Director, Operational Risk Audit: Front-to-Back Controls (NYC)
$108k - $154.5kMorgan Stanley
Morgan Stanley is seeking a Director for its New York team, responsible for conducting audits across Operational Risk and Enterprise Non-Financial Risk. This position requires a strong understanding of audit principles and methods, excellent communication skills, and a commitment to inclusivity. The role involves assessing risks, prioritizing areas of focus, and leading assurance activities. Base pay ranges from $108,000 to $154,500 annually, determined on an individualized basis. #J-18808-Ljbffr Morgan Stanley
$108k - $154.5k
We're seeking a Director to join our team in New York, responsible... ...for conducting audits across Operational Risk and Enterprise Non-Financial... ...’s system of internal control, including risk... ...inspecting controls in front, middle and back offices. Since 1935, Morgan...SuggestedTemporary workWork at office$108k - $154.5k
We’re seeking a Director to join our team in New York, NY, responsible for conducting audits across Operational Risk and Enterprise Non‑Financial Risk (NFR). This director... ...(IAD) and involves inspecting controls in front, middle and back offices, prioritizing risk areas,...SuggestedTemporary work$42k - $90k
Operation Service Department-Middle Desk Quality Control/Risk Management Associate Join to apply for the Operation Service Department-Middle Desk Quality Control/... ...online mandatory training as assigned. Internal Audit Assist to follow up ensuring internal, external and...SuggestedFull timeWork at office$108k - $154.5k
...We're seeking a Director to join our team in New York, responsible... ...for conducting audits across Operational Risk and Enterprise Non-Financial... ...’s system of internal control, including risk... ...inspecting controls in front, middle and back offices. Since 1935,...SuggestedFull timeTemporary workWork at office- ...venture investment firm in New York is seeking an experienced Assistant Controller to lead financial operations across fund structures. The ideal candidate will manage financial statements, audits, and investor reporting while ensuring compliance with partnership agreements...SuggestedFull time
$200k - $250k
...Our client is seeking an accomplished Operational Risk leader to lead the design, implementation... ...of the Operational Risk and Control Framework within the Wealth Management... ...ICFR framework to govern its financial audit. While overall ICFR program design will...$127k - $211.5k
...vision, strategy, and framework for the Operational Risk scenario analysis program, aligning to... ...workshops, quantification approaches, controls, documentation, and executive-level reporting... ...business leaders, finance, compliance, audit) to socialize findings, influence...Temporary work- A leading Investment Management Firm in New York City is looking for a Controller with extensive financial industry experience. This role involves overseeing the audit process, coordinating with tax accountants, and producing key financial reports. Candidates should have...
- Fund Controller - Private Credit / Asset-Based Lending... ...credit funds, a BDC, asset-backed lending, commercial... ...and treasury support, audit coordination,... ...management, tax, legal, operations, financing teams, external... ...materials for the Board of Directors. Respond to client,...Long term contractRemote workMonday to FridayFlexible hours
$160k - $190k
...structures, and best-in-class controls. This is a high-visibility... ...oversight of fund administrators and back-office vendors, enhancing... ...fund structures, including audit coordination and statutory... ...collaborate across finance, operations, treasury, legal, and compliance...$42k - $150k
...support the efficient and effective operations of the Operational Risk Management Department. Responsibilities... ...that Bank records under their control are not included on the RRS, and have... ...access for critical security and audit purposes. Facilitate team-building...Contract workWork at office- Business Risk and Control Senior Manager Location: Chennai, Tamil Nadu, India Job Type: Hybrid... ...as control design assessment, design of operational effectiveness for monitoring & testing... ...operational risk management, compliance, audit, or other control-related functions in...Work at office
- Risk Manager - RCSA & Controls New York, NY Hybrid 3 days/week. We are looking for an experienced Risk... ...and Control Self-Assessment (RCSA), operational risk management, and control implementation... ...leadership teams. Collaborate with audit, compliance, and business teams on...Work from homeFlexible hours3 days per week
$170 per hour
...fund administrator, and operator of a SEC‑regulated... ...date, Securitize is backed by some of the largest... ...Summary We’re seeking a Director of Trading & Risk to lead all aspects... ...policies and controls around trade reporting... ...documentation required for audits, regulatory exams, and...Contract workRemote work$200k
...Salary: $200,000 Job Overview - Fund Controller (Hedge Fund) Compensation: $200,00... ...NAV reporting, shadow accounting, and audit coordination across hedge funds and related... ...position offers broad exposure to fund operations and the opportunity to support new...Permanent employmentMonday to Friday$172k - $236.5k
...patients get their lives back. argenx is... ...diseases. The Associate Director Ethics & Compliance (E&C), Risk Assessment and... ...team who supports our operations and is based in Boston... ...global risks, control gaps, fraud, or non... ...collaborating with Internal Audit and other teams...Temporary work$150k - $210k
...Vice President (externally Fund Controller) candidate to perform the... ...auditors in all quarterly review and audit coordination and completion as... ...and inclusion, and giving back - aren’t just beliefs, they guide... ...communities in which we operate, bringing a variety of backgrounds...Full timeTemporary workLocal areaWorldwide- Operational Risk Manager (ORM) The Operational Risk Manager (ORM) serves as the regional leader... ...) to implement standardized compliance controls and processes consistently across the... ...workshops. Ongoing Compliance & Audit Oversight • Partner with field operations...Full timeWork at officeLocal areaRemote work2 days per week
$108k - $154.5k
474 MS Services Group, Inc. is seeking a Director responsible for conducting audits in New York, NY. This role is crucial for prioritizing risk areas and assessing control effectiveness within the Internal Audit Division. The ