Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Head of Compliance

TIH

The position is described below. If you want to apply, click the Apply button at the top or bottom of this page. You'll be required to create an account or sign in to an existing one.If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response).Regular or Temporary:RegularLanguage Fluency: English (Required)Work Shift:1st Shift (United States of America)Please review the following job description:JOB SUMMARYThe Head of Compliance provides enterprise-wide strategic leadership and oversight of CRC Group’s regulatory and corporate compliance policies, procedures and programs including compliance operations. The Head of Compliance is accountable for defining and integrating compliance strategy across CRC Group, ensuring that CRC’s Compliance function is best in class. Reporting to the General Counsel, this role serves as the organization’s recognized compliance authority and partners directly with senior leadership across all corporate functions and all business segments.KEY RESPONSIBILITIESSet the strategic direction for CRC’s enterprise compliance function, developing and implementing compliance frameworks, policies, and standards aligned with evolving regulatory requirements across all functions and business segments in all jurisdictions in which it operates.Leads Compliance operations including but not limited to licensing, surplus lines, financial crimes, quality assurance, market security, and agency appointments.Partner with executive leadership and the General Counsel to identify, assess, and mitigate enterprise compliance risks; provide executive-level reporting on compliance performance, exposure areas, regulatory developments, and corrective actions.Develop, maintain, and continually improve enterprise-wide compliance monitoring and audit programs; oversee compliance risk assessments and ensure timely, practical remediation of identified gaps.Ensure CRC’s operations comply with all applicable regulatory requirements, including but not limited to insurance-specific state and federal regulatory obligations.Maintain strong relationships with regulatory agencies and industry groups.Lead the development and implementation of compliance-driven operational policies and procedures across all regions and business units; ensure consistent application of standards through direct and matrix compliance leadership.Champion a culture of ethical business conduct, accountability, and proactive compliance across CRC Group; serve as a visible internal and external advocate for compliance excellence.Lead, develop, and build a pipeline of compliance talent across multiple teams and sub-functions; establish clear accountability structures, development plans, and succession pathways within the compliance organization.Develop and implement training, policy review, policy and procedures to address and mitigate errors & omissions risk exposure.Contribute to CRC Group’s strategic planning process as a member of the Legal, Risk & Compliance leadership team; serve on relevant external panels, industry working groups, and regulatory forums to raise CRC’s profile and bring market intelligence back into the organization.EDUCATION AND EXPERIENCEBachelor’s degree in Business, Law, Risk Management, Finance, Compliance, or a related field required.Master’s degree, Juris Doctor, or other advanced degree strongly preferred.15+ years of progressive experience in compliance, regulatory affairs, risk management, or a related legal/compliance function within the financial services or insurance industry.Proven track record as a senior compliance leader with accountability for enterprise-wide compliance programs across multiple business units, functions, and jurisdictions.Deep expertise in regulatory requirements applicable to insurance and financial services.Demonstrated ability to lead, integrate, and develop multiple compliance and compliance-adjacent teams, with accountability for organizational design, talent development, and succession planning.Experience engaging directly with regulatory agencies, external counsel, and industry bodies; ability to represent the organization credibly in regulatory and compliance forums.Executive-level communication skills; proven ability to advise and influence senior leadership and the Board on complex compliance matters.CERTIFICATIONS, LICENSES, REGISTRATIONSCertified Compliance & Ethics Professional (CCEP) strongly preferred.Certified Risk and Compliance Management Professional (CRCMP) or equivalent designation desirable.FUNCTIONAL SKILLSEnterprise compliance strategy, framework development, and regulatory program design.Compliance risk assessment, audit program oversight, and enterprise risk management.Policy development, implementation, and ongoing governance across multi-business, multi-jurisdictional environments.Excellent communication and interpersonal skills, with the ability to influence at all levels – including executive and board level.Cross-functional leadership and integration of compliance-adjacent functions (licensing, surplus lines tax, quality assurance, agency appointments).People leadership, organizational design, talent development, and succession planning at scale.External regulatory and industry engagement, including regulatory agency relationships and industry forum participation.High analytical acumen and problem-solving ability.Proficiency in compliance management systems and Microsoft Office Suite.General Description of Available Benefits for Eligible Employees of CRC Group: At CRC Group, we're committed to supporting every aspect of teammates' well-being – physical, emotional, financial, social, and professional. Our best-in-class benefits program is designed to care for the whole you, offering a wide range of coverage and support. Eligible full-time teammates enjoy access to medical, dental, vision, life, disability, and AD&D insurance; tax-advantaged savings accounts; and a 401(k) plan with company match. CRC Group also offers generous paid time off programs, including company holidays, vacation and sick days, new parent leave, and more. Eligible positions may also qualify for restricted stock units and/or a deferred compensation plan.CRC Group supports a diverse workforce and is an Equal Opportunity Employer that does not discriminate against individuals on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status or other classification protected by law. CRC Group is a Drug Free Workplace.EEO is the LawPay Transparency Nondiscrimination ProvisionE-VerifySummaryLocation: Charlotte NC - 600 S Tryon St.Type: Full time

Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Head of Compliance in Charlotte, NC vacancy
  •  ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their... 
    Suggested

    Confidential

    Charlotte, NC
    4 days ago
  •  ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed Founded 2002 Employees 1001-5000 Categories Finance... 
    Suggested

    Confidential

    Charlotte, NC
    3 days ago
  •  ...Head of Compliance, Prediction Markets About the Company Peer-to-peer betting exchange for smart bettors seeking more value. Industry Gambling & Casinos Type Privately Held About the Role The Company is seeking a Head of Compliance for Prediction... 
    Suggested

    Confidential

    Charlotte, NC
    6 days ago
  •  ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading... 
    Suggested

    Confidential

    Charlotte, NC
    2 days ago
  • Chief Commercial Officer (CCO) About the Company Innovative healthcare technology (HealthTech) company Industry Information Technology and Services Type Privately Held, VC-backed Founded 2014 Employees 51-200 Specialties healthcare information...
    Suggested

    Confidential

    Charlotte, NC
    4 days ago
  • Chief Commercial Officer (CCO) About the Company Successful, privately held packaging manufacturer serving foodservice and commercial markets. Industry Packaging and Containers Type Privately Held About the Role The Company is in search of a Chief...

    Confidential

    Charlotte, NC
    3 days ago
  • Chief Commercial Officer (CCO) About the Company We are an international full-service media buying and advertising company developing its own ad products. Industry Marketing and Advertising Type Privately Held About the Role The Company is seeking...

    Confidential

    Charlotte, NC
    4 days ago
  • Chief Commercial Officer (CCO) About the Company Promising biotechnology company Industry Biotechnology Type Privately Held About the Role The Company is in search of a Chief Commercial Officer to lead its commercial strategy and drive growth through...

    Confidential

    Charlotte, NC
    5 days ago
  • Chief Commercial Officer (CCO) About the Company Healthcare technology company automating workflows between providers and payers. Industry Computer Software Type Privately Held, VC-backed About the Role The Company is seeking a Chief Commercial Officer...

    Confidential

    Charlotte, NC
    4 days ago
  •  ...Chief Legal & Compliance Officer About the Company A newly formed life and health insurance company expanding nationally. Industry Insurance Type Privately Held About the Role The Company is in search of a Chief Legal and Compliance Officer to... 

    Confidential

    Charlotte, NC
    4 days ago
  • Chief Commercial Officer (CCO) About the Company Private Equity-Backed Hardscape Distribution Platform Industry Building Materials Type Privately Held, Private Equity-backed About the Role The Company is seeking a Chief Commercial Officer to spearhead...

    Confidential

    Charlotte, NC
    4 days ago
  •  ...Deputy Chief Compliance Officer About the Company Respected ETF investment technology platform Industry Financial Services Type Privately Held Founded 2012 Employees 51-200 Specialties trust services strategy & planning product development... 

    Confidential

    Charlotte, NC
    6 days ago
  •  ...activitiesPerforming regulatory assessment of new and changed productsStaying on top of new or revised regulations, guidelines, points to consider, compliance guides, inspection reports, journals, meetings, etc.Conducting training and/or communicating appropriate materials, as needed, to... 

    Katalyst HealthCares & Life Sciences

    Charlotte, NC
    4 days ago
  •  ...Greystar Compliance, Data Privacy, and Information Security Advisor Greystar is a leading, fully integrated global real estate platform offering expertise in property management, investment management, development, and construction services in institutional-quality... 
    Full time
    Contract work
    Local area
    Immediate start

    Greystar

    Charlotte, NC
    2 days ago
  • $89.25k - $150.25k

     ...Manager-Compliance Phoenix, AZ, United States Sandy, UT, United States Sunrise, FL, United States Charlotte, NC, United States (Hybrid) **Job Description** Global Financial Crimes Compliance (GFCC) is an organization within Global Risk & Compliance (GRC) and is responsible... 
    Full time
    Work at office
    Local area
    Flexible hours

    American Express

    Charlotte, NC
    3 days ago
  • $95k - $105k

     ...about doing meaningful work every day. Don't take our word for it—head to Glassdoor and see for yourself! About the Team The IT...  ...regulatory and threat landscapes. We are building an AI-first compliance function, and this role is expected to lead from the front in identifying... 
    Temporary work
    Currently hiring
    Remote work
    Relocation

    Subsplash

    Charlotte, NC
    18 days ago
  •  ...Perform regulatory assessment of new and changed products. Stay on top of new or revised regulations, guidelines, points to consider, compliance guides, inspection reports, journals, meetings, etc. Conduct training and/or communicate appropriate materials, as needed, to... 

