AVP, Senior Investor Protection & Investigations
LPL Financial LLC
Located within the Financial Crime Investigation team, the AVP of Senior Investor Protection leads a team of Investigators handling complex matters such as elder financial exploitation and diminished capacity. This role oversees regulatory reporting and provides education to home office employees, advisors, and clients to reduce risk. We seek a collaborative leader with strong interviewing and communication skills, capable of guiding teams in a fast-paced environment while driving continuous #J-18808-Ljbffr LPL Financial LLC
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the AVP, Senior Investor Protection & Investigations in Tempe, AZ vacancy
- Oscar Health Insurance is seeking a Senior Analyst, SIU Clinical Investigator to detect and audit aberrant billing patterns in claims and clinical documentation. You will review medical records to ensure alignment with guidelines and regulations, and identify schemes such...SeniorRemote jobWork at office
$20 - $40 per hour
Role Summary Join Align Technology’s Investor Relations team and gain hands-on experience... .... This internship is ideal for a rising senior passionate about financial markets,... ...national origin, ancestry, marital status, protected veteran status, age, disability, sexual...SuggestedInternship- ...factory production design authority and conduct fielded product investigations Ensure product integrity as Design Authority of all Tempe... ...U.S. person: U.S. citizen, U.S. permanent resident, or have protected status in the U.S. under asylum or refugee status Must be currently...SeniorPermanent employmentFull timeVisa sponsorshipWork visa
- ...partnerships. Role Summary The Senior Safety Specialist will coordinate and implement... ...safety committee. Assists in the investigation of project-related accidents. Confers... ..., gender identity or any other legally protected category. JE Dunn Construction is a...SeniorPermanent employmentFor contractorsFor subcontractorH1bLocal areaWork visa
J. E. Dunn Construction Group
Tempe, AZ14 hours ago - ...Title: *SkillBridge Only* Senior Operations Coordinator - Government Asset Management... ...Documentation: Assist with loss investigations and DD Form 200/FLIPL‑type documentation... ...status and/or beliefs, or any other characteristic protected by federal, state, or local law.SeniorFull timeContract workPart timeFor contractorsFor subcontractorInternshipLocal area
KBR
Tempe, AZa month ago - ...YOUR NEXT OPPORTUNITY: Join our team as a Senior Project Manager where you will be... ...built on schedule, and within budgets Investigate any potentially serious situations and implement... ..., rental equipment, income/expenses) to protect the company's interest and...SeniorFull timeFor contractorsFor subcontractorWork at officeLocal areaFlexible hours
Rosendin Electric
Tempe, AZ3 days ago - A leading med-tech company is seeking an intern for their Investor Relations team in Tempe, Arizona. This role is perfect for college juniors or seniors interested in finance and corporate communications. Interns will assist in creating investor content, support earnings...Hourly payInternship
- ...using leading technology and exceptional service. Consultant, Investor Services, Integrated Portfolio Services (IPS) About the RoleJoin... ...and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a...Full timeH1bWork at officeWorldwideFlexible hours
Northern Trust
Tempe, AZa month ago - LPL Financial is seeking an AVP Product Management to bridge vision and execution within the Wealth Advisors Group. You will define roadmaps, partner across WealthAG, Sales, Legal, Technology, and Compliance, and drive platform modernization to unlock growth opportunities...
$104.7k - $154k
...path forward.About the RoleWe're hiring a Senior Associate to help lead the day-to-day... ...and cross-functional business teams to investigate and resolve reporting discrepancies before... ...discrimination and harassment based on “protected categories,” we also strive to prevent other...SeniorHourly payWork at officeLocal areaRemote workFlexible hours$152.8k - $229.2k
...career grounded in purpose, growth, and impact.A Day in the LifeThe Senior Principal Process Engineer for Dip Molding Centers of... ...public assistance, veteran status, or any other characteristic protected by federal, state or local law. In addition, Medtronic will provide...SeniorFull timeH1bWork at officeLocal areaImmediate startRemote workFlexible hoursMedtronic
Tempe, AZ3 days ago- The Arizona Cardinals Football Club is seeking a Senior Manager, Enterprise Risk & Insurance to lead enterprise-wide risk programs and... ...portfolio. This role partners with executive leadership to protect assets, drive growth, and manage complex multi-entity risk across...Senior
$80k - $131k
...communities, and each other. CLA is currently seeking an Audit Senior to join our State and Local Government (SLG) practice in our... ....00-$146,000.00 #LI-MFD1 Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities Click here to...SeniorLocal areaCliftonLarsonAllen
Tempe, AZ14 hours ago- ...authentic partnerships. Role Summary The Senior Safety Specialist will coordinate and... ...safety committee. Assists in the investigation of project-related accidents. Confers with... ..., gender identity or any other legally protected category. JE Dunn Construction is a background...SeniorPermanent employmentFor contractorsFor subcontractorH1bLocal areaWork visa
- ...sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations...Senior
