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Regulatory Affairs Associate

Dynamics Executive Search

Oversee the end-to-end reporting workflow for our investment management operations, ensuring timely and accurate submissions. Prepare, review, and file a broad range of regulatory documents — such as Form PF, ADV, CPO‑PQR, 13F, and AIFMD — across numerous regulatory authorities. Coordinate the creation and distribution of detailed investor reports covering portfolio performance, exposures, and other relevant metrics. Track and interpret changes in regulatory guidance, rules, and industry standards to maintain compliance and reporting accuracy. Identify opportunities to streamline processes, reduce operational risk, and enhance data quality across reporting workflows. Partner with technical teams, including business analysts and engineers, to translate reporting requirements into system enhancements. Document processes, controls, and assumptions clearly to ensure transparency and reproducibility. Collaborate with multiple internal stakeholders — Client Services, Fund Accounting, Treasury, Legal, Compliance, Operations, and Broker Management — to meet reporting needs and support ad-hoc data requests. Preferred Qualifications 3–7 years of relevant experience in financial services, particularly in hedge funds, regulatory reporting, or related areas. Bachelor’s degree with strong academic performance. Familiarity with regulatory filings, compliance, audit, accounting, or progress toward the CFA designation is advantageous. #J-18808-Ljbffr

Vacancy posted more than 2 months ago

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