Executive Director, Wealth Management Investigations
Morgan-Stanley
Morgan Stanley is looking for a Senior Wealth Management Investigations Attorney in Dallas to oversee internal and regulatory investigations for its Wealth Management business. The ideal candidate will have at least 10 years of experience in conducting investigations, strong communication skills, and a Juris Doctor degree. This position requires a self-motivated individual who can work independently while also mentoring team members. Morgan Stanley offers a supportive environment with comprehensive benefits. #J-18808-Ljbffr Morgan-Stanley
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Executive Director, Wealth Management Investigations in Dallas, TX vacancy
- ...Senior WM Investigations Attorney – Executive Director (Dallas) Description Company Profile Morgan Stanley is a leading global financial... ...of investment banking, securities, investment management and wealth management services. The Firm's employees serve...SuggestedFull timeWorldwide
- Morgan Stanley seeks a Wealth Management Investigations Attorney to handle internal and regulatory enforcement investigations for its Wealth Management business. You will manage investigations involving potential employee misconduct and compliance matters across various...Suggested
- Morgan Stanley is seeking a Wealth Management Investigations Attorney (Vice President) in Dallas. This role involves managing internal and regulatory investigations and conducting inquiries for the Wealth Management business segment. Ideal candidates will have 5+ years...Suggested
- Dormont Manufacturing Co is looking for a Vice President WM Investigations Attorney based in Dallas. This role involves conducting internal investigations, managing regulatory inquiries, and working with various departments and outside counsel. The ideal candidate will...Suggested
- ...Job Description The Asset Management Division is made up of Goldman... ...for pension plans, sovereign wealth funds, insurance companies,... ...responsibility will be: Effectively execute and manage the daily... ...at Admins aligns with GSAM Investigate position differences between...Suggested
- WM Investigations Attorney - Vice President (Dallas) Morgan Stanley is seeking an investigations attorney to handle a docket of internal... ...enforcement investigations and inquiries for its Wealth Management business. This includes internal investigations involving potential...
- ...Chief Executive Officer (CEO), Wealth Management About the Company Confidential wealth management operating company division. Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Executive Officer (CEO)...
- ...Goldman Sachs Bank AG is seeking an experienced recruitment partner for their Private Wealth Management team in Dallas, Texas. This role requires a deep understanding of private wealth management, exceptional stakeholder management, and a focus on enhancing candidate experience...
$75k - $125k
...specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth... ...and Life insurance licensed Minimum 5 years of client-facing wealth management or financial planning experience is required. Three...Full timeContract workTemporary workPart timeInternshipLocal areaRemote workFlexible hours- Job Summary As a Settlement Administration Associate in Wealth Management Solutions, Trust & Estates, you will assist with the administration of the trust and participate in daily interactions with clients, internal partners, and outside intermediaries. This role offers...
- ...as a Global Financial Crimes (GFC): US Investigations Vice President. In the Legal & Compliance... ...facilitating and overseeing the Firm's management of legal, regulatory and franchise risk... ..., including governance, oversight and execution of the Firm's Anti‑Money Laundering (...
- Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize... ...investments. This role supports day‑to‑day asset management execution in close coordination with real estate credit teams,...Full timeTemporary workWork at office
- Asset & Wealth Management, Wealth Solutions, Vice President - Dallas Job Description YOUR IMPACT Are you a strategic thinker with a strong... ...leaders and functional teams to drive growth, improve execution, and deliver a differentiated client and advisor experience....Full timeWork experience placementWork at office
- A leading financial services firm is seeking a Private Wealth Advisor in Dallas, Texas. The role involves building strong client relationships and delivering bespoke wealth management strategies. Candidates should have over four years of experience in private wealth management...
