Senior Regulatory Counsel - Securities & Broker-Dealer
Securities and Exchange Commission
Securities and Exchange Commission seeks an Attorney-Advisor (Regulatory Counsel) for the Broker-Dealer Exchanges Program (BDX) in New York, NY. The role supports nationwide examinations of broker-dealer entities and investment advisers under securities laws. Qualifying experience includes advising on federal securities laws, preparing legal analyses, and drafting pleadings, memoranda, and other written work; bar membership is required. #J-18808-Ljbffr Securities and Exchange Commission
- ...Investigative Reporting seeks an experienced Assistant General Counsel to safeguard fearless investigative journalism amid a complex... ...oversee media law, litigation, contracts, nonprofit law, and regulatory compliance, focusing on libel, FOIA, IP, and First Amendment issues...SeniorRegulatory
- ...compliance lawyer to join us.We are looking for a Senior Anti-Bribery and Anti-Corruption ("ABAC") Compliance Counsel to join our Global Legal Compliance team. We... ...during government enforcement defense matters or regulatory inquiries in the ABAC space.- Support ad hoc...SeniorRegulatory
- ...Ttl Trading Private Limited, based in New York, is seeking a Senior Counsel to join its collaborative Legal team. The role involves serving... ...including negotiation of various financial agreements and regulatory compliance. Ideal candidates will have a minimum of 4 years'...SeniorRegulatory
- ...directly to the Deputy General Counsel and will handle the... ...loan trading businessTrack regulatory developments/litigation/new... ...border offeringsFamiliarity with broker-dealer regulation, Dodd Frank, Reg... ...ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior...SeniorRegulatory
- ...Robinhood is seeking an experienced Assistant General Counsel to join our Regulatory legal team in New York, NY. The role involves navigating complex regulatory frameworks and advising on retail broker-dealer regulations while supporting our mission to democratize finance...SeniorRegulatory
$220k - $300k
...across Legal & Compliance, reporting into the Global General Counsel & Chief Compliance Officer. Responsibilities: Support the establishment... ...across the credit investment teams. Provide legal and regulatory support to the broader business and various stakeholders...SeniorRegulatory- ...BCG Attorney Search seeks a Senior Consumer Finance Regulatory Associate in New York to advise on regulatory and compliance matters for diverse clients across industries. This full-time role carries significant responsibility in financial regulatory work. The candidate...SeniorRegulatoryFull time
- ...Barnard College seeks an Assistant/Associate General Counsel for Risk and Compliance to lead enterprise risk management and regulatory compliance. The role partners with senior leadership to design and implement policies, oversee insurance and risk transfer, and support...SeniorRegulatory
- ...United States Digital Space LLC is seeking a senior legal professional to own the investment products portfolio and advise across its... ...in a fast-paced environment. Expect to work with FINRA/SEC regulatory matters, harness AI to improve efficiency, and translate complex...SeniorRegulatory
- ...legal advice on range of broker-dealer and bank services... ...equity and fixed income securities, originations of... ...partners concerning legal, regulatory and reputational... ...retention of outside counsel on business initiatives... ...Pettigrew Senior Partner Jennifer is a...SeniorRegulatoryWork at office
- ...Fireblocks seeks an Associate General Counsel to serve as a trusted legal advisor to product, engineering, and executive leadership... ...financial services products across multiple jurisdictions, blending regulatory expertise with practical business judgment. You will shape...SeniorRegulatory
- ...Oura seeks a Senior Product and Regulatory Counsel to lead legal strategy for wellness and regulated SaMD features. You will partner with product, engineering, clinical, and regulatory teams to guide FDA submissions, global filings, and risk-based decisions throughout...SeniorRegulatory
$200k - $350k
...MUST FILL QUICKLY!!!SENIOR NATIONAL COMMERCIAL TITLE UNDERWRITING COUNSEL ATTORNEYLocation: New York, NY (Midtown Manhattan)HYBRID*PLEASE NOTE THIS IS FOR... ...risk and ensure compliance with company policies and regulatory requirements.Provide guidance to internal teams on...SeniorRegulatory$230k - $297.5k
...stakeholder.What you’ll be responsible for:As Senior Counsel on the Product Legal team, you will... ...and Policy to navigate complex global regulatory landscapes. You will anticipate and... ..., with a focus on digital asset, securities, and financial frameworks.Partner with...SeniorRegulatoryContract workFlexible hours- ...investors, our communities and the planet we all share.As Senior Legal Counsel, Corporate and Institutional Banking (CIB)... ...multi-sourced funding arrangements, intercreditor and security arrangements, and relevant regulatory frameworksAdvise the Infrastructure & Project...SeniorRegulatory
