Hybrid Compliance Analyst — Trading & Regulatory Oversight
Madison-Davis
Madison-Davis is seeking a Compliance Analyst to join its growing compliance team in New York City. This hybrid role will involve regulatory oversight, compliance monitoring, and cross-functional support across legal, trading, and technology. The ideal candidate should be detail-oriented and have strong analytical skills. Experience in compliance or financial services is preferred. The position offers hands-on involvement in compliance matters and strategic initiatives. #J-18808-Ljbffr Madison-Davis
- ...Customer is seeking a AI Risk and Compliance Analyst on a contract basis to... ...AI use cases. This role is hybrid in NYC or Charlotte, NC .... ...security, third‑party risk, regulatory exposure, business impact,... ...making, transparency, human oversight, intellectual property,...RegulatoryContract workFor contractors
- ...focus is on the sales and trading of Japanese, Asian,... ...and Surveillance Compliance Specialist supports the... ...reporting review Regulatory Reporting (CAT/CAIS, Bluesheets... ...personnel. Oversight of Treasury Auctions... ...Programs DCMA has a hybrid work program in place,...RegulatoryTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week
- ...Limited New York Branch is seeking a Compliance Analyst responsible for compliance issues across... ...drafting, and ensuring adherence to regulatory requirements. Candidates should have a... ...AML KYC domain. The position offers a hybrid schedule with various employee benefits...RegulatoryTemporary work
- Samaritan Village, Inc. is looking for a Quality Improvement Specialist to ensure compliance with agency, state, and federal regulatory requirements. This hybrid role requires conducting quality reviews, investigating incidents, and attending QA committee meetings. The...RegulatoryFlexible hours
- A leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role offers a hybrid schedule with four days in the office. You will support regulatory gap assessments, assist with project management in the derivatives market, evaluate internal...RegulatoryWork at office
- Barclays seeks an AVP for CCAR Process Oversight and Control in New York, New York. This role... ...cross-functional teams, and supporting regulatory submissions. The ideal candidate will... ...CCAR submissions, and lead a team in a hybrid work environment. Strong skills in stress...Regulatory
- ...manage Treasury Risk with a focus on capital oversight. This role involves leading a... ...structures, and ensuring alignment with regulatory bodies. The candidate will independently... ...position is based in New York and offers a hybrid work model. #J-18808-Ljbffr Madison-Davis...Regulatory
- Victaulic is seeking a Security Risk & Compliance Analyst to support its global information security program across various regulatory frameworks. This role involves conducting risk... ...experience. The position allows for hybrid flexibility, requiring some visits to manufacturing...Regulatory
$45.73 - $49.73 per hour
...Genesis10 is currently seeking a FCC Compliance Specialist for a hybrid position with a Global Financial Institution located in Jersey City, NJ. This... ...programs, supporting BRD development, UAT testing and regulatory-driven process enhancements cross KYC, Sanctions, and Transaction...RegulatoryHourly payContract work- Dawn Taylor Associates is seeking a Hybrid Trading Operations Analyst for a financial services firm in midtown... ...involves collaborating with Front Office, Compliance, Risk, and Operations to support accurate trade execution and regulatory compliance. The ideal candidate will...Regulatory
- ...A global quant trading firm is looking for an experienced, Senior Compiance Officer... ...Officer will provide real-time regulatory guidance and oversight to the firm's equities trading and sales... ...teams, ensuring a strong culture of compliance across the firm. This role will...Regulatory
- ...Compliance Analyst Seeking for Corporate Compliance Analyst to support its global Corporate Compliance... ...strong emphasis on employee personal trading monitoring, compliance reporting,... ...within corporate compliance, regulatory compliance, compliance operations, or...Regulatory
- ...Compliance Analyst We are seeking a detail-oriented Compliance Analyst to support oversight and monitoring of our compliance and data use programs... ...the business. This is a hybrid position based in Jersey City... ...and willingness to learn regulatory, contractual, and data‑use...RegulatoryWork at office
- ...focused organization seeking a Compliance Analyst to join its growing compliance... ...offers exposure to a sophisticated trading environment and supports regulatory oversight across a broad range of... ...and operational activities. This hybrid role (3 days in-office) is based...RegulatoryWork at office
