Technology Corporate (Blue Sky) Senior Attorney

Job Description

Job Description

Technology Corporate (Blue Sky) – Senior Attorney

Locations: Boston; Los Angeles; New York; San Francisco; Santa Monica; Silicon Valley

Direct Counsel is seeking a Senior Attorney to join a leading Am Law firm’s Technology Corporate practice, advising on securities compliance and regulatory matters for a sophisticated client base. This opportunity is ideal for an attorney with substantial experience in federal and state securities laws who is looking to leverage their Blue Sky expertise across a range of corporate transactions and financing activities.

Responsibilities & Qualifications:

• Advise clients on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters.

• Support securities offerings, private company financings, investment funds, capital markets transactions, and other securities matters.

• Apply strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements.

• Prepare and oversee Form D and state securities filings through the NASAA Electronic Filing Depository (EFD).

• Bring significant relevant experience, strong academic credentials, and excellent written and verbal communication skills.

• Maintain relevant bar admission or be eligible to obtain admission promptly.

• Provide a deal sheet as part of the application.

Salary: $385,000+