- Asset & Wealth Management Operations-Shareholder Services -Client Operations-Dallas-Vice President location_on Dallas, TX, United States A... ...fund administrators; ensure timely, accurate, and audit-ready execution. Risk & Control Framework: Design, document, and...Full timeTemporary workWork at office
$120k - $130k
...Vice President to join their Dallas office. This role involves managing client investment plans and ensuring exceptional service delivery... ...minimum of a Bachelor’s degree and 5-7 years in a financial or wealth management role. An attractive compensation package is offered,...Work at office- ...seeking someone to join our team as a Vice President Crypto Investigations in Global Financial Crimes to lead and help establish Morgan... ...business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is a Vice President...
- ...President role in Dallas, Texas. This position involves executing key initiatives for Wealth Solutions, partnering globally to enhance AI strategies... ...exceptional Excel and communication skills, and the ability to manage multiple projects effectively. As a leader in the...
- ...financial services leader is seeking a Vice President for Crypto Investigations to enhance their Global Financial Crimes team. The ideal... ...supervise diverse investigations and develop strategic processes to manage financial crime risks effectively. A bachelor's degree and...
- About Goldman Sachs Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management offers the opportunity to help clients... ...Operations: Oversee the full trade lifecycle — order management, execution support, allocation, settlement, and trade exception/break...Full timeTemporary workWork at office
- Job Description Goldman Sachs’ Asset & Wealth Management Division (AWM) is one of the world’s leading investment managers. AWM provides institutional... ...the global AWM businesses. You will work alongside Deal Execution teams, Sales, Product Managers, Operations and Engineers to...Full timeWork at office
- ...seeking a Vice President in Dallas to align business strategy and drive AI initiatives across Wealth Solutions. This role demands strong analytical skills, project management expertise, and the ability to work with senior leaders in various functions. Key responsibilities...
- What you’ll do in the role: Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing... ...agencies. Provide advice to the business regarding managing risks arising from financial crimes concerning prospective and...
- Asset & Wealth Management Operations Private-Alts Pvt KYC Group-Dallas-Vice President location_on Dallas, TX, United States YOUR IMPACT Our... ..., feedback and subject matter expertise to strengthen execution and judgment. BASIC QUALIFICATIONS Bachelor’s degree required...Work at officeLocal area
- Goldman Sachs Bank AG seeks a Global Change Manager in Dallas, Texas, to lead high-priority initiatives within its Asset & Wealth Management division. Your role will involve working with Deal Execution teams, Sales, and Engineers to ensure delivery and realization of benefits...
- ...Job Title Goldman Sachs Asset Management's Quantitative Equity Solutions (QES) Team... ...advantaged investing, income, management of wealth concentration and values alignment. Our... ...marketing materials, and establish and execute on business strategy. Responsibilities also...Work experience placement
- ROLE OVERVIEW The successful candidate will join the Private Wealth Management Experienced Hire Recruiting Team focused on the end-to-end talent... ...to the development of recruitment strategies and solutions. Execute end-to-end recruitment processes in managing activities from...Full timeTemporary workWork experience placementWork at officeLocal area
- Morgan Stanley is seeking a Global Financial Crimes (GFC): US Investigations Vice President to lead investigations into financial crimes... ...laundering and fraud. This Vice President level position involves managing compliance with regulatory requirements, producing...
- A leading investment management firm in Dallas is seeking a Vice President in Asset & Wealth Management to lead strategic change initiatives. Ideal candidates will possess a minimum of 6 years' experience in change management and a proven ability to drive solutions. The...
- Job Description Private Wealth Management (PWM) Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth... ...service while maintaining the highest ethical standard in execution Curate a network of intermediaries to help best serve clients...Full timeWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Director, Wealth Management Investigations. Be the first to apply!
Related searches
- change management executive Dallas, TX
- technical executive Dallas, TX
- managing director financial services Dallas, TX
- executive team lead asset protection Dallas, TX
- associate chief medical officer Dallas, TX
- chief revenue officer Dallas, TX
- chief dental officer Dallas, TX
- executive director Dallas, TX
- chief executive Dallas, TX
- executive assistant to president Dallas, TX

