VP, Wealth Management Investigations Attorney
Morgan-Stanley
Morgan Stanley is seeking a Wealth Management Investigations Attorney (Vice President) in Dallas. This role involves managing internal and regulatory investigations and conducting inquiries for the Wealth Management business segment. Ideal candidates will have 5+ years of experience in internal investigations and strong communication skills. You will coordinate with multiple departments and manage external counsel effectively. Morgan Stanley promotes a diverse workplace and offers comprehensive employee benefits. #J-18808-Ljbffr Morgan-Stanley
- Morgan Stanley seeks a Wealth Management Investigations Attorney to handle internal and regulatory enforcement investigations for its Wealth Management business. You will manage investigations involving potential employee misconduct and compliance matters across various...Suggested
- Dormont Manufacturing Co is looking for a Vice President WM Investigations Attorney based in Dallas. This role involves conducting internal investigations, managing regulatory inquiries, and working with various departments and outside counsel. The ideal candidate will...Suggested
- WM Investigations Attorney - Vice President (Dallas) Morgan Stanley is seeking an investigations attorney to handle a docket of internal and... ...enforcement investigations and inquiries for its Wealth Management business. This includes internal investigations involving...Suggested
- ...WM Investigations Attorney – Vice President (Dallas) Description Company Profile Morgan Stanley is a leading global financial... ...range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients...SuggestedFull timeWorldwide
- Morgan Stanley is looking for a Senior Wealth Management Investigations Attorney in Dallas to oversee internal and regulatory investigations for its Wealth Management business. The ideal candidate will have at least 10 years of experience in conducting investigations, strong...Suggested
- ...Goldman Sachs Bank AG is seeking an experienced recruitment partner for their Private Wealth Management team in Dallas, Texas. This role requires a deep understanding of private wealth management, exceptional stakeholder management, and a focus on enhancing candidate experience...
$75k - $125k
...specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth... ...and Life insurance licensed Minimum 5 years of client-facing wealth management or financial planning experience is required. Three...Full timeContract workTemporary workPart timeInternshipLocal areaRemote workFlexible hours- Job Summary As a Settlement Administration Associate in Wealth Management Solutions, Trust & Estates, you will assist with the administration of the trust and participate in daily interactions with clients, internal partners, and outside intermediaries. This role offers...
- A leading financial services firm is seeking a Private Wealth Advisor in Dallas, Texas. The role involves building strong client relationships and delivering bespoke wealth management strategies. Candidates should have over four years of experience in private wealth management...
$120k - $130k
...Vice President to join their Dallas office. This role involves managing client investment plans and ensuring exceptional service delivery... ...minimum of a Bachelor’s degree and 5-7 years in a financial or wealth management role. An attractive compensation package is offered,...Work at office- Goldman Sachs Bank AG seeks a Global Change Manager in Dallas, Texas, to lead high-priority initiatives within its Asset & Wealth Management division. Your role will involve working with Deal Execution teams, Sales, and Engineers to ensure delivery and realization of benefits...
- ...Dallas, Texas. This position involves executing key initiatives for Wealth Solutions, partnering globally to enhance AI strategies and... ...exceptional Excel and communication skills, and the ability to manage multiple projects effectively. As a leader in the digital wealth...
- ...financial services leader is seeking a Vice President for Crypto Investigations to enhance their Global Financial Crimes team. The ideal... ...supervise diverse investigations and develop strategic processes to manage financial crime risks effectively. A bachelor's degree and...
- ...seeking a Vice President in Dallas to align business strategy and drive AI initiatives across Wealth Solutions. This role demands strong analytical skills, project management expertise, and the ability to work with senior leaders in various functions. Key responsibilities...
- ...Reconciliations Job Description The Asset Management Division is made up of Goldman Sachs... ...services for pension plans, sovereign wealth funds, insurance companies, endowments,... ...records at Admins aligns with GSAM Investigate position differences between GSAM and Fund...
- A leading investment management firm in Dallas is seeking a Vice President in Asset & Wealth Management to lead strategic change initiatives. Ideal candidates will possess a minimum of 6 years' experience in change management and a proven ability to drive solutions. The...
- Morgan Stanley is seeking a Global Financial Crimes (GFC): US Investigations Vice President to lead investigations into financial crimes... ...laundering and fraud. This Vice President level position involves managing compliance with regulatory requirements, producing...
- Morgan Stanley in Dallas is seeking a Vice President for Crypto Investigations in their Global Financial Crimes team. This role involves leading investigations, developing team strategies, and ensuring regulatory compliance in financial crime matters. The ideal candidate...Work at office
- Dormont Manufacturing Co is looking for a Vice President in Wealth Management Operations to lead a large, on-site loan processing organization. This role involves transforming mortgage operations and driving modernization while overseeing a team of 20+ mortgage loan processors...
$250k - $300k
SEC Attorney Location - Dallas on site Starting Salary Range - $250k - $300k DoE. This role is bonus eligible. Responsibilities: SEC... ..., including supporting the board of directors and senior management. Partner cross‑functionally across the organization with primary...- A wealth management firm in Dallas is seeking an experienced Vice President, Client Relationship Manager. This role involves providing high-quality wealth management services, working alongside the Senior Wealth Manager, and engaging with clients to address their needs...Flexible hours
$45k - $85k
Lemnis Capital is offering a structured opportunity through the LCElite Program, designed for competitive and results-driven individuals seeking to advance from Associate Trainee to Vice President within two years. Responsibilities include developing client relations, meeting...Traineeship- A leading financial institution in Dallas is seeking a Senior Engineering Manager to lead architectural innovation in AI-native user interfaces. The ideal candidate will have a Master's degree in Computer Science and over 8 years of software engineering experience, with...
- ...someone to join our team as a Global Financial Crimes (GFC): US Investigations Vice President. In the Legal & Compliance division, we assist... ...objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President...
- Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, while you discover your own. As part of one of the world's leading asset managers with over $3 trillion in assets...Full timeTemporary workWork at office
- Asset & Wealth Management, Wealth Solutions, Vice President - Dallas Job Description YOUR IMPACT Are you a strategic thinker with a strong work ethic, a desire to work within a growing global business, and the ability to think outside the box? We are seeking a Vice President...Full timeWork experience placementWork at office
- Asset & Wealth Management Operations-Shareholder Services -Client Operations-Dallas-Vice President location_on Dallas, TX, United States A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential while...Full timeTemporary workWork at office
- ...seeking someone to join our team as a Vice President Crypto Investigations in Global Financial Crimes to lead and help establish Morgan... ...business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is a Vice President...
- Asset & Wealth Management Operations Private-Alts Pvt KYC Group-Dallas-Vice President Job Description YOUR IMPACT Our Asset Management Alternatives Private KYC Group is seeking a professional who will work with our clients and partner with key stakeholders (Business, Financial...Full timeWork at officeLocal area
- About Goldman Sachs Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management offers the opportunity to help clients across the globe realize their potential while you discover your own. As part of one of the world's leading asset managers, with over...Full timeTemporary workWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Wealth Management Investigations Attorney. Be the first to apply!
- vp biotech Dallas, TX
- vp compliance Dallas, TX
- vice president support services Dallas, TX
- vice president global communications Dallas, TX
- vice president legal Dallas, TX
- vice president of ecommerce Dallas, TX
- vice president shared services Dallas, TX
- vice president of revenue cycle Dallas, TX
- vice president real estate development Dallas, TX
- vice president corporate strategy Dallas, TX

