Senior Regulatory Counsel - Securities & Broker-Dealer
Securities and Exchange Commission
Securities and Exchange Commission seeks an Attorney-Advisor (Regulatory Counsel) for the Broker-Dealer Exchanges Program (BDX) in New York, NY. The role supports nationwide examinations of broker-dealer entities and investment advisers under securities laws. Qualifying experience includes advising on federal securities laws, preparing legal analyses, and drafting pleadings, memoranda, and other written work; bar membership is required. #J-18808-Ljbffr Securities and Exchange Commission
- ...Senior Treasury / Liquidity Management – Broker-Dealer New York City | Financial Services I’m working with a highly... ...borrowing arrangements Manage secured funding facilities and bank... ...closely with Finance, Operations, Regulatory Reporting and Sales & Trading...SeniorRegulatoryFull timeTemporary work
- ...Americans to invest and save with confidence. As a Senior Associate, Broker Dealer Compliance , you’ll report to the Vice President of Broker... ...to assist Stash in exceeding its ethical and regulatory expectations. Stash’s compliance function comprises...SeniorRegulatoryFull timeWork experience placement
$174k - $180k
...Senior Commercial Counsel Full Opportunity Brief Title: Senior Commercial Counsel Category: Jobs Organiser: Zip Co Location: United States (Remote... ..., advising on consumer financial services and payments regulatory frameworks, and partnering with Product and Engineering...SeniorRegulatoryWork at officeRemote workFlexible hours$250k
...Associate General Counsel | Crypto Trading New York | $250K Base +Discretionary... ...General Counsel to take on a senior role across its legal and regulatory function. This is a highly... ...Provide guidance relating to broker-dealer and CFTC matters Support matters...SeniorRegulatory- ...Apple Inc. is seeking a Senior Privacy Counsel based in New York City, New York. In this role, you will provide legal support for privacy issues impacting Apple's business and products globally. You will work closely with business and engineering teams to design innovative...SeniorRegulatory
- ...Senior Counsel, Regulatory & Development About the Company A quickly growing electric transmission infrastructure developer and owner/operator Industry Utilities Type Privately Held About the Role The Company is seeking a Senior Counsel for Regulatory...SeniorRegulatory
- ...Senior Counsel, Equity Sales & Trading About the Company Investment... ...advice on a wide range of broker-dealer and bank services, with a... ...of equity and fixed-income securities, originations of various... ...involves advising on legal, regulatory, and reputational issues, as...SeniorRegulatory
$175k - $195k
...Associate Director, Legal Counsel | Pharmaceutical | New Jersey I'm partnering with a global pharmaceutical company, known for high... ...and help resolve partner and customer disputes Advise HR, Regulatory Affairs, Pharmacovigilance, Finance, and Compliance on a wide...SeniorRegulatory- ...platform Working closely with senior business leaders on a daily... .... Manage external counsel on specialized legal matters, including international regulatory, compliance, and complex commercial... ...related terms, and information security provisions. Demonstrated...SeniorRegulatoryPermanent employmentContract work
- ...debt of portfolio companies. Collaborate and build strong relationships with cross-functional teams, including finance, tax, regulatory, accounting, asset and energy management and investor relations. Qualifications We want you on our team because you…...SeniorRegulatory
$190k - $215k
...Senior Commercial Counsel — Industrious Join to apply for the Senior Commercial Counsel role at Industrious . Industrious is the largest... ..., and business trade‑offs. Stay current on legal and regulatory developments affecting coworking, real estate, membership...SeniorRegulatoryContract workWork experience placementLocal area$220k - $250k
...Senior Legal Counsel - New York; San Francisco Position Number - 2923 At AppsFlyer, we believe... ...Sales, Procurement, R&D, Product, Security and Finance, while operating as an integral... ...and recommendations on commercial, regulatory and privacy issues. Monitor and advise...SeniorRegulatoryContract workWorldwide- ...About the Role We're looking for a US-based Senior Legal Counsel to be the primary commercial attorney supporting our fast-growing business... ...providing guidance on relationship management, and picking up regulatory questions, IP matters, employment issues, and legal...SeniorRegulatoryShift work
$210k - $300k
⚖️ Senior Legal Counsel (Banking Partnerships) Banking Infrastructure Platform $210,000 - $300,000 + Equity San Francisco (Hybrid)... ...not a traditional legal role focused solely on contracts or regulatory advice. You will sit at the intersection of legal, product,...SeniorRegulatory- 4. Senior Counsel# Senior Counsel## DescriptionAbout Pair TeamPair Team is a public benefit company reimagining care for the safety net.... ...Those Who Need It The Most- TechCrunch: Building for Medicaid's regulatory moment with Neil Batlivala from Pair Team- Journal of...SeniorRegulatoryContract work
