose Brands, LLC
Boca Raton, FL9 hours ago - Entry-Level Insurance Sales Representative - Opener In-Office, Full-Time | No License Required | Uncapped Commissions | Launch Your Career Overview At Quest Health Insurance , we are committed to helping individuals and business owners find real financial solutions...Hourly payFull timeWork at office
Quest Health Insurance
Boca Raton, FL11 days ago $15 - $25 per hour
...Manage the application and enrollment process from initial contact through completion Maintain accurate records and ensure compliance with all state and carrier requirements Build lasting client relationships through consistent communication and follow-through...Hourly payWeekly payFull timeWork at officeRemote workTriumph
Boca Raton, FL27 days ago$500 per month
...exceptional customer service Follow up with prospects and existing clients Meet or exceed personal sales goals while maintaining compliance Qualifications Active Health Insurance License (required or willing to obtain before employment) Excellent communication...Full timeWork at officeNorthstar benefits Group LLC
Boca Raton, FL10 days ago$40k - $150k
Job Description Job Description About Omega Health Partners Omega Health Partners is a rapidly expanding health insurance agency headquartered in Deerfield Beach, FL. We operate in a high-energy, Wall Street-style office with a team of motivated, career-focused ...Full timePart timeWork at officeRemote workMonday to FridayOMEGA HEALTH PARTNERS LLC
Deerfield Beach, FLmore than 2 months ago- ...while adhering to CMS and carrier guidelines. Maintain accurate documentation in the CRM system. Meet sales, quality, and compliance goals. Deliver outstanding customer service throughout the enrollment process. Qualifications Active Health & Life Insurance...Hourly payWork at officeRemote workHome officeMonday to FridayWeekend workAfternoon shift
Insurance Way Agency
Boca Raton, FL24 days ago - ...through health insurance options and enrollment processes Assess client needs to recommend optimal coverage plans Maintain compliance with state insurance regulations and guidelines Build relationships by providing exceptional, empathetic customer service Manage...Weekly payWork at officeMonday to Friday
iHealth
Deerfield Beach, FL2 days ago - ...-owned, Veteran-Operated business. FREEDOM TO SUCCEED! Direct Traffic Solutions (DTS) is currently seeking experienced Freight Broker Agents to work as Independent Contractors . If you are a veteran Agent looking for a true partner who is fully committed to your...Full timeContract workFor contractorsWork at officeRelocation package
Direct Traffic Solutions
Boca Raton, FLmore than 2 months ago $75k - $125k
Job Description Job Description Benefits: ~ NO Cold Calling ~ Qualified Inbound Leads ~6-figure earnings potential ~ Hourly+Commission Licensed Health Insurance Agent | Qualified Inbound Leads Location: Boca Raton, FL Earning potential: $75,000 ...Base plus commissionHourly payTemporary workWork at officeRemote workSHIELDSTONE COVERAGE SOLUTIONS LLC
Boca Raton, FL26 days ago$18 per hour
Job Description Job Description Read this part first. This is a sales floor. It is loud, it is competitive, and every single person on it is here to make money. If you are looking for a quiet desk where nobody checks your numbers, close this tab. If you want to ...Full timeFor contractorsWork at officeMonday to FridaySuarez Assistant
Deerfield Beach, FL13 days ago$113k
...to drive qualified calls to each facility Why Apply Now? Why GetMeHealthCare National footprint and broad product availability Compliance that works for you, not against you Class A office facilities with superior training and proven results Effort is recognized...Full timeWork at office- Join Our Team as an Insurance Sales Representative! Are you motivated, goal-driven, and passionate about helping people secure their futures? We are looking for a dynamic and results-oriented Insurance Sales Representative to join our growing team! Position: Insurance Sales...Full timeFlexible hours
- RT Specialty, LLC in Boca Raton seeks an Associate Broker to manage client and carrier relationships, service policies, and support underwriting activities. You will help with endorsements, renewals, and coverage reviews while maintaining accurate records and timely responses...
$50k - $100k
...records of sales activities, client interactions, and progress toward sales targets. Prepare regular reports for management review. Compliance: Ensure all sales activities adhere to regulatory requirements and company policies, maintaining confidentiality of client...Remote jobFull timeFlexible hours$80k - $100k
## Associate BrokerApply: Boca Raton - Florida: Full time: Posted Today: JR26-5292RT Specialty, a division of Ryan Specialty, is a leading... ...of specialty insurance products and services. Our experienced brokers are specialized in property, casualty, professional lines,...Full timeWork experience placementWork at office- Under limited supervision the Insurance Follow-up Specialist reviews and manages the billing and collections for hospitals and physicians. This type of specialist acts as an intermediary between the medical institution, patients, and the insurance agency. They assist in...Full timeWork at officeRemote workHome officeMonday to FridayWeekend work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate: Broker-Dealer Regs (Series 7/24). Be the first to apply!
Related searches
- transportation broker Boca Raton, FL
- managing broker Boca Raton, FL
- business broker Boca Raton, FL
- logistics broker Boca Raton, FL
- energy broker Boca Raton, FL
- sales broker Boca Raton, FL
- remote broker Boca Raton, FL
- environmental compliance Boca Raton, FL
- compliance technician Boca Raton, FL
- customs compliance Boca Raton, FL