Remote Branch Compliance Examiner
$65k - $75kCorebridge Financial
- Remote job
Corebridge Financial is looking for a Branch Office Examiner responsible for conducting examinations across the U.S. The ideal candidate will have at least 3 years of experience in the Financial Services industry, preferably in compliance. This role involves significant travel and requires excellent communication skills. The position offers a competitive salary between $65,000 and $75,000 and includes a range of benefits like health insurance, a 401(k) plan, and paid time off. This role is currently designated as remote. #J-18808-Ljbffr Corebridge Financial
- Corebridge Financial is seeking a Branch Office Examiner responsible for overseeing compliance through detailed examinations in a hybrid role. This position requires... ...Series 7 license. The role allows for flexible remote work and includes comprehensive benefits. #J-1880...Remote jobWork at officeFlexible hours
$65k - $75k
Corebridge Financial is looking for a Branch Office Examiner responsible for conducting comprehensive examinations and ensuring compliance within the company. The position requires... ...strong communication skills. This role is remote and includes travel up to 50% of the...Remote jobWork at office- Corebridge Financial is seeking a Branch Office Examiner to conduct examinations of branch offices across the United States. This role requires... ...the Financial Services sector with a strong background in compliance. A FINRA Series 7 license is required, and exceptional...Remote jobWork at office
- Corebridge Financial is seeking a Branch Office Examiner to conduct financial examinations across the U.S. The ideal candidate... ...financial services industry, with strong knowledge of compliance regulations. This remote position involves approximately 75-125 examinations...Remote jobWork at office
- Corebridge Financial in Massachusetts is seeking a Branch Office Examiner to conduct examinations and ensure financial compliance. The role involves independent travel,... ...license, and strong communication skills. This remote position offers a competitive salary and comprehensive...Remote jobWork at office
- Corebridge Financial is looking for a Branch Office Examiner to conduct examinations and ensure compliance with industry regulations. This role requires travel of up to 50% and strong financial services experience is essential. The ideal candidate will possess a FINRA...Remote job
- Corebridge Financial seeks a Branch Office Examiner to conduct comprehensive examinations and ensure compliance with financial regulations. The candidate will have the opportunity to travel up to 50% of the time and collaborate with branch management to educate on firm...Remote jobWork at office
- A leading financial services firm is seeking a Senior Branch Office Examiner responsible for conducting compliance exams for financial advisors. This hybrid role requires 3-5 years of branch examination experience, with a strong focus on communication and compliance oversight...Remote jobWork at office
- Corebridge Financial is seeking a Branch Office Examiner to join their Compliance team in Arizona. The role involves conducting examinations of branches and... ..., and must hold a FINRA Series 7 license. This is a remote position with up to 50% travel required. #J-18808-...Remote jobWork at officeLocal area
- Osaic is seeking a Branch Office Examiner to conduct branch exams, providing guidance and compliance monitoring for Financial Advisors. The role requires independent travel, analytical skills, and strong communication abilities. The ideal candidate will have a minimum of...Remote jobWork at office
$80k - $95k
...in New York is seeking an experienced branch examiner to perform onsite examinations of brokerage... ..., identifying risks, and supporting compliance efforts. This role offers a competitive... ...and may require up to 50% travel in a remote work environment. #J-18808-Ljbffr BBF WealthRemote job$75k - $95k
...based in New York, is seeking a Compliance Officer to oversee the execution of risk-based branch exams. Responsibilities include... ...least three years of licensed examination experience. The role offers a salary... ...5,000 to $95,000 and up to 50% remote work. The position also...Remote work- Corebridge Financial is looking for a Branch Office Examiner to conduct comprehensive examinations, ensure compliance, and educate personnel on industry regulations. The... ...to deliver quality examination reports. This remote position offers a competitive salary range and...Remote jobWork at office
$65k - $75k
Corebridge Financial is seeking a Branch Office Examiner responsible for conducting comprehensive examinations and ensuring compliance with legal standards. The role requires 3+ years... ...7 license. This position is currently remote, offering a base salary range of $65,000...Remote jobWork at office$80k - $85k
