Trade Compliance Officer New York, NY Posted today
$180k - $215kBloomberg L.P.
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer – Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and Risk Bloomberg’s Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company’s various businesses. Our team is made up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. We also recognize the value of diversity and inclusion in cultivating a supportive workplace and the importance of giving back to our communities as evidenced by our award‑winning pro bono program. The global Sanctions and Trade Compliance team within Bloomberg’s Legal, Compliance & Risk Department provides screening and coverage for Bloomberg's businesses. We work to address regulatory issues, ensure compliance with evolving sanctions and trade compliance rules and regulations, support compliant business activities, and interact with regulatory authorities. What's The Role? We are seeking an Americas Trade Compliance Officer to execute core export control and import compliance activities across hardware, software, technology, and customer‑facing products. This position focuses on classification, restricted party controls, customer diligence, software access controls, and compliance program governance development. The role plays a critical part in closing identified compliance gaps, operationalizing government regulatory requirements, and supporting a scalable, defensible trade compliance program. We'll Trust You To: Manage and support regional trade compliance activities, including: Conduct Export Control Classification Number (ECCN) (particularly with a focus on software, technology, and related items), and Harmonized Tariff Schedule (HTS) determinations Ensure appropriate usage of import/export authorizations, licenses, and permits; assist with customs and export formalities and record retention Support regional import and export transactions in compliance with applicable laws and regulations Partner with Engineering, Product, Chief Technology Office (CTO), Chief Information Security Office (CISO), and other relevant technical teams to ensure accurate export classifications of products and solutions and implement controls to restrict access for prohibited or export‑restricted parties Perform and document export‑restricted party reviews, including compiling detailed diligence rationales and maintaining a centralized tracker of associated control requirements Support development and maintenance of software and technology classification inventories, and implementation of processes to ensure Trade Compliance is included in software development lifecycle Identify operational improvement initiatives, with a focus on globally consistent processes, standards, and systems that support a high‑performing trade compliance program Monitor changes in international trade regulations and assess potential impacts across the Americas region Communicate import, export, product conformity, ESG, and related compliance requirements to key internal stakeholders in a clear and actionable manner Apply a risk‑based approach to develop, enhance, and document Trade Compliance policies, procedures, and internal controls Lead and/or support regional deployment of global trade compliance processes and controls Partner with regional and local teams (e.g., Supply Chain, Legal, Engineering, Facilities, Networks) to seamlessly integrate trade compliance into broader business operations You’ll Need To Have: Bachelor’s or equivalent degree 7+ years direct trade compliance / supply chain experience Strong knowledge of trade compliance laws and regulations, with a specific focus on United States and LATAM export control and import/customs requirements Experience working with software, technology, or data‑driven products and at organizations in the IT/technology industry Demonstrated experience conducting ECCN classifications for software and technology with cryptographic functionality under the EAR or other export control regime Knowledge of supply chain concepts, practices, and models Strong documentation, analytical, and organizational skills; comfortable managing detailed trackers and records Ability to operate independently, exercise sound judgment, and translate regulatory requirements into practical controls We'd Love To See: Master’s or equivalent degree Licensed Customs Broker, or other Trade Compliance related professional certifications Working knowledge of SAP Global Trade Solutions (GTS) Demonstrated innovation in the use of technology to enable enhancements and efficiencies in Trade Compliance and related programs (Logistics, Planning, etc.) Salary Range = 180,000 - 215,000 USD Annual + Benefits + Bonus The referenced salary range is based on the Company's good faith belief at the time of posting. Actual compensation may vary based on factors such as geographic location, work experience, market conditions, education/training and skill level. We offer one of the most comprehensive and generous benefits plans available and offer a range of total rewards that may include merit increases, incentive compensation (exempt roles only), paid holidays, paid time off, medical, dental, vision, short and long term disability benefits, 401(k) +match, life insurance, and various wellness programs, among others. The Company does not provide benefits directly to contingent workers/contractors and interns. Bloomberg is an equal opportunity employer and we value diversity at our company. We do not discriminate on the basis of age, ancestry, color, gender identity or expression, genetic predisposition or carrier status, marital status, national or ethnic origin, race, religion or belief, sex, sexual orientation, sexual and other reproductive health decisions, parental or caring status, physical or mental disability, pregnancy or parental leave, protected veteran status, status as a victim of domestic violence, or any other classification protected by applicable law. Bloomberg is a disability inclusive employer. #J-18808-Ljbffr Bloomberg L.P.