$100k - $110k
...individual to work at a growing U.S. broker-dealer subsidiary of a global... ...presentation material to Senior Management and quarterly presentation... ...the testing results Regulatory Responsibilities: Assist... ...with fixed income securities Experience in using Broadridge...SeniorRegulatoryExtra incomeWork at office- ...Product Development, Engineering, Design, and Trust & Safety teams. You’ll shape product strategy from the start, translating complex regulatory requirements into clear product choices and enabling rapid yet responsible progress. You will work in a hybrid role based in Los...SeniorRegulatory
- Intuit is seeking an Assistant General Counsel, Privacy & Data Governance to lead our data governance strategy across data-driven products. You will partner with the Privacy Regulatory Compliance team and product leaders to implement compliant, well-governed data flows...SeniorRegulatory
$141.92k - $240.03k
PBF Energy, based in Parsippany, NJ, is seeking a Senior Counsel, Supply and Trading to support its commercial services and energy trading... ...and negotiating energy-related agreements, advising on regulatory compliance, and managing outside counsel. The position is fully...SeniorRegulatory- Etsy, Inc. in Brooklyn or Dublin seeks a Senior Counsel, Payments & Product to guide global payments strategy, operations, and regulatory compliance. This is a high-impact role for someone with fintech experience who can translate complex rules into practical product guidance...SeniorRegulatory
- ...experienced attorney to join our legal team as Senior Counsel, Commercial. This role will work... ...stakeholders on contractual and regulatory risk, and develop scalable processes that... ...regulatory counsel to address issues involving securities, financial promotions, anti-money...SeniorRegulatoryContract workRemote workFlexible hours
$90k - $120k
...Senior Physical Security AdministratorNew York, NY (Hybrid) Salary Range: $90,000–$120,000 The Senior Physical Security Administrator supports... ...inspections to assess compliance with internal standards, regulatory expectations and established security protocols.Support...SeniorRegulatoryRelocation- ...person in New York. About the role As Senior Counsel at Forus, you will serve as a key legal... ...terms, in alignment with product, regulatory, and operational requirements. Lead... ...necessary practices, and partnership with Security on technical controls. Partner with...SeniorRegulatoryFull timeWork at office
$150k - $175k
...Description Job Overview: As the Senior Counsel, you’ll be responsible for providing strategic, practical, and business‑focused legal advice... ...rent control and housing court processes Provide guidance on regulatory and compliance matters relevant to operations Partner with...SeniorRegulatoryFull timeTemporary workWork at officeLocal area- SiriusPoint seeks an Insurance Regulatory Counsel to provide legal and regulatory guidance ensuring compliance with state and federal insurance laws. You will report to the VP, Associate General Counsel and Head of P&L Support and collaborate with multiple departments...SeniorRegulatoryFlexible hours
- ...function in Americas Provide legal and regulatory support to the sales, product, and business... ..., coordinate matters handled by outside counsel and legal service providers, collaborate... ...direction You’ll collaborate with senior leaders, contribute your expertise to high...SeniorRegulatoryContract work
- ...state, and local privacy law, and counsels on citywide data‑sharing... ...Represent the Chief Privacy Officer at senior-level meetings or in... ...advice concerning legislative and regulatory developments in the areas of privacy, data security, and cybersecurity; and Handle...SeniorRegulatoryFull timeWork at officeLocal areaShift workNight shiftWeekend workAfternoon shift
- A leading insurance provider is looking for a Product Senior Legal Advisor to join their team in New York, NY. The successful candidate will provide legal support for product development, highlighting future risks, compliance, and consumer protection laws. Candidates must...SeniorRegulatory
$150k - $180k
...PRIMARY FUNCTION The Senior Counsel is responsible for providing legal consultation to the Company's various specialist and operations... ...Advise on issues and policies related to art, commercial law, regulatory matters and compliance issues Manage and respond to...SeniorRegulatoryWork at officeRemote workWorldwideAfternoon shift- FUJIFILM Holdings America Corporation seeks a Senior Counsel to deliver strategic corporate and transactional legal support for its ink and... ...strong experience in Delaware law, cross-border deals, and regulatory oversight, and is prepared to work with #J-18808-Ljbffr FUJIFILMSeniorRegulatory
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