Senior Regulatory Counsel - Securities & Broker-Dealer
Securities and Exchange Commission
Securities and Exchange Commission seeks an Attorney-Advisor (Regulatory Counsel) for the Broker-Dealer Exchanges Program (BDX) in New York, NY. The role supports nationwide examinations of broker-dealer entities and investment advisers under securities laws. Qualifying experience includes advising on federal securities laws, preparing legal analyses, and drafting pleadings, memoranda, and other written work; bar membership is required. #J-18808-Ljbffr Securities and Exchange Commission
- ...is expanding its private markets platform and looking to add a senior attorney to support both fund formation and investment activity... ...with the Investment Advisers Act and broader asset management regulatory considerations. ~ Commercial mindset with the ability to operate...SeniorRegulatoryFull time
- ...compliance lawyer to join us.We are looking for a Senior Anti-Bribery and Anti-Corruption ("ABAC") Compliance Counsel to join our Global Legal Compliance team. We... ...during government enforcement defense matters or regulatory inquiries in the ABAC space.- Support ad hoc...SeniorRegulatory
- ...to join us.We are looking for experienced sanctions compliance counsel to join our Global Legal Compliance team as the leading member... ...evolving sanctions law and regulation trends and risks, and regulatory regimes that could impact the business;- Provide legal guidance...SeniorRegulatory
- ...platformWorking closely with senior business leaders on a daily basisAbout... ...deal outcomes.Manage external counsel on specialized legal matters, including international regulatory, compliance, and complex... ...terms, and information security provisions.Demonstrated success...SeniorRegulatoryContract work
$200k - $250k
...Senior Counsel / Counsel – Private Equity & Energy Infrastructure Location: New York (Hybrid) Salary: Counsel (5-7 PQE): $200,00... ...internal approvals. Work collaboratively with finance, tax, regulatory, accounting and asset management teams to deliver...SeniorRegulatory$200k - $350k
...MUST FILL QUICKLY!!!SENIOR NATIONAL COMMERCIAL TITLE UNDERWRITING COUNSEL ATTORNEYLocation: New York, NY (Midtown Manhattan)HYBRID*PLEASE NOTE THIS IS FOR... ...risk and ensure compliance with company policies and regulatory requirements.Provide guidance to internal teams on...SeniorRegulatory- ...legal advice on range of broker-dealer and bank services... ...equity and fixed income securities, originations of... ...partners concerning legal, regulatory and reputational... ...retention of outside counsel on business initiatives... ...Pettigrew Senior Partner Jennifer is a...SeniorRegulatoryWork at office
- ...and Strategy teams on new product launches. Provide guidance on regulatory, consumer protection, privacy, and compliance matters. Draft... ...consumer finance. Commercially minded and comfortable working with senior stakeholders. Experience supporting innovative products in...SeniorRegulatory
$180k - $220k
...private markets, let's talk.US Senior Legal CounselMoonfare is... ...shaping fund structures, guiding regulatory strategy, and partnering... ...the US jurisdiction.External Counsel & Global Collaboration:... ...landscape, specifically regarding broker-dealers, RIAs, and private...SeniorRegulatoryContract work$176.3k - $319.2k
...you'll Do Collaborate with Product Legal, Engineering, Product, Security, and Marketing teams to guide the creation and application of... ...). Assist with evaluating and implementing global self-regulatory and digital marketing requirements (e.g., NAI, DAA). What you...SeniorRegulatoryFull timeTemporary workLocal areaWorldwide$225k - $250k
Senior Intellectual Property Attorney / Of CounselPosition OverviewWe are seeking a Senior Intellectual Property Attorney / Of Counsel to join our IP practice and provide highlevel legal advice across... ...disciplinary teams (corporate, regulatory, tax) to deliver integrated...SeniorRegulatory- ...collaborative, thoughtful, and forward-thinking Product Counsel to join our Legal team.The RoleWe’re looking for a Senior Product Counsel who will serve as a strategic... ...disciplines to ensure end-to-end coverage of regulatory and compliance risks.A product mindset with an...SeniorRegulatoryLive in
$210k - $220k
...motivated, practical, and business-oriented Senior Counsel, Privacy & Product to join our Legal... ...to OpenTable’s Product, Engineering, Security, Commercial, Partnerships, and Marketing... ..., consumer protection, and related regulatory matters. You will also serve as OpenTable...SeniorRegulatoryWork at officeLocal areaFlexible hours2 days per week$204k - $317k
...team is growing! We are seeking a proactive, business-minded Senior Product Counsel to join our team. In this role, you will act as a primary... ...goalsPartner with cross-functional Legal teams (Commercial, IP, Regulatory) to ensure cohesive strategy and supportAdvise on legal...SeniorRegulatoryMinimum wageFull timeLocal areaRemote workFlexible hours$270k - $335k
...fully remote work!What you'll doAs Risk Counsel, you will own the legal response to the... ...disputes, incidents, collections, and regulatory inquiries. You will be the connective tissue... ...with Compliance and our bank and broker-dealer partnersSupervise responses to subpoenas...SeniorRegulatoryWork at officeRemote workWork from home$230k - $297.5k