A financial services company is seeking a Senior Branch Office Examiner to oversee Branch Exams to Financial Advisors. This role requires a minimum of 4 days weekly in-person but is open to remote applicants. Responsibilities include conducting exams, preparing reports,...Remote jobWork at office$65k - $75k
Osaic is seeking a Branch Office Examiner to provide guidance and oversight of Branch Exams for Financial Advisors. This position involves conducting onsite examinations and ensuring compliance with applicable regulations. The ideal candidate has a minimum of 3 years in...Remote jobWork at office- Corebridge Financial is seeking a Branch Office Examiner responsible for conducting numerous examinations and ensuring compliance with regulations. This remote position requires independent travel up to 50% of the time, with a focus on educating staff on industry rules....Remote jobWork at office
$65k - $75k
Summary Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This role administers branch... ...with Osaic’s Broker Dealers, ensuring compliance with applicable regulations. Qualified remote applicants will be considered; the role is available...Remote workWork at office$80k - $85k
Current Employees and Contractors Apply Here Osaic Careers Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s) Open to Remote Applicants & Hub Locations Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista:1232...Remote workFull timeFor contractorsWork at office$70k - $125k
We’re seeking someone to join our team as a Branch Examiner in WM Compliance to perform independent oversight and execution of risk‑based branch examinations... ...Team‑oriented with the ability to interact with diverse remote teams, branch staff, and management. Strong...Remote workTemporary workWork at officeLocal area$65k - $75k
REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75,000 per year + annual bonus. Actual compensation offered will be determined...Remote workFull timeWork at office- ...commitment to excellence. Position Overview The Branch Examiner will be responsible for executing both onsite and remote office inspections across the Firm. Duties and... ...Management, and involvement in Audit or Compliance functions Bachelor’s degree or equivalent work...Remote workWork experience placement
$70k - $125k
Morgan Stanley is seeking a Branch Examiner in WM Compliance to perform independent oversight of risk-based branch examinations across retail locations. This director-level position involves evaluating compliance, testing sales practices, and ensuring the Firm’s regulatory...$65k - $83k
Branch Examiner Oppenheimer & Co. Inc. is seeking a Branch Examiner to join our Compliance team who will report to the Branch Examiner Manager. The Branch Examiner is responsible for conducting onsite branch examinations of Private Client Group branch offices throughout...Flexible hours$70k - $125k
Morgan Stanley is seeking a Branch Examiner in Houston, TX, to perform independent oversight of risk-based examinations in retail locations. The role involves conducting inspections, assessing compliance, and collaborating with branch management. Qualified candidates should...- Oppenheimer & Co. Inc. is looking for a Branch Examiner to join their Compliance team in Boston. The role involves conducting onsite branch examinations across the U.S. and requires two to three years of experience in Compliance or Financial Services. The ideal candidate...
- ...Tew & Taylor is seeking a Plan Reviewer to ensure compliance with Florida Building Code and local regulations. Responsibilities include... ...review and knowledge of construction documents. The position is remote, offering benefits like health insurance and paid time off. #J-...Remote workFor contractorsLocal area
- ...Tew & Taylor in Miami seeks a Plan Reviewer to ensure compliance with Florida Building Code by reviewing construction plans. The role involves... ...in construction documents. This position allows for remote work, offering benefits like health insurance and 401(k). #J-18...Remote workFor contractors
- ...Tew & Taylor is seeking a Plan Reviewer to ensure compliance with Florida Building Code through detailed reviews of construction plans. In this remote position, you will collaborate with clients, contractors, and local authorities to facilitate efficient permitting processes...Remote workFor contractorsLocal area
- ...Tew & Taylor is seeking a Plan Reviewer for a remote role in Orlando, Florida. In this position, you will ensure compliance with the Florida Building Code by reviewing construction plans and collaborating with clients and contractors. The ideal candidate will have at least...Remote workFor contractorsWork at office
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