Surplus Lines Compliance

Surplus Lines Compliance Subject Matter Expert

Surplus Lines – Compliance subject matter expert for surplus lines placements in all US jurisdictions. State requirements for filing and payment. State requirements for placements including but not limited to: diligent effort, export list, exempt commercial purchaser, insured eligibility, home state determination, state form completion, disclosure wording. Management of surplus lines documents on our intranet site. Research new areas or update existing research for surplus lines topics. Working with production, underwriting and tax teams to ensure compliance with state and Federal law. Provide training for production teams and other support staff. Maintain the tax calculator which feeds tax rates and rules into our operating system. Working with internal and external IT sources to improve our processes – automation and streamlining. Good communication and people skills are essential. Work well with compliance team members – collaboration and sharing knowledge. Ability to deescalate problem situations and look for acceptable solutions from a sales and compliance standpoint.