$200k - $250k
A proprietary trading firm in New York is seeking a Compliance Software Engineer to enhance their trading operations... ...compliance solutions, automating regulatory reporting, and ensuring the... ...200,000 to $250,000 along with a hybrid working model and generous benefits...Regulatory$70k - $160k
...Assist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of... ...teams against the Firm’s Algorithmic Trading Policy Monitor regulatory changes, updates and industry-wide compliance initiatives,...Regulatory$80k - $90k
HedgeServ is looking for a regulatory compliance professional to join their hybrid team in New York, NY. The role includes responsibilities surrounding hedge fund regulatory compliance reporting, such as SEC Form PF and CFTC Form CPO-PQR filings. Candidates should have...Regulatory- A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves supporting... ...strong analytical and communication skills. This hybrid position offers competitive compensation. #J-18808-Ljbffr...Regulatory
- A leading recruitment firm is seeking a Compliance Analyst in New York, NY to support compliance and regulatory programs. The ideal candidate will have 2-5+ years of experience, strong analytical skills, and excellent communication abilities. Responsibilities include reviewing...RegulatoryFull time
- MoonPay is seeking a Regulatory Compliance Specialist in New York to support the management of US Money Transmitter Licenses. Responsibilities... ...familiarity with regulatory processes. The position offers flexible hybrid work options and a competitive salary package. #J-18808-...RegulatoryRemote jobFlexible hours
- ...seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have... .... The position allows for a hybrid work model—4 days in-office and 1 day...RegulatoryWork at officeRemote work
$40.85k - $88.51k
Molina Healthcare is seeking a Sales Compliance Analyst to oversee sales operations for Molina Medicare product lines. This role provides regulatory expertise, ensuring compliance with state and federal guidelines related to sales and marketing. The ideal candidate will...Regulatory$70k - $160k
...financial services firm in New York is seeking a Compliance Professional to manage the Quantitative Trading Compliance program. The ideal candidate will have... ...relevant field. Responsibilities include monitoring regulatory updates, assisting with compliance training, and ensuring...Regulatory$90k - $120k
..., delivering custody, wallets, staking, trading, financing, and settlement services from... ...external parties. Collaborate with the wider Compliance team on program enhancements such as... ...jurisdictions, and keep informed of regulatory trends, enforcement actions, and crypto-...RegulatoryWorldwide- ...giving millions access to crypto trading and decentralized crypto... ...Alternate Head of Compliance to assist the Head of Compliance... ...providing strategic and operational oversight for our Seychelles Virtual... ...is robust, responsive to regulatory change, and aligned with global...Regulatory
- New-York-Life is seeking a Lead Product Compliance Consultant in New York, New York. This crucial... ...life insurance products comply with regulatory requirements throughout their lifecycle.... ...effective compliance processes. With a hybrid work model, the role combines regulatory...Regulatory
- ...Protection and Privacy Supervising Associate to support compliance with legal and regulatory requirements in technology development at EY. The role includes... ...skills. The position offers competitive compensation and a hybrid working model. #J-18808-Ljbffr Ernst & Young OmanRegulatory
- ...data, and an award winning all-to-all trading platform. Founded in London in 1866... ...**TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to... ...Commiserate with experience*****#LI-Hybrid** **#LI-MID****Company Statement**We...RegulatoryWork at office
$100k - $160k
...Senpilot is building an AI-native operating system (Engineering, Regulatory, Customer Service) for the utility of the future. In this role,... ...fast-paced startup environment Details Location: Brooklyn, NY (hybrid) (full-time) Ready to build the future of AI-powered utilities?...RegulatoryFull time- ...New York City to join their team on a hybrid basis. This position focuses on Volcker governance controls, ensuring compliance with regulatory standards while supporting the organization... ...solid understanding of global markets trading products. A Bachelor's degree is a must...Regulatory
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