Consumer Risk & Compliance Administrator

Business Unit Compliance Administrator

At Regions, the Business Unit Compliance Administrator typically operates as a first line of defense risk management expert that ensures that business unit activities follow necessary rules and regulations and comply with legal boundaries and jurisdictions. Associates at this level should have full ownership for one or more processes, reports, procedures or products, and are also considered analytical or procedural experts within a specific line of business. Associates will have influence over process and policy changes. This position is an individual contributor and typically reports to the Business Unit Compliance Manager.

Primary Responsibilities

• Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business
• Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws and regulations
• Establishes partnerships with line of business leadership and Corporate Compliance groups to provide expertise on compliance issues affecting the line of business
• Focuses on the resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines, or processes
• Oversees creation and delivery of training to assigned business area to increase compliance awareness
• Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
• Performs administrative duties related to a particular line of business systems and database management maintaining knowledge of database design, data definitions, system capabilities, and data integrity issues related to compliance, regulatory projects, and risk management
• Resolves work flow issues, and oversees quality improvement techniques
• May provide guidance or mentor professionals in the first line of defense functions

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

Requirements

• Bachelor's degree and six (6) years of experience in compliance, quality assurance/control, audit or other related compliance function specific to a line of business
• Or High School Diploma or GED and ten (10) years of experience in compliance, quality assurance/control, audit or other related compliance function specific to a line of business

Preferences

• Master's degree
• Certified Regulatory Compliance Manager Certification (CRCM)

Skills and Competencies

• Ability to work independently
• Business acumen
• Deadline driven
• Demonstrated leadership
• Knowledge of legal and regulatory environment as it relates to compliance in a line of business
• Organizational skills
• Presentation skills
• Problem solving
• Proficiency in Microsoft Office Suite
• Strong communication skills
• Time management skills

Additional Job Description:

Key Responsibilities:

• Develop and implement control monitoring program
• Map and document key business processes, controls, and risk exposure across departments
• Enable reporting and visualization of process completeness, control coverage, risk heatmaps, and KRI trends via dashboards (e.g. Power BI, Tableau)
• Collaborate with risk, compliance, and operations teams to ensure taxonomy alignment and usability
• Support future integration with GRC, audit, or compliance systems if needed

Additional Preferred Experience:

• Experience in banking, compliance & risk operations
• Familiarity with business process mapping tools (e.g. Visio)
• Solid understanding of risk and control frameworks (e.g. RCSA, SOX)
• Strong skills in Power BI, Tableau, or other visualization tools
• Experience with data intake workflows (e.g. Power Apps, SharePoint, custom forms, API integrations)
• Excellent communication skills ability to translate business needs into technical solutions
• Project management skills to manage multiple work streams to meet a common objective
• Experience with GRC platforms (e.g., Archer, ServiceNow GRC, Resolver)
• Familiarity with regulatory mapping frameworks and/ or risk taxonomies
• Knowledge of product lifecycle or operational risk in retail/consumer banking
• Exposure to control testing environment

Position Type

Full time

Compensation Details

Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.

The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.

Job Range Target:

Minimum:

$101,484.90 USD

Median:

$130,240.00 USD

Incentive Pay Plans:

This job may participate in an annual discretionary bonus plan.

Benefits Information

Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.

• Paid Vacation/Sick Time
• 401K with Company Match
• Medical, Dental and Vision Benefits
• Disability Benefits
• Health Savings Account
• Flexible Spending Account
• Life Insurance
• Parental Leave
• Employee Assistance Program
• Associate Volunteer Program

Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions' benefits, please visit the provided link.

Location Details

Riverchase Complex North Building

Location: Hoover, Alabama

Equal Opportunity Employer/including Disabled/Veterans