Equities Trade Surveillance Specialist
TD Securities (USA) LLC
TD Securities (USA) LLC in New York is seeking an Associate-level candidate for the Equities Trade Surveillance team within the Compliance group. The role requires 5–7 years of relevant surveillance experience in Equities/ETPs and a thorough understanding of the trade lifecycle. Responsibilities include risk assessment, reporting to management and regulators, and collaboration with front‑office, Technology and Operations to maintain a robust surveillance program. #J-18808-Ljbffr TD Securities (USA) LLC
Vacancy posted 1 day ago
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