Remote Branch Compliance Examiner
Corebridge Financial
- Remote job
Corebridge Financial is seeking a Branch Office Examiner to conduct financial examinations across the U.S. The ideal candidate will have 3+ years of experience in the financial services industry, with strong knowledge of compliance regulations. This remote position involves approximately 75-125 examinations yearly, demanding significant attention to detail and excellent communication skills. Benefits include competitive salary and comprehensive health plans. #J-18808-Ljbffr Corebridge Financial
$80k - $85k
Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary:...Remote workFull timeFor contractorsWork at office$65k - $75k
Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,00...Remote workFull timeFor contractorsWork at office$70k - $125k
...Branch Examiner In Wm Compliance We're seeking someone to join our team as a Branch Examiner in WM Compliance to perform independent oversight... ...Team-oriented with the ability to interact with diverse remote teams, branch staff and management ~ Strong communication...Remote workTemporary workWork at officeLocal area- Osaic is seeking a Branch Office Examiner to conduct branch exams, providing guidance and compliance monitoring for Financial Advisors. The role requires independent travel, analytical skills, and strong communication abilities. The ideal candidate will have a minimum of...Remote jobWork at office
- Corebridge Financial is seeking a Branch Office Examiner to conduct examinations of branch offices across the United States. This role requires... ...the Financial Services sector with a strong background in compliance. A FINRA Series 7 license is required, and exceptional...Remote jobWork at office
- A leading financial services firm is seeking a Senior Branch Office Examiner responsible for conducting compliance exams for financial advisors. This hybrid role requires 3-5 years of branch examination experience, with a strong focus on communication and compliance oversight...Remote jobWork at office
- Corebridge Financial is looking for a Branch Office Examiner to conduct examinations and ensure compliance with industry regulations. This role requires travel of up to 50% and strong financial services experience is essential. The ideal candidate will possess a FINRA...Remote job
- Advisor Group Inc. is seeking a Sr. Branch Office Examiner to manage branch exams for Financial Advisors. This remote role involves conducting 85-100 exams annually and requires 3-5 years of experience as a Branch Examiner, as well as FINRA licenses. Strong communication...Remote job
$80k - $95k
...in New York is seeking an experienced branch examiner to perform onsite examinations of brokerage... ..., identifying risks, and supporting compliance efforts. This role offers a competitive... ...and may require up to 50% travel in a remote work environment. #J-18808-Ljbffr BBF WealthRemote job$75k - $95k
...based in New York, is seeking a Compliance Officer to oversee the execution of risk-based branch exams. Responsibilities include... ...least three years of licensed examination experience. The role offers a salary... ...5,000 to $95,000 and up to 50% remote work. The position also...Remote work$65k - $75k
Summary Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This role administers branch... ...with Osaic’s Broker Dealers, ensuring compliance with applicable regulations. Qualified remote applicants will be considered; the role is available...Remote workWork at office$80k - $85k
Current Employees and Contractors Apply Here Osaic Careers Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s) Open to Remote Applicants & Hub Locations Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista:1232...Remote workFull timeFor contractorsWork at office$65k - $83k
...Branch Examiner Oppenheimer & Co. Inc. is seeking a Branch Examiner to join our Compliance team who will report to the Branch Examiner Manager. The Branch Examiner is responsible for conducting onsite branch examinations of Private Client Group branch offices throughout...Flexible hours- ...commitment to excellence. Position Overview The Branch Examiner will be responsible for executing both onsite and remote office inspections across the Firm. Duties and... ...Management, and involvement in Audit or Compliance functions Bachelor’s degree or equivalent work...Remote workWork experience placement
$70k - $125k
Morgan Stanley is seeking a Branch Examiner in WM Compliance to perform independent oversight of risk-based branch examinations across retail locations. This director-level position involves evaluating compliance, testing sales practices, and ensuring the Firm’s regulatory...$70k - $125k
