Compliance Assistant

Description

POSITION SUMMARY:

Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.

ESSENTIAL FUNCTIONS:

* Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing

* Reconciles amounts payable to the regulatory agencies

* Monitor and track tags received from the state SLA departments and provide reports to the Compliance Manager

OTHER RESPONSIBILITIES:

* Other duties as assigned

Position Requirements

EDUCATION, EXPERIENCE AND SKILLS REQUIRED:

* Exceptional attention to detail, organization, follow-up, oral and written communication skills

* Able to work and solve problems independently

* Exhibit good listening skills and a willingness to help and support others

* Intermediate skill level in PC software (Word, Excel and other software, as required)

* Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions

* Preference for post high school education

Category Insurance Location Dallas Office About the Organization Brown & Riding is a wholesale insurance brokerage committed to our Mission, Culture, and Values.

Our Mission: To achieve the best results for our clients by setting the standard of excellence for the wholesale insurance brokerage industry, and build a great firm that attracts, develops, inspires, and retains outstanding people.

Our Culture: Makes us unique and a formidable competitor in the marketplace. It allows our clients, markets, and people to build and enjoy an entirely new wholesale experience.

Our Values: Our organizing principles. They ground us and provide guidance in the face of adversity. Brown & Riding stands for: TEAMWORK, QUALITY, and PROFESSIONALISM.

Exempt/Non-Exempt Non-Exempt