$220k - $270k
Head of Monitoring & Surveillance Compliance Officer - Director, CA CIB Americas (New York, NY) Summary: The Head of Monitoring and Surveillance Americas will oversee... ...of the Firm's employees, in addition to trade surveillance review. The Head of Monitoring and Surveillance...SuggestedWork at office- Senior Governance, Risk, Compliance (GRC) Analyst job at Oura. New York, NY. At Oura, our mission is to empower every person to own their inner potential.... ...preference for candidates based in the East Coast. We have offices in San Francisco and San Diego for those who prefer...SuggestedWork at officeLocal areaRemote workFlexible hours
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$132k - $157k
Office of Regulatory Relations - New York - Associate, Project Management - 4488972 location_on New York, NY, United States Job Duties:Associate, Project Management with Goldman Sachs... ...firm leadership on progress of the Compliance programs. Collaborate with Senior Compliance...SuggestedFull timeTemporary workWork experience placementWork at office- ...The Senior Federal and Integrated Product Compliance Specialist reports to the Director,... ...regulations, contractual requirements, and new or revised policy guidance, and is responsible... ...projects. Experience in Microsoft Office suite products including Outlook, Excel,...SuggestedWork at office
- ...enrollment date, and any issues encountered. Prepare and maintain spreadsheets tracking the status of new applicant, contractor, and federal employee files. Compliance and Training: Stay up to date with relevant policies, regulations, and procedures related to PIV...For contractorsLocal areaImmediate startFlexible hours
- Landing Point is seeking a Senior Compliance Officer/Deputy CCO in New York, NY, who will support the CCO in overseeing the firm’s compliance program with... ...CCO position in 1-2 years. This role offers exposure to trading-related compliance issues in a lean, collaborative...
$141k - $247k
...Itlearn360 is seeking an Officer for BSA/AML Compliance based in New York, NY. The ideal candidate will serve as a subject matter expert and manage BSA/AML compliance programs aligned with the company's risk profile. This full-time role offers a salary range of $141,0...Full time$125k - $175k
Rex Technologies GmbH is seeking a Surveillance Compliance Officer in New York to provide Trade Surveillance and ensure compliance with SEC, FINRA, and other regulations. The role involves reviewing alerts, producing metrics, and collaborating with compliance teams. With...$125k - $175k
Purpose of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance (Trade Activity and Communications) across a range of asset classes including Cash Equity, Fixed Income, Commodities and...Work at office- Responsibilities Provide regulatory and Firm compliance advice and guidance on information barriers, investment research, and investment... ...Research (including Bernstein and Autonomous), and Sales and Trading Compliance teams. Maintain and update the Firm’s Watch and Restricted...
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$176.4k - $207.5k
...all stages of development and post‑approval. Participate in global... ...submissions (e.g. Investigational New Drug Applications(INDs), New... ...Lake City headquarters or other office locations. At Recursion, we believe... ...also maintains offices in New York, Montréal, and London, three...Odd jobWork at officeLocal areaImmediate startRemote workWork from home- ...Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance Officer or Deputy... ...generalist while maintaining a strong focus on trading-related compliance. Key points: Clear path to CCO over...Work at officeWork from home
- ...The range displayed on each job posting reflects the minimum and maximum target for new hire salaries for the position... ...Summary Under the direction of the Trade Compliance Leadership, the primary... ...responsibility of the Trade Compliance Officer is to be a strong individual...Full timeContract workFor contractorsWork at officeRemote work
$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual... ...varies by employer) About This Posting This job description represents... ...within financial services, trading, and investment management. Actual...- Manager, Product Integrity & Social Compliance Analyst Location: Hybrid at Broadway, New York Pay Rate: $28/hour on W2 Benefits: Dental, Health, Vision Work Schedule... ...a hybrid position requiring two days per week in-office, 40 hours a week. Wednesday is a mandatory in-...Fixed term contractWork at officeRemote workWork from home2 days per week
$80k - $90k
# Legal & Compliance AssociateNew YorkAvailable Start Dates: **Fall 2026 & Winter 2027****About... ...client requests, develop and implement new policies and compliance products, anticipate... ...matched dollar-for-dollar* Prime midtown office with state-of-the-art amenities; option...Temporary workWork experience placementWork at officeWork from home- Dynamics Executive Search seeks an Associate for their Credit Compliance team in New York. This role involves overseeing trading activity, monitoring investment compliance, and collaborating closely with cross-functional teams. Applicants should have 2+ years of compliance...
- ...award winning all-to-all trading platform. Founded in... ...operates from more than 60 offices in 27 countries. We are... ...is seeking an Equities Compliance Officer to provide... ...team based in TP ICAP’s New York offices and report into... ...Vesey Street - New York, NY**Connecting clients,...Work at office
$150k - $180k
Senior Compliance Officer - FCM Advisor - VN2537 New York, NY Full-Time Compliance Diversified. Resilient. Dynamic. Marex is a global financial services platform... ...agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022. The...Full timeWork at officeImmediate start$100k - $135k
Work Location : New York, New York, United States of... ...40 Line of Business : Compliance Pay Detail : $100,000... ...This Senior Compliance Officer is a key member of the... ...including operational, trading, and deal management practices... ...meet their needs today and prepare for...Temporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours- Compliance - Senior Compliance Officer - New Jersey New Jersey About us: Founded in 2015, B2C2 is a global leader for institutional liquidity within digital... ...Your Customer (KYC), Anti‑Money Laundering (AML), trade surveillance, sanctions for our growing US business....Local areaShift work
$113.4k
Goldman Sachs is hiring for an Associate, Regulatory Reporting - Trade Level in New York, New York. The role involves data analytics, analyzing complex datasets, and enhancing current controls for financial products. Applicants should possess a Master’s degree in Management...Work experience placement$70k - $160k
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- ...Markets America Inc. (“DCMA”) is a New York-based registered securities broker... ...main focus is on the sales and trading of Japanese, Asian, and U.S. equities... ...: The Trading and Surveillance Compliance Specialist supports the front office sales and trading desks for the...Temporary workWork at officeLocal areaRemote workFlexible hours3 days per week
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