Senior Branch Office Examiner — Remote/Hybrid Compliance
$80k - $85kOsaic
- Remote job
A financial services company is seeking a Senior Branch Office Examiner to oversee Branch Exams to Financial Advisors. This role requires a minimum of 4 days weekly in-person but is open to remote applicants. Responsibilities include conducting exams, preparing reports, and educating stakeholders on regulations. Candidates should have 3-5 years of relevant experience, applicable FINRA licenses, and strong communication skills. A competitive salary of $80,000 - $85,000 plus bonuses is offered. #J-18808-Ljbffr Osaic
- A leading financial services firm is seeking a Senior Branch Office Examiner responsible for conducting compliance exams for financial advisors. This hybrid role requires 3-5 years of branch examination experience, with a strong focus on communication and compliance oversight...Work at officeRemote jobSenior
$80k - $85k
...and Contractors Apply Here Osaic Careers Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s) Open to Remote Applicants & Hub Locations Atlanta: 230... ...Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days...Work at officeRemote workSeniorFull timeFor contractors$80k - $85k
...Osaic Careers REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $80,000 – $85,000 per year + annual bonus Actual compensation...Work at officeRemote workSeniorFull time- Riverrun is seeking a Senior BSA Fraud Analyst to support AML/CFT and fraud prevention... ..., reviewing alerts, and ensuring compliance with regulations. This position offers a hybrid work model, requiring three days in-office and two days remote. Qualified candidates will have a...Work at officeRemote workSenior
- A financial services firm is seeking a Branch Office Examiner to provide guidance and oversight of compliance within their branches. This role entails conducting onsite... ...a FINRA series 7 license. The role offers a hybrid work model, competitive salary, and comprehensive...Work at officeRemote job
$65k - $75k
...Osaic is currently seeking a Branch Office Examiner in our Branch Exam department.... ...Osaic’s Broker Dealers, ensuring compliance with applicable regulations. Qualified remote applicants will be considered;... ...remote hire but requires a hybrid schedule of at least 4 days in...Work at officeRemote work$75k - $95k
...based in New York, is seeking a Compliance Officer to oversee the execution of risk-based branch exams. Responsibilities include... ...least three years of licensed examination experience. The role offers a salary... ...5,000 to $95,000 and up to 50% remote work. The position also...Remote workSenior$80k - $95k
...York is seeking an experienced branch examiner to perform onsite examinations of brokerage offices across the U.S. The ideal... ...identifying risks, and supporting compliance efforts. This role offers a competitive... ...require up to 50% travel in a remote work environment. #J-18808-...Remote workSenior- ...Corebridge Financial is hiring a Branch Office Examiner responsible for conducting examinations and ensuring compliance. The successful candidate will have at least 3 years of experience in the financial services industry, with a focus on compliance or branch examinations...Work at officeRemote work
- ...Corebridge Financial is looking for a Branch Office Examiner to conduct up to 125 comprehensive examinations... ...Services industry, particularly in compliance and branches, and will be responsible... ...standards. A competitive salary, remote work options, and extensive benefits package...Work at officeRemote work
- ...Corebridge Financial is looking for a Branch Office Examiner who will conduct detailed examinations across the United... ...financial services experience and knowledge of both compliance and retail brokerage businesses. This remote position expects candidates to travel...Work at officeRemote work
- ...Corebridge Financial is seeking a Branch Office Examiner responsible for conducting comprehensive examinations and ensuring compliance with regulations. This role includes traveling... ...including a required FINRA Series 7 license. Remote work is available, providing flexibility...Work at officeRemote work
- ...Corebridge Financial is seeking a Branch Office Examiner to conduct examinations of branch offices across the United States. This role requires... ...the Financial Services sector with a strong background in compliance. A FINRA Series 7 license is required, and exceptional...Work at officeRemote work
$65k - $75k
...Corebridge Financial is looking for a Branch Office Examiner responsible for conducting examinations... ...Services industry, preferably in compliance. This role involves significant travel... ...and paid time off. This role is currently designated as remote. #J-18808-Ljbffr...Work at officeRemote work- Advisor Group Inc. is seeking a Sr. Branch Office Examiner to manage branch exams for Financial Advisors. This remote role involves conducting 85-100 exams annually and requires 3-5 years of experience as a Branch Examiner, as well as FINRA licenses. Strong communication...Remote jobSenior
$65k - $75k
Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,00...Work at officeRemote workFull timeFor contractors- Corebridge Financial is seeking a Branch Office Examiner to conduct financial examinations across the U.S. The ideal candidate... ...financial services industry, with strong knowledge of compliance regulations. This remote position involves approximately 75-125 examinations...Work at officeRemote job
- Osaic is seeking a Branch Office Examiner to conduct branch exams, providing guidance and compliance monitoring for Financial Advisors. The role requires independent travel, analytical skills, and strong communication abilities. The ideal candidate will have a minimum of...Work at officeRemote job
$70k - $125k
...Branch Examiner In Wm Compliance We're seeking someone to join our team as a Branch Examiner in WM Compliance... ...-based inspections of retail branch offices, including evaluating books and... ...the ability to interact with diverse remote teams, branch staff and management...Work at officeRemote workTemporary workLocal area- ...Massachusetts is seeking an MSRB Senior Internal Auditor to lead... ...internal controls and compliance. This role requires a strong... ...special projects as needed. A hybrid schedule is available, with flexibility to balance office presence and remote work. #J-18808-Ljbffr...Work at officeRemote workSenior
- ...NACBA is looking for a Senior Accountant to oversee financial... ...reporting, budgeting, and ensuring compliance with accounting standards.... ...skills. The role offers a hybrid work schedule, requiring attendance in the office three days a week and remote work for two days. #J-18808...Work at officeRemote workSenior3 days per week
- ...Huntington Bank is hiring an HFA Financial Advisor Senior in the Town of Huntington, NY. The role involves partnering with branch staff to provide tailored financial solutions... ...investment sales experience. The work is office-based but may offer flexible arrangements. Join...Work at officeRemote workSeniorFlexible hours
- ...customers (including branch personnel and business... ...as warranted, ensuring compliance with Regulation CC as... ...Proficient with general office machines, PC... ...Telecommuting roles, no matter if hybrid or 100% full time... ...in a Support Center or Remotely from home. Work...Work at officeRemote workFull timeHome officeWeekend work
- ...Commonwealth-Associates,-In is seeking a Senior Substation Civil Structural Engineer... ...role offers the flexibility of in-office, hybrid, or remote work options. You will manage project... ...mentor junior engineers, and ensure compliance with all industry standards while coordinating...Work at officeRemote workSenior
- ...stakeholders. The ideal candidate should have a Bachelor's degree and at least seven years of relevant experience in planning or operations. Competitive benefits and a hybrid work policy are offered, emphasizing in-office collaboration and remote flexibility. #J-18808-Ljbffr...Work at officeRemote workSenior
- ...seeking a dynamic Tax Supervisor/Manager/Senior Manager to join their Rochester, NY office. This role focuses on complex tax compliance and consulting projects for middle... ...salaries, excellent paid time off, and remote/hybrid work options. This position provides opportunities...Work at officeRemote workSenior
$157k - $197k
...West Bend Insurance Company is looking for a Senior Actuary to provide senior-level actuarial expertise... ...'s profitability. The position supports remote and hybrid work models for candidates within 50 miles of an office. The salary range is between $157,000 and $197,...Work at officeRemote workSenior- ...Repsol SA in Houston is seeking a Senior Legal Counsel with expertise in real estate and development... ...as negotiating agreements, advising on regulations, and ensuring compliance in a hybrid work environment, with three days in the office and two days remote. #J-18808-Ljbffr...Work at officeRemote workSenior
- ...to support Data Lineage and Governance efforts. The position is hybrid, requiring 4 days in the office and 1 day remote. Responsibilities include overseeing data lifecycle management, producing compliance reports, and implementing control enhancements. The ideal candidate...Work at officeRemote workSenior
$176.93k - $196.59k
...full-time attorney with expertise in environmental compliance, land use, and infrastructure siting. This role involves... ...annual salary ranges from $176,930.00 to $196,590.00. The position supports a hybrid work model, balancing in-office and remote work. #J-18808-Ljbffr...Work at officeRemote workSeniorFull time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Branch Office Examiner — Remote/Hybrid Compliance. Be the first to apply!
- legal senior counsel family office La Vista, NE
- senior La Vista, NE
- senior manager automotive La Vista, NE
- senior performance engineer La Vista, NE
- senior performance tester La Vista, NE
- senior manager m&a tax La Vista, NE
- senior application administrator La Vista, NE
- senior financial analyst fp&a La Vista, NE
- senior manager tax La Vista, NE
- senior director diversity & inclusion La Vista, NE

