Regulatory Manager

global financial institution is seeking an experienced regulatory reporting professional to serve as the subject matter expert for U.S. broker-dealer reporting and cross-border regulatory compliance. This leadership role will partner with Finance, Compliance, Legal, Risk, and Operations to interpret evolving regulatory requirements, oversee reporting processes, strengthen internal controls, and support finance transformation initiatives. The successful candidate will possess deep expertise in SEC broker-dealer regulations and regulatory reporting while serving as a trusted advisor to senior stakeholders on complex accounting and regulatory matters. Key Responsibilities Regulatory Reporting Serve as the primary subject matter expert on U.S. broker-dealer regulatory reporting requirements. Provide technical guidance on regulatory capital, financial responsibility rules, and reporting obligations applicable to broker-dealer entities. Interpret new and evolving regulatory guidance and assess operational and financial reporting impacts. Support the preparation and review of financial and regulatory filings submitted to U.S. regulatory agencies. Review complex regulatory calculations and supporting analyses to ensure accuracy and compliance. Technical Accounting & Regulatory Advisory Research and document regulatory interpretations, accounting positions, and policy guidance. Prepare technical memoranda supporting accounting and regulatory conclusions. Partner with Legal and Compliance to evaluate new regulations and develop practical implementation strategies. Maintain and enhance accounting policies, regulatory procedures, and governance documentation. Controls & Process Improvement Design and strengthen financial controls supporting regulatory reporting processes. Develop reconciliation frameworks to improve reporting accuracy and transparency. Identify opportunities to automate reporting, streamline workflows, and enhance data quality. Support finance transformation initiatives, including new reporting systems and process optimization. Cross-Functional Leadership Serve as a key liaison among Finance, Risk, Compliance, Operations, Technology, and business leadership. Partner with international finance teams to ensure consistent interpretation and application of regulatory requirements across multiple jurisdictions. Communicate complex regulatory matters to executive leadership in a clear and practical manner. Support internal audits, regulatory examinations, and external audit activities. Qualifications Bachelor's degree in Accounting, Finance, or a related discipline. 15+ years of progressive experience in regulatory reporting, financial reporting, accounting policy, or broker-dealer finance. Extensive knowledge of U.S. broker-dealer regulatory reporting and capital requirements. Experience interpreting complex regulatory frameworks and implementing reporting requirements. Strong understanding of financial reporting under U.S. GAAP; IFRS exposure is beneficial. Experience supporting regulated financial institutions operating across multiple jurisdictions. Advanced Microsoft Excel skills and experience with enterprise reporting and regulatory reporting platforms. Excellent analytical, organizational, and problem-solving abilities. Strong written and verbal communication skills with the ability to influence senior stakeholders. Demonstrated ability to manage multiple priorities in a fast-paced, highly regulated environment. #J-18808-Ljbffr