...responsible for: Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...services, fintech, or crypto environment.Ability to identify regulatory, tax, accounting, and other potential implications and quarterback...SeniorRegulatoryContract workImmediate startFlexible hours$160k - $300k
...OpportunityThis role serves as a trusted advisor to senior leaders by providing practical,... ...focused legal advice on complex legal, regulatory, and compliance matters. The position... ...risk issues. Preferred ExperienceIn-house counsel experience. Experience supporting...SeniorRegulatoryFull timeContract workPart timeWork from home- ...debt of portfolio companies. Collaborate and build strong relationships with cross-functional teams, including finance, tax, regulatory, accounting, asset and energy management and investor relations. Qualifications We want you on our team because you…...SeniorRegulatory
$180k - $200k
...Danaher Business System which makes everything possible. As Senior Legal Counsel, you will provide global legal support across the... ...related issues.Manage litigation, government investigations, and regulatory matters, partnering with external counsel and supporting global...SeniorRegulatoryFull timeContract workPart timeRemote workWork from homeFlexible hours$150k - $200k
...legal support to mortgage/HELOC products and business units as Senior Counsel member of Legal Compliance team. Works with outside Counsel... ...Essential Job Duties and Responsibilities: Manage and work on legal, regulatory, and product issues related to mortgage/HELOC financial...SeniorRegulatory$211.28k - $316.92k
...: Legal, ProfessionalCompany: CitiThe Senior Lead Counsel I is a senior level position responsible... ...business practices, laws, rules, and regulatory guidelines, escalating as... ...futures commission merchants, clearing brokers, derivatives market participants, exchanges...SeniorRegulatoryFull time$90k - $120k
...Senior Physical Security AdministratorNew York, NY (Hybrid) Salary Range: $90,000–$120,000 The Senior Physical Security Administrator supports... ...inspections to assess compliance with internal standards, regulatory expectations and established security protocols.Support...SeniorRegulatoryRelocation$157k - $210k
...relationships across the organization.As Senior Counsel, Cybersecurity & Incident Response, you will serve as a key legal partner to Security and other cross-functional teams on... ...preparedness, incident response, and related regulatory compliance. If you thrive in a dynamic,...SeniorRegulatoryPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours$200k - $250k
...scale, we’d love to hear from you.As Senior Legal Counsel with strong commercial expertise you will... ...Responsibilities: Advise legal, security, product and commercial teams on data... ...commercial, privacy, AI, and cybersecurity regulatory landscapesOversee occasional litigation...SeniorRegulatoryFull timeContract workFlexible hours$250k - $300k
...project finance dealsCounsel on securities law matters and support... ...programsManage global outside counsel to assess execution risk and... ...products transactions, derivatives, regulatory matters gained at an AmLaw 10... ...ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior...SeniorRegulatory$120k - $250k
...Team, you will provide strategic legal and regulatory advice on a broad range of derivatives,... ...franchise.Makes recommendations to senior leaders on strategy and new initiatives,... ...Delivers legal advice, instructs external counsel and ensures compliance with internal policies...SeniorRegulatoryFull timeContract workPart timePrivate practiceWork at officeLocal areaShift work3 days per week$128.9k - $226.05k
...improve the way we do business, build better judicial and regulatory systems. We help them get it right.Who We Are: Wolters Kluwer... ...is a big place, find your place here.What We Offer: The Senior Legal Counsel role offers growth potential opportunities, professional development...SeniorRegulatoryFull timeWork at office2 days per week$230k - $297.5k
...is a stakeholder.Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...complex commercial initiatives.Strong understanding of legal and regulatory issues affecting payments, stablecoins, blockchain, digital...SeniorRegulatoryContract workImmediate startFlexible hours€120k - €140k per year
...other characteristics. Criminal History Consideration For the Senior Counsel position, we will conduct a background check that may include... ...Accessing confidential company data Ensuring compliance with regulatory requirements Handling sensitive legal and financial...SeniorRegulatoryFlexible hours$180k - $240k
...and outstanding service to customers and brokers around the world. Part of Berkshire... ...BHSI has an exciting opportunity for a Senior Counsel - Surety. This position will be part of... ...underwriting of surety products.Monitor legal and regulatory developments impacting the surety,...SeniorRegulatoryContract workTemporary workRemote workFlexible hours
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