Vice President OF Compliance
Confidential
Senior Vice President, Head of Compliance
About the Company
Accomplished provider of personal loans & related services
Industry
Financial Services
Type
Privately Held, Private Equity-backed
Founded
2002
Employees
1001-5000
Categories
- Finance
- Financial Services
- Information Technology & Services
- Technology
- Banking
- Lending Services
- Credit
Specialties
- personal loans
- vacation loans
- auto loans
- home improvement
- consumer loans
- mortgage loans
- retail sales finance loans
- information technology
- and online lending
About the Role
The Company is seeking a Senior Vice President, Head of Compliance to lead and advance its enterprise-wide compliance program. The successful candidate will be responsible for ensuring that compliance policies, procedures, monitoring, testing, training, and governance activities are effective and aligned across the organization. This executive will provide strategic direction to the compliance function, serve as a key advisor to the Chief Risk Officer, and oversee all aspects of compliance, including managing regulatory exams, audits, and reporting. The role also involves collaborating with various teams to identify and manage compliance risks, as well as driving the future compliance operating model by integrating technology and digital workforce capabilities. Applicants for this role at the company should have a Bachelor’s degree, a Juris Doctor (JD) from an accredited law school, and a minimum of 12 years of progressive compliance experience in a relevant financial services setting. The ideal candidate will have a strong background in SEC, investment adviser, and wealth management regulations, and a proven track record in compliance program management and technology-driven transformation. Key responsibilities include leading a team, mentoring and developing staff, and fostering a high-performance culture. The role requires a leader with deep compliance expertise, strong decision-making abilities, and exceptional communication skills, who can balance regulatory, business, and risk considerations and is adept at driving change and innovation.
Hiring Manager Title
Chief Risk Officer
Functions
- Legal
- ...Vice President, Regulatory Affairs, Clinical Operations & Medical Affairs About the Company An innovative, patient-focused biotechnology... ...overseeing clinical trial planning, execution, and ensuring compliance with GCP, ICH guidelines, and other global regulatory...Suggested
Confidential
Chula Vista, CA15 hours ago - ...Vice President of People About the Company Fast-growing hospitality & entertainment group Industry Hospitality Type... ...well as establishing clear processes for employee relations, compliance, and workplace standards to support a strong, consistent...Suggested
Confidential
San Diego, CA2 days ago - ...hire exceptional individuals seeking meaningful opportunities in a purpose-driven environment. JOB SUMMARY The Vice President of Compliance serves as the organization's senior compliance leader, responsible for advancing an enterprise-wide compliance program across...SuggestedContract work
Mental Health Systems
San Diego, CA5 days ago - ...Vice President of Global Channels About the Company Leading provider of cloud-based storage & file sharing solutions Industry... ...ftp replacement enterprise data security regulatory compliance secure byod private cloud file sharing extending ecm...SuggestedRemote workWork from homeWorldwide
Confidential
San Diego, CA15 hours ago - ...Vice President of Human Resources About the Company Innovative online college providing affordable learning programs for adult learners... ...operations, modernizing systems and processes, and ensuring compliance with all relevant laws and regulations. The VP of HR will...Suggested
- ...Vice President of Accounting About the Company Well-established credit union Industry Banking Type Non Profit Founded... ...role is pivotal in ensuring the accuracy, timeliness, and compliance of all accounting operations, financial reporting, and regulatory...
- ...Regional Vice President, Fiber/Wireline About the Company A fiber and wireline infrastructure company focused on regional operations... ...operational best practices, quality standards, and safety compliance, as well as to foster a culture of accountability, collaboration...
- ...Vice President of Tax About the Company Innovative provider of specialty re/insurance services Industry Insurance Type... ...seeking a Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will be responsible for the...Local area
- ...Vice President, Controller About the Company Innovative biopharmaceutical company Industry Pharmaceuticals Type... ...oversight of all accounting operations, financial reporting, and compliance with U.S. GAAP, SEC regulations, and SOX requirements. This...
Confidential
San Diego, CA4 days ago - ...Vice President of Regulatory Affairs About the Company A pioneering medical device company developing first-in-class technologies addressing critical unmet clinical needs. Industry Medical Devices Type Privately Held About the Role The Company...
- ...Vice President of Drug Safety About the Company Clinical stage biotechnology company advancing novel therapeutic candidates for autoimmune... ...of all safety surveillance, risk management, and regulatory compliance activities across the product lifecycle. The successful...
- ...Executive Vice President, Compliance About the Company Innovative financial technology (FinTech) company Industry Financial Services Type Privately Held About the Role The Company is seeking an Executive Vice President for Compliance, a pivotal...
