Senior Marketing Compliance Officer
$110k - $150kBrown Brothers Harriman
Brown Brothers Harriman is seeking a Compliance Officer – Marketing Review in New York. This role involves independently reviewing firm communications to ensure compliance with laws like the Investment Advisers Act of 1940. Ideal candidates will have a Bachelor’s, MBA, or JD and 5-8 years of marketing review or compliance experience. The compensation ranges from $110,000 to $150,000 plus bonus opportunities. Join a collaborative environment that values inclusivity and offers extensive benefits. #J-18808-Ljbffr Brown Brothers Harriman
$90k - $125k
...Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing... ...services. Job Description: Oppenheimer & Co. Inc. is seeking a Compliance Professional to join our Compliance Department in New York. The...SuggestedWork experience placement- ...different cryptocurrencies. In 2015, BitMEX revolutionised the market by inventing the Perpetual Swap, which has since become the... ...exceed the total client balances. Role Overview The Senior Compliance Officer will serve as the primary Compliance Officer (“CO”) and Money...Senior
- ...Framework Ventures is seeking a Compliance Officer to ensure adherence to AML/CFT obligations. Responsibilities include reviewing client compliance, managing regulatory documentation, and supporting audits. Successful candidates demonstrate exceptional analytical skills...Senior
$111k - $165k
...Remote Jobs is seeking a Senior AML/CFT Compliance Officer to lead the organization's Anti-Money Laundering and Counter-Financing of Terrorism program. This senior role involves managing complex investigations, providing guidance to business units, and ensuring compliance...SeniorWork experience placementRemote work- ...Senior Compliance Officer Growing Asset Management client is seeking a Senior Compliance Officer that will lead its trade compliance function... ...Strong trade compliance and surveillance expertise, including MNPI, Reg M Rule 105, Reg SHO, and market abuse concepts....Senior
- ...Framework Ventures is looking for an Alternate Principal Officer to join their Bangalore team. This position focuses on compliance with AML/KYC regulations, ensuring effective implementation of policies, and serving as the main contact for regulatory bodies. The ideal...Senior
$100 per hour
...A leading AI lab is seeking an experienced Senior Compliance Officer for a flexible, part-time role. The position involves aiding in the training of AI models on compliance tasks with responsibilities including creating and refining compliance workflows. Candidates should...SeniorHourly payPart timeRemote workFlexible hours$100 per hour
...working with a leading foundational AI lab to find experienced compliance professionals who can help train their latest language model on regulatory compliance tasks. We're looking for senior compliance officers with 5+ years at top companies or regulatory bodies to...SeniorHourly payFull timePart timeRemote workFlexible hours$184.8k
Hospitable, Inc is looking for a Senior Compliance Officer to lead their compliance initiatives. This role involves managing the SOC 2 Type II compliance program and rolling out PCI DSS compliance. The candidate should have significant experience in compliance programs,...SeniorRemote work$29.5 - $31.5 per hour
...Nightingale College in Salt Lake City is seeking a New Learner Compliancy Specialist III to manage learner credentialing and ensure compliance. This role requires guiding learners through the credentialing process while maintaining communication across various channels...SeniorHourly pay- ...role As B2C2 continues its rapid growth across global markets, we need an execution-focused senior compliance leader to strengthen regulatory engagement... ...matters to senior management and the Global Chief Legal Officer. Serve as a key stakeholder in regulatory change initiatives...SeniorLocal areaWorldwideFlexible hoursShift work
$109.71k - $155.4k
...A leading aerospace company is seeking a Trade Compliance Officer to oversee compliance with export regulations and policies. The ideal candidate will have over 12 years of experience in export administration, dealing with government entities and international brokers...SeniorRemote work$148k - $184.8k
...partners, and future acquirers place in us. Compliance isn’t a checkbox exercise here - it’s... ...We’re hiring our first dedicated Senior Compliance Officer to own and mature our compliance... ...or certifications that strengthen our market position as we scale. Hospitable is...SeniorTemporary workFor contractorsRemote work$175k - $200k
