Search Results: 5,999 vacancies

 ...• FY22 REVENUE 10.4 BN USD • WE’RE PRESENT IN 66 COUNTRIES • OVER 1,400 ACTIVE GLOBAL CLIENTS Role: SPI Quality Reviewer (Compliance) Work Location: Hybrid (Jersey City, NJ / New York, NY) Required Skills: Partnering with Central Governance Team... 
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Charlotte, NC
7 days ago
 ...Russell Operations team, supporting FTSE Russell Index and Benchmark Solutions within the London Stock Exchange Group (LSEG). The Index Review (IR) team has members in the Americas, EMEA and APAC regions, that conducts, implements. publishes & supports the periodic index... 
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London Stock Exchange

Fort Mill, York County, SC
5 days ago
 ...your career journey. POSITION Allspring is looking for a Compliance Analyst that will be an integral part of the Allspring...  ...monitoring program by performing risk-based testing and oversight reviews, electronic communication monitoring, and market abuse testing... 
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Allspring Global Investments

Charlotte, NC
3 days ago
 ...next step in your career journey. POSITION The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. The successful candidate should have experience in... 
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Allspring Global Investments

Charlotte, NC
4 days ago
 ...can take care of their clients. Job Overview: The Analyst, Compliance position is a full time role reporting to Assistant Vice...  ...Responsibilities: * Support the Conflicts Management Office through the review, evaluation, and resolution of both employee and advisor Annual... 
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LPL Financial Services

Fort Mill, York County, SC
4 hours ago
 ...responsibility for supporting and enforcing the IT Security, Risk and Compliance programs across Sealed Air. He/she will work closely with the...  ...related to any new applications * Documenting annual review of SOC1 reports from key vendors, inclusive of the assessment of... 
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Sealed Air Corporation

Charlotte, NC
4 hours ago
 ...QC/QA COMPLIANCE MANAGER, 1LOD CREDIT PRODUCTS, Private Bank - Hybrid Work Schedule, Charlotte, NC., Los Angeles, CA. WHAT IS THE OPPORTUNITY...  ...; also includes Private Client Service's Data Base management. Review and monitor federal, state, and regulatory publications and... 
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City National Corporation

Charlotte, NC
4 hours ago
 ...dealer and we expect to commence operations in 2024. The Deputy Compliance Officer role supports the Chief Compliance Officer (CCO) in...  ...provide advisory support. * Participate in internal control reviews and provide guidance on governance and controls. *... 
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FNZ

Charlotte, NC
4 days ago
 ...Team Member will be an integral part of the Allspring Regulatory Compliance team supporting the Allspring Global Investments Compliance...  ...address and validate issues identified during compliance program reviews. Partner with Business and support functions within... 
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Allspring Global Investments

Charlotte, NC
3 days ago
 ...Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and executes... 
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Truist Financial Corporation

Charlotte, NC
3 days ago
 ...according to CMS, NCQA, Federal and State requirements. + Lead compliance audits of vendors. Identify audit scope and required audit...  ...against CMS, contractual, Federal, State, and NCQA standards + Review vendors documented processes against contractual, Federal, State... 
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Centene Corporation

Charlotte, NC
3 days ago
 ...To assist our Business Operations teams, Discovery Education is seeking a Compliance Associate to process our domestic and international direct and third-party sales . The team members will ensure compliance with internal and external regulations and provide follow-... 
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Discovery Education Talent Team

Charlotte, NC
2 days ago
 ...This position may be filled as Safety Compliance Officer (SCO) Trainee if there are no fully qualified SCOI candidates in the applicant...  ...an application. Upon the closing date, applications are "Under Review" and will be screened by Human Resources for the most qualified... 
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State of North Carolina

Charlotte, NC
4 days ago
 ...Assessing work performed by lead auditors. * Performing sufficient reviews to ensure work contains relevant facts to support audit scope...  ...matter teams (Information Technology, Anti-Money Laundering, Compliance, Risk Management, Treasury, etc.) to ensure appropriate and... 
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3 days per week

US Bank

Charlotte, NC
4 days ago
 ...Job Description Job Description Title: Training and Compliance Manager Reports To: Senior Vice President of Compliance Department/Division: Finance/Compliance FLSA Status: Exempt Position Summary Under the direct supervision of, and collaboration with... 
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INLIVIAN

Charlotte, NC
27 days ago
 ...Execute testing Financial Crimes Testing Plan in accordance with the Compliance Testing Standard Operating Procedures (SOP)Provide effective challenge to business stakeholders to assess compliance with relevant laws, rules and regulations. Identify Compliance Manager,... 

Teachers Insurance and Annuity Association - TIAA

Charlotte, NC
1 day ago
 ...management team members (program management, accounting, and financial reporting) in their respective roles. Review and approval of requisitions to ensure compliance with federal regulations. Convert approved requisitions to purchase orders and send purchase orders to... 
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Home office

MCCONNELL JONES GROUP

Charlotte, NC
5 days ago
 ...Facilities Compliance Director Job ID 160935 Posted 03-Apr-2024 Service line GWS Segment Role type Full-time Areas...  ...for the overall compliance of Service Organization Controls reviews/audits, policies and procedures, and Disaster Recovery and Business... 
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CBRE

Charlotte, NC
2 days ago
 ...Senior Vice President, Head of Compliance About the Company Thriving provider of property & life insurance services Industry Insurance Type Privately Held Founded 2001 Employees 10,001+ Categories Insurance Health Insurance Risk Management... 

Confidential

Charlotte, NC
3 days ago
 ...Consumer Leading team looking to hire multiple highly motivated Compliance Specialists and Auditors. Lead Compliance Officer for ECBE...  ...and results to business and risk partners. Writing and/or reviewing reports or presentations that clearly articulate the results/conclusions... 

Experis

Charlotte, NC
4 days ago