- ...HealthEdge is seeking a Senior Corporate Counsel with deep BPaaS/BPO experience to serve as a strategic legal partner for BPaaS lines of business... ...US environment. The role emphasizes SLAs, data rights, regulatory considerations, and business process outsourcing within...SeniorRegulatoryRemote work
- ...Emerging Travel Group is seeking an in-house legal leader to manage international contracting, regulatory, and product-related matters across the EU, UK, and US. This remote role supports travel-tech platforms and expansion initiatives, working with cross-functional teams...SeniorRegulatoryRemote work
$216k - $324k
...seeking a proactive and entrepreneurial Senior Counsel, Product (AI) to support our global AI... ...technology, navigate fast-moving global regulatory obligations, and spearhead customer... ...-tier product managers, engineers, and security professionals, and become a trusted leader...SeniorRegulatoryFull timeWork at officeRemote workFlexible hoursShift work$204k - $317k
...team is growing! We are seeking a proactive, business-minded Senior Product Counsel to join our team. In this role, you will act as a primary... ...goalsPartner with cross-functional Legal teams (Commercial, IP, Regulatory) to ensure cohesive strategy and supportAdvise on legal...SeniorRegulatoryMinimum wageFull timeLocal areaRemote workFlexible hours$230k - $297.5k
...responsible for: Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...services, fintech, or crypto environment.Ability to identify regulatory, tax, accounting, and other potential implications and quarterback...SeniorRegulatoryContract workImmediate startFlexible hours$120k - $250k
...Team, you will provide strategic legal and regulatory advice on a broad range of derivatives,... ...franchise.Makes recommendations to senior leaders on strategy and new initiatives,... ...Delivers legal advice, instructs external counsel and ensures compliance with internal policies...SeniorRegulatoryFull timeContract workPart timePrivate practiceLocal areaShift work- DescriptionThank you for considering the Senior Counsel role with Moonbug Entertainment, an award-winning global entertainment company inspiring... ...dealsProvide expert advice on advertising, marketing, and regulatory compliance across multiple jurisdictions.Oversee and manage...SeniorRegulatoryFull timeContract workFixed term contract
$180k - $200k
...Danaher Business System which makes everything possible. As Senior Legal Counsel, you will provide global legal support across the... ...related issues.Manage litigation, government investigations, and regulatory matters, partnering with external counsel and supporting global...SeniorRegulatoryFull timeContract workPart timeRemote workWork from homeFlexible hours$157k - $210k
...relationships across the organization.As Senior Counsel, Cybersecurity & Incident Response, you will serve as a key legal partner to Security and other cross-functional teams on... ...preparedness, incident response, and related regulatory compliance. If you thrive in a dynamic,...SeniorRegulatoryPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours$200k - $250k
...scale, we’d love to hear from you.As Senior Legal Counsel with strong commercial expertise you will... ...Responsibilities: Advise legal, security, product and commercial teams on data... ...commercial, privacy, AI, and cybersecurity regulatory landscapesOversee occasional litigation...SeniorRegulatoryFull timeContract workFlexible hours$230k - $297.5k
...is a stakeholder.Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...complex commercial initiatives.Strong understanding of legal and regulatory issues affecting payments, stablecoins, blockchain, digital...SeniorRegulatoryContract workImmediate startFlexible hours$128.9k - $226.05k
...improve the way we do business, build better judicial and regulatory systems. We help them get it right.Who We Are: Wolters Kluwer... ...is a big place, find your place here.What We Offer: The Senior Legal Counsel role offers growth potential opportunities, professional development...SeniorRegulatoryFull timeWork at office2 days per week$250k - $300k
...project finance dealsCounsel on securities law matters and support... ...programsManage global outside counsel to assess execution risk and... ...products transactions, derivatives, regulatory matters gained at an AmLaw 10... ...ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior...SeniorRegulatory$180k - $240k
...and outstanding service to customers and brokers around the world. Part of Berkshire... ...BHSI has an exciting opportunity for a Senior Counsel - Surety. This position will be part of... ...underwriting of surety products.Monitor legal and regulatory developments impacting the surety,...SeniorRegulatoryContract workTemporary workRemote workFlexible hours- ...Senior Vice-President/CounselWe're seeking a future team member... ...role of Senior Vice-President/Counsel to join our Global Markets and... ...negotiate legal documents for BNY's secured term loan business;... ...mitigate potential legal and regulatory risks including maintaining awareness...SeniorRegulatory
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