Morgan Stanley is seeking a Branch Examiner in Houston, TX, to perform independent oversight of risk-based examinations in retail locations. The role involves conducting inspections, assessing compliance, and collaborating with branch management. Qualified candidates should...$52k - $64k
...$9.7 billion in assets and operates 45 branch locations throughout the Chicago and Milwaukee... ...and/or other program related compliance functions. General compliance or operational... .... This role allows for a combination of remote and in-office work, with occasional visits...Remote workBank staffLocal area- ...role and responsibilities must be performed in adherence to the compliance of bank and department operational policies and regulations,... ...notification and managing overdrawn account collection. Serve as a branch support and provides guidance regarding unusual, suspected/...Remote workWork experience placementFlexible hoursShift workAfternoon shift
- ...career through your next chapter. WORK ENVIRONMENT: We are a remote first company. This role, as most of our positions, is remote.... ...and services to clients by delivering innovative fraud and compliance solutions and services that ensure clients meet regulatory...Remote workWork at office
$80 - $100 per hour
[This is a remote role] Are you skilled in navigating the complexities of insurance market conduct with a keen eye for compliance and consumer protection? Can you meticulously evaluate insurance... ...remote Contract Market Conduct Examiner role, we're eager to hear from you...Remote workHourly payContract work$65.6k - $129.15k
...and Great Careers. Position Description: Senior Examiner, Personal Umbrella Claims "Remote work environment may be considered" SUMMARY:... ...Familiarity with Department of Insurance guidelines and compliance requirements. ~ Proficiency with Microsoft Office Suite...Remote workHourly payWork experience placementWork at officeLocal areaImmediate startRelocation packageFlexible hours- ...code inspection firm is seeking a skilled Plan Reviewer to ensure compliance with building codes by reviewing construction plans. The role... ...regulations, and excellent attention to detail. This is a remote position offering solid benefits including 401(k) and health insurance...Remote job
- Arizona State Government seeks a Plans Examiner to review construction plans for compliance with regulations. The role involves providing guidance to various... ...valid Arizona driver's license. This position may allow remote work within Arizona, reflecting a commitment to work...Remote job
- TEW & TAYLOR, located in the Town of Florida, is hiring a Plan Reviewer. This remote position involves ensuring compliance with Florida Building Codes through detailed plan reviews. You will work collaboratively with clients and contractors while providing feedback and...Remote jobFor contractors
$80 - $100 per hour
Lewis & Ellis - Actuaries and Consultants is seeking a Contract Market Conduct Examiner for a fully remote position. Responsibilities include conducting market exams, analyzing compliance risks, and improving examination processes. Essential requirements are at least 2...Remote jobHourly payContract work- The Commonwealth of Pennsylvania is looking for a Non‑Depository and Securities Compliance Examiner 1. This position contributes to vital compliance activities, providing experience in laws and investigations, and involves examining records, assessing violations, and responding...Remote jobPart time
- Tew & Taylor in Miami seeks a Plan Reviewer to ensure compliance with Florida Building Code by reviewing construction plans. The role involves... ...in construction documents. This position allows for remote work, offering benefits like health insurance and 401(k). #J-18...Remote jobFor contractors
- A leading regulatory consulting firm is seeking a Market Conduct Examiner to conduct compliance reviews for major insurance companies. Responsibilities include performing examinations, drafting reports, and analyzing insurance practices to ensure adherence to legal standards...Remote jobWork from home
- Under general supervision of the Compliance Specialist, Parking Structures in the Façade & Local Law unit, the Plan Examiner, Parking Structures shall perform responsible and detail... ...Engineer’s License will be considered. REMOTE WORK: This position may be eligible for...Remote workFull timeFor contractorsWork at officeLocal area2 days per week
- A community development service provider is seeking a Master Plans Examiner to join their team. This remote role involves reviewing compliance for various projects, initiating preconstruction meetings, and providing technical direction. Ideal candidates must possess the...Remote jobLocal area
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