...focused investment bank. Our team of senior professionals delivers a wide... ...to hire a highly motivated compliance professional to cover our equity and debt capital markets business activities. This is a... ...into the firm's Chief Compliance Officer, that provides a great...Senior$150k - $180k
...platform, providing essential liquidity, market access and infrastructure services to... ...and asset managers. With more than 35 offices around the globe, and over 2,300... ...Purpose of Role: Marex is seeking a Senior Compliance Officer - FCM Advisor who will provide...SeniorWork at officeImmediate start$90k - $160k
...COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing... ...subject matter expert for assigned areas. Review marketing materials for business areas or products including credit...SeniorWork experience placementRemote work$215k - $260k
...income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed... ...PIMCO is seeking a seasoned and strategic Senior Vice President, Senior Compliance Officer to lead critical components of the firm's global compliance...SeniorFlexible hours$180k - $220k
A leading investment management firm is looking to hire a Senior Compliance Officer focused on compliance testing. The client is a leading investment management firm with over $100B in AUM. Prior testing experience, specifically with both the Advisers Act and the '40 Act...SeniorFull time$118.9k - $238k
...Marsh US&C Investments Compliance is recruiting for a Senior Compliance Officer who will work three days a week in our Boston or New York office alongside our team. The team at Marsh will prepare you for a successful career and provide you the opportunity to work with...SeniorMinimum wageWork experience placementWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$150k - $190k
...Compliance Officer Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from... ...leading the oversight of the SBSD compliance program, the Senior Compliance Officer will provide the CCO, management...SeniorPermanent employmentFull timeWork at officeWorldwide- ...Senior Associate Compliance Officer Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of... ...range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our...SeniorWork at office
$110k - $135k
...40 Line of Business: Compliance Pay Detail: $110,000 -... ...opportunities, such as new products or markets from a compliance perspective... ...need to be escalated to senior management Education:... ...Description The Senior Compliance Office provides advice, guidance and...SeniorTemporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours$160k - $175k
...US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes... ...and/or compliance audits or reviews. Review marketing materials, disclosures, and other customer communications...SeniorFull timeTemporary workPart timeSeasonal workWork at officeImmediate startFlexible hours- Larson Maddox, a leading global quant trading firm, is seeking a Senior Compliance Officer in New York. In this role, you will ensure adherence to regulatory requirements in equities trading while providing oversight and guidance. Ideal candidates will have 6+ years of...Senior
- ...quant trading firm is looking for an experienced, Senior Compiance Officer to join their growing team. The Senior Compliance Officer will provide real-time regulatory... ...Strong understanding of equities products and market structure Knowledge of SEC and FINRA regulations...Senior
- A compliance-focused staffing agency in New York is seeking a Compliance Officer to ensure adherence to regulatory standards. Responsibilities include developing compliance programs, conducting audits, and providing training. The ideal candidate has a Bachelor's degree...Senior
- ...global financial institution that has recently established a new Compliance Regulatory Initiatives team within its U.S. Wholesale... ...part of this build-out, they are looking to add a Compliance Officer to support firmwide policy, procedure, and regulatory governance...Senior
- ...seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real‑time... ...to‑day guidance on regulatory questions, trading rules, market conduct, and policy interpretation. Identify emerging risks...Senior
- ...revolutionizing institutional access to the crypto markets. Operating at the intersection of... ...in place. As a key member of the APAC compliance team and key contributor to the global... ...compliance space. Success As a Compliance Officer, you’ll be part of a local and global...SeniorLocal area
- ...strong narratives. Provide guidance and mentoring to AML analysts and investigators; support training and development. Partner with Compliance, Fraud, Operations, Product, and Engineering to enhance: Transaction monitoring scenarios and tuning Risk-based alert triage...Senior
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