    Katalyst Healthcares & Life Sciences

    Charlotte, NC
    23 days ago
  •  ...on improving regulatory effectiveness, data quality, operational performance, and control optimization across multiple risk and compliance domains. This leader will partner with Compliance, Operations, Technology, Data Management, Risk, and Business teams to identify... 

    Ember Group Consulting

    Charlotte, NC
    15 days ago
  • $123k - $215.25k

     ...help us define the future of American Express.How will you make an impact in this role?The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight, and control solutions to meet the Company’s legal, regulatory... 

    American Express

    Charlotte, NC
    11 days ago
  •  ...Job Description Job Description Join Our Mission as a Compliance Director at Golden Age Foundation Are you passionate about creating meaningful change and ensuring organizations operate with integrity? At Golden Age Foundation, we’re redefining how individuals, families... 

    Golden Age Foundation, Inc

    Charlotte, NC
    26 days ago
  •  ...Charlotte, NC. Reporting This position will report to the Chief Accounting Officer  Summary of Role  Palmetto is seeking a SOX Compliance Director to own and lead the company's Sarbanes-Oxley program. This is a high-impact, highly visible role that sits at the... 
    Local area

    Palmetto Clean Technology

    Charlotte, NC
    18 days ago
  •  ...Senior Director, IT Compliance & Governance (Contractor) About the Company Innovative company designing & developing gene therapeutic products Industry Biotechnology Type Public Company Founded 2013 Employees 51-200 Categories Biotechnology... 
    For contractors

    Confidential

    Charlotte, NC
    4 days ago
  • $120k - $140k

     ...properly performed Reviews required communications to the client and Audit Committee, ensuring their completeness, accuracy, and compliance with Firm and professional guidelines Reviews Section 404 internal control audit work all necessary checklists to ensure their completeness... 
    Work at office

    BDO USA, LLP

    Charlotte, NC
    5 days ago
  • Overview CAPTRUST is seeking a Senior Compliance Manager to join our Compliance Team. The Senior Compliance Manager will be responsible for a variety of key enterprise compliance and broker‑dealer supervisory processes and procedures required by regulation and assist in... 
    Temporary work
    Local area
    Flexible hours

    CAPTRUST

    Charlotte, NC
    4 days ago
  •  ...environment for our employees, fostering opportunities for personal growth and professional development. Summary The Corporate Compliance Manager is a key member of Indicor’s Legal Department and will report into the Company’s Legal Leadership Team. This key role will... 
    Worldwide

    Indicor

    Charlotte, NC
    3 days ago
  • Location Charlotte, NC, US Position Title: Director, Execution Compliance Come Build Your Career at Aecon! Aecon delivers some of the most complex and impactful infrastructure projects — from transformative transportation networks to critical energy, industrial and nuclear... 
    Contract work
    For contractors
    For subcontractor
    Work at office

    Aecon Concessions

    Charlotte, NC
    5 days ago
  • Job-ID Reference TypeDirect Placement Job Description Position Summary: Provide leadership and direction to the team Responsible for tracking and achieving annual Key Performance Indicators (KPIs) goals for Purchasing team. Metrics includes material cost savings,...
    Contract work

    TalentsBridge

    Charlotte, NC
    1 day ago
  •  ...Head Counsel, Regulatory About the Company A mission-driven, leading health and wellness platform revolutionizing telehealth for providers and patients. Industry Health, Wellness and Fitness Type Privately Held About the Role The Company is seeking... 
    Remote work

    Confidential

    Charlotte, NC
    2 days ago
  • QA Automation ManagerThe QA Automation Manager owns software quality outcomes across PartsSource's critical product portfolio, including our Salesforce platform. This is a senior people-management role that combines deep technical expertise in automation architecture with...

    PartsSource

    Charlotte, NC
    4 days ago
  •  ...specifications and procedures for installation processes and train staff to use them. Set the requirements for installations and monitor compliance. Supervise inspectors, technicians, and other staff members and provide guidance. Ensure site obligations are followed and... 
    Full time
    H1b
    Work at office
    Flexible hours

    Miller Electric

    Charlotte, NC
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Head of Compliance. Be the first to apply!