Insight Global
Tempe, AZ4 days ago - ...gender identity or expression, military or veteran status, or other unlawful factors. Gen prohibits discrimination based on these protected characteristics and recruits talented candidates from diverse backgrounds.We consider individuals with arrest and conviction records...SeniorFull time
Gen Digital
Tempe, AZa month ago - ...professionals worldwide collaborating daily to protect and conserve natural landscapes, create... ...is currently initiating a search for a Senior Geotechnical Engineer for our... ...field reconnaissance, managing subsurface investigation programs, engineering design, construction...SeniorFor subcontractorWork at officeWorldwide
- ...into defensible actions that strengthen, protect, and transform their organization. Join... ...creation. Work You’ll Do As a Delivery Senior Consultant, Risk, Compliance, and Governance... ...will: Support federal law enforcement investigations through open source and commercial data...SeniorWork at officeLocal areaRelocationNight shift
- ...Description SUMMARY: As a member of the Resident Services team, the Senior Resident Services Representative serves as the primary... ...problem-solving and analytical skills, including the ability to investigate issues, evaluate information, identify solutions and...SeniorFor contractorsWork at office
Scottsdale Shadows
Tempe, AZ1 day ago - ...our team. This role requires strong incident response knowledge, artifact analysis, and fluency in English and Japanese. You will investigate cybersecurity events across environments, develop information security policies, lead junior analysts, and provide actionable...Senior
- ...Job Description Job Description Position Overview The Senior Manufacturing Operations Specialist is an experienced, hands-on... ...and manufacturing experience to fields of transient and surge protection. In addition, ProTek’s ongoing development program is yielding...SeniorWork at officeShift work
ProTek Devices
Tempe, AZ5 days ago $123k - $251.15k
...invested in you, your success, and the global community, join us as a Senior Water Economic and Financial Consultant to help the communities... ...orientation, gender identity, national origin, disability or protected veteran status. Job posted on September 01, 2026. This position...SeniorFull timeLocal areaRemote work- Northern Trust Corp is seeking a Consultant in Investor Services within Integrated Portfolio Services (IPS) in Tempe, AZ. You will support critical investor lifecycle activities, including subscriptions, redemptions, investor reporting, AML/KYC reviews, and client servicing...
- ...Senior Plumbing Design Technician Our client is seeking an experienced Senior Plumbing Design Technician to join their growing engineering... ..., national origin, disability, veteran status, or any other protected characteristic under the law. Assistance with the application...SeniorContract workFor contractors
Aspen Technical Staffing
Tempe, AZ2 days ago - ...responsibility to the communities where we live and work. As a Senior Transportation Director, you will be responsible for a variety... ...website at Equal Opportunity Employer including disability and protected veteran status #LI-KG1 About Horrocks Founded over 55...SeniorHourly pay
Horrocks
Guadalupe, AZ1 day ago $77.23k - $103.49k
...Senior Transportation Planner This recruitment is open until the position is filled. First review of applications will occur... ...classification must pass the following: Criminal history background investigation Essential Functions For a complete list of City of Tempe...Senior16 hoursFull timeWork experience placementMonday to FridayGovernmentJobs.com
Tempe, AZ4 days ago$93.6k - $140.4k
...together to engineer the extraordinary. The Senior Quality Systems Specialist will serve as... ..., Engineering, and other teams to investigate issues, drive corrective actions, and improve... ...status, or any other characteristic protected by federal, state or local law. In addition...SeniorSecond jobH1bWork at officeLocal areaFlexible hours- ...every other Friday offJob Description:The Senior Specialist, Program Scheduler will be... ...or membership in any other group protected by federal, state or local laws. L3Harris... ...may be subject to government security investigation(s) and must meet eligibility requirements...SeniorLocal area
L3Harris Technologies
Tempe, AZ3 days ago - ...clients Lead with Purpose. Partner with Impact. The Senior Financial Analyst is responsible for supporting reporting,... ...national origin, genetic information, or any other characteristic protected by law. Kestra Financial prohibits any such discrimination or...Senior
Kestra Holdings
Tempe, AZ14 hours ago $169.5k - $233k
...well-designed facilities; it’s about well-designed strategies tailored for every market and every location. We are seeking a Senior Fire Protection Engineer / Subject Matter Expert (SME) to support our rapidly growing Data Center practice. This position will serve as the...SeniorFull timeFor contractorsWork at officeLocal areaRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to AVP, Senior Investor Protection & Investigations. Be the first to apply!
Related searches
- senior grant accountant Tempe, AZ
- senior tax Tempe, AZ
- senior data management analyst Tempe, AZ
- senior consulting engineer Tempe, AZ
- sr electrical engineer Tempe, AZ
- senior security operations engineer Tempe, AZ
- senior dynamics crm developer Tempe, AZ
- senior director of operations Tempe, AZ
- senior assistant Tempe, AZ
- senior brand strategist Tempe, AZ