Director, IA Compliance Platform & Filings
Advisor Group
Osaic is seeking a Director of IA Compliance Platform Administration, Disclosures & Regulatory Filings to lead the RIA Compliance Team. The role requires a decade of leadership in securities compliance and strong expertise in the Investment Advisers Act, risk mitigation, and regulatory submissions. The position supports a hybrid schedule with a minimum in-office presence and offers a comprehensive benefits package as part of total compensation. #J-18808-Ljbffr Advisor Group
Vacancy posted 6 days ago
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