Compliance & Registrations Team Lead
The Bachrach Group Ltd
The Bachrach Group in New York seeks a Compliance / Registrations Analyst to support the Head of Registrations and manage a small team in a FINRA member Broker-Dealer environment. You will handle licensing, filings with FINRA/NFA, continuing education oversight, and regulatory reporting. Strong SRO knowledge and regulatory systems are essential for success in North American compliance operations. #J-18808-Ljbffr The Bachrach Group
Vacancy posted 2 days ago
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