Senior Fund Compliance Leader — 40 Act Expert
Wilshire Advisors LLC
Wilshire Advisors LLC is looking for a Vice President, Registered Fund Compliance Officer to enhance its compliance program for registered funds. This pivotal role includes maintaining compliance, preparing board materials, and working closely with fund boards to ensure adherence to regulatory standards. The ideal candidate will have over 7 years of relevant experience from legal or compliance departments and possess strong analytical, organizational, and communication skills. The position offers a hybrid work model from Santa Monica or New York and includes a comprehensive benefits package. #J-18808-Ljbffr Wilshire Advisors LLC
$400k
...role will focus on registered funds legal matters About Our Client... .... Job Description The Senior Counsel will work with the... ..., reviewing for SEC and FINRA compliance Provide legal advice and aid... ...in provisions relating to 1940 Act compliance as it pertains to transactions...SeniorPermanent employmentWork at office- ...Senior Legal Counsel, Registered Funds About the Company Financial services. Industry... ...also involves ensuring compliance with SEC and FINRA regulations... ...the context of the 1940 Act and its provisions for... ...strong background in the '40 Act, registered fund formation...Senior
$55 - $85 per hour
...Fund Formation Senior Paralegal Cooley is seeking a Fund Formation Senior Paralegal Position summary... ...connection with fund formation Handle SEC compliance reporting on behalf of venture fund... ...this position with a work schedule of 40 hours per week is $55.00 - $85.00 ($11...SeniorHourly payTemporary workWork at officeFlexible hours- ...QBE Insurance is seeking a Senior Claims Adjuster to provide efficient claims services to policyholders through field inspections and stakeholder communication. This remote role emphasizes compliance with regulatory standards and includes building strong customer relationships...SeniorRemote work
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- ...for its Global Banking and Markets team in New York. The role entails providing comprehensive support to executives while ensuring compliance with regulations and policies. The ideal candidate will have over 5 years in business administration, strong MS Office skills,...Senior
$121k - $185k
...Senior Security GRC Lead Austin | Chicago | New York City | Salt... ...system that observes, guides, and acts alongside the world's most... ...center of Gong's security and compliance story. As our Senior GRC Security... ...Serve as the subject-matter expert on control mapping during...Senior$100k - $110k
...Senior Community Manager Fairstead is a purpose-driven real estate firm dedicated to... ...managing the day-to-day operations, all on-site compliance activities, and for the overall... ...Fair Housing, Americans with Disabilities Act (ADA), and Fair Credit Reporting Act....SeniorFor contractorsInterim roleWork at officeFlexible hours$185k - $230k
...non‑bank competitors. Act as a trusted advisor to... ...support pull‑through and funding quality. Partner... ...certification, ensuring compliance with credit union standards... ...member support team, and senior leadership.... ...addition, you’ll receive 40 hours of sick time and...SeniorFull timeRemote work$70k - $90k
...administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.... ...proprietary tools supported by in-house experts. Above all, what makes us different is... ...with leading private equity and hedge fund firms in the alternative asset industry...SeniorLocal areaWorldwideFlexible hours$40 - $60 per hour
...Software Development Life Cycle. Candidates should have over 5 years of experience in database environments, particularly with PickSystem and Universe. The position is fully remote and offers competitive hourly pay within a range of $40-$60 per hour. #J-18808-Ljbffr...SeniorHourly payRemote work- ...An international consulting group in New York is seeking a Compliance Risk Assessment Officer to lead and manage the annual Compliance Risk... ...analytical skills, and the ability to present findings to senior stakeholders. Employees enjoy a competitive salary with a hybrid...Senior
$122.5k - $175k
...Framework Ventures is seeking an experienced role focusing on AI-powered compliance at their U.S. locations. The successful candidate will enhance compliance tasks through intelligent automation, redesign GRC processes, and mentor junior staff. Ideal applicants will have...SeniorFull time- ...global investment platform , is seeking a senior compliance professional to support a growing private... ...Interpret and apply Investment Advisers Act and Investment Company Act frameworks in... ...Advisers Act and Investment Company Act (’40 Act) requirements Experience supporting...Senior
$82.92k - $150k
...A leading cryptocurrency exchange is seeking a Senior Compliance Officer to develop and implement compliance programs related to BSA/AML and KYC regulations. Candidates should have a Bachelor’s degree and at least 5 years of experience in compliance within the financial...SeniorRemote work$148.19k - $246.98k
...Sr. Director, Strategic Sales Expert The Sr. Director, Strategic... ...Sellers, Account Managers, Sales Leaders, and National Accounts teams... ...gaps in inventory visibility, compliance risk, and operational... ...handling, and demo best practices Act as a subject matter expert for...SeniorWork experience placementLocal areaRemote workRelocation packageFlexible hours- ...strong communication skills to onboard clients while ensuring compliance with KYC and AML regulations. The successful candidate will manage... ...with compliance departments. Ideal for those with banking experience ready to take on a mid-senior level position. #J-18808-Ljbffr...SeniorFull time
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$160k - $175k
...A leading banking institution is seeking a Senior Compliance Officer to support its consumer regulatory compliance functions. Based in New York, NY or Miami Lakes, FL, the role involves executing the Compliance Program, providing compliance resource expertise to business...SeniorFlexible hours- ...About Proteus Fund Proteus... ...innovative movement leaders — enabling them... ...The Senior Staff Accountant... ...DAF reports, and act as backup to generate... ...needed Maintain compliance with all applicable... ...to functional experts when personal content... ...a minimum of 40 hours per week....SeniorFull timeWork at officeLocal areaRemote workMonday to FridayNight shift
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$168.4k - $384.6k
...world. EY is a leader in serving the global... ...efficiency and compliance alignment. Your deep... ...will partner with senior stakeholders across... ...Client Transformation (ACT) teams to... ...working in a Hedge Fund, Wealth/Asset Management... ...together in person 40-60% of the time over...SeniorWork experience placementSummer holidayFlexible hours$64.89k - $173.04k
...CVS Health is looking for a Senior Analyst in New York, NY to join the Periodic Access Review team. You will execute access reviews in accordance with documented procedures, ensuring compliance and accuracy during the process. The ideal candidate has 2+ years of experience...SeniorFull time- ...Oura is seeking a Senior Governance, Risk, Compliance (GRC) Analyst to join the Security Team in New York City. This role involves leading GRC initiatives, managing compliance policies, and performing risk assessments. Candidates should have over 6 years of experience...SeniorRemote workFlexible hours
- ...to manage third-party risk and operational resilience. This role will involve overseeing risk frameworks and providing insights to senior leadership. Candidates should have over 6 years of experience in risk management and a strong grasp of resilience principles. The position...Senior
$109.9k - $125.4k
...Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One’s Audit function is a dedicated group of professionals... ...Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and...SeniorFull timePart timeLocal area3 days per week$55k - $90k
...client first approach as you meet compliance standards, research and... ...Facilitate the transfer of funds and securities, complete trades... ...and stock where applicable Leaders who support your development through... ...America Work hours/week: 40 Employment Type: Full time...SeniorFull timeFlexible hours- ...Technician II. Responsibilities include managing anesthesia equipment, performing troubleshooting and maintenance, and ensuring compliance with hygiene protocols. Candidates should have a high school diploma or GED, relevant technical skills, and anesthesia technician...Senior
$185.8k - $296.1k
...Princeton, United States; We are adding to our diverse team of experts and are looking to hire those who are committed to building a culture... ...employer match A retirement savings plan that is 100% company funded. Paid time off that begins with 24 days each year, with more...Temporary work
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