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Senior Regulatory Counsel - Securities & Broker-Dealer

Securities and Exchange Commission

Securities and Exchange Commission seeks an Attorney-Advisor (Regulatory Counsel) for the Broker-Dealer Exchanges Program (BDX) in New York, NY. The role supports nationwide examinations of broker-dealer entities and investment advisers under securities laws. Qualifying experience includes advising on federal securities laws, preparing legal analyses, and drafting pleadings, memoranda, and other written work; bar membership is required. #J-18808-Ljbffr Securities and Exchange Commission

Vacancy posted 2 days ago
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