- ...Chief Operating Officer (COO) About the Company Pioneering provider of FERC compliance software for the U.S. regulated energy industry Industry Oil & Energy Type Privately Held Founded 1987 Employees 11-50 Specialties federal energy regulatory...
- ...individuals who can contribute to the strategic direction of the company, particularly in the areas of financial oversight, regulatory compliance, and medical affairs. The company is dedicated to providing market-leading prescription brands that enhance the quality of life...
Confidential
San Diego, CA2 days ago - ...are responsible for monitoring and evaluating the organization's activities to ensure they align with its goals. Legal and ethical compliance is a key aspect of the role, and Board Members must ensure the organization adheres to all relevant laws, regulations, and...
Confidential
San Diego, CA4 days ago - ...details, conduct operational diligence, and possess good communication skills and ability to articulate insights to Senior Executives, President and CEO. Responsibilities Analyze existing business, emerging industry trends and competitive threats Collaborate across...
Lloyd Morgan Hong Kong Limited
San Diego, CA2 days ago - ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
- ...group of industry professionals and experts, contributing to strategic decision-making, and ensuring the financial integrity and compliance of the organization. Applicants for the Board Member position at the company should possess a deep understanding of financial management...
- ...This includes leading financial planning, budgeting, and forecasting, as well as ensuring the organization's financial strength and compliance with nonprofit regulations. The successful candidate will be adept at translating complex financial concepts into sustainable...
Confidential
San Diego, CA2 days ago - ...strategies aligned with the company's mission. The role also involves overseeing financial operations of subsidiaries, ensuring compliance with global financial policies, and navigating the financial complexities of international operations. The ideal candidate will have...
Confidential
San Diego, CA4 days ago - ## Vice President, Network & PBM StrategyApplyremote type: Remotelocations: San Diego, CAtime type: Full timeposted on: Posted 2 Days Agojob... ...payer partners to ensure competitive pricing, access, and compliance.* Champion innovative contracting approaches, including value...Contract workRemote workMonday to FridayNight shiftWeekend work
MedImpact Healthcare Systems, Inc.
San Diego, CA8 hours ago - .... You know how to build a small, elite team and hold them to an unreasonable bar. You're fluent in pre-IPO dynamics: governance, compliance readiness, investor relations, board management. You are an AI power user, full stop. You've already rebuilt your own workflows around...Live inWork at officeRemote workShift workDay shift
ClickUp Project Management
San Diego, CA15 hours ago - ...communication skills, the ability to influence senior leadership, and a strategic mindset that balances scientific rigor, regulatory compliance, and commercial impact. Hiring Manager Title SVP, Chief Regulatory Officer Functions Legal Operations...
- ...Vice President, Customer Success About the Company Leading provider of a cloud-based electronic medical records system Industry Information Technology and Services Type Privately Held, VC-backed Founded 2012 Employees 201-5...
Confidential
San Diego, CA4 days ago - ...Vice President of Customer Success About the Company Innovative time tracking software for remote teams Industry Internet Type Privately Held Founded 2010 Employees 51-200 Categories Technology Information Technology...Remote work
Confidential
San Diego, CA4 days ago - ...Vice President, Communications About the Company Globally acclaimed designer & manager of incentive competitions Industry Renewables & Environment Type Non Profit Founded 1995 Employees 51-200 Categories Renewables...
Confidential
San Diego, CA1 day ago - ...Vice President, Account Management About the Company Innovative SaaS company providing an AI-powered & cloud-based predictive analytics solution Industry Computer Software Type Privately Held, VC-backed Founded 2005 Employees...Work at office
Confidential
San Diego, CA4 days ago - ...Vice President, Creative About the Company Acclaimed apparel brand Industry Apparel & Fashion Type Privately Held About the Role The Company is seeking a Vice President of Creative to play a pivotal role in the brand's expansion and...
Confidential
San Diego, CA2 days ago - ...Vice President, Pharmacovigilance and Safety About the Company Forward-thinking pharmaceutical company Industry Pharmaceuticals... ...the highest standards of patient safety and regulatory compliance, leading the safety surveillance and signal detection process...
Confidential
San Diego, CA2 days ago - ...Vice President of Product, AI Learning and Enablement About the Company Globally renowned provider of enterprise IT & business skills training Industry Professional Training & Coaching Type Privately Held, Private Equity-backed About the...
Confidential
San Diego, CA2 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President OF Compliance. Be the first to apply!
- vice president of retail operations San Diego, CA
- vice president of revenue cycle San Diego, CA
- vice president sales San Diego, CA
- vice president healthcare San Diego, CA
- vice president of retail San Diego, CA
- vice president legal San Diego, CA
- vice president education San Diego, CA
- vice president clinical operations San Diego, CA
- vice president real estate development San Diego, CA
- vice president regulatory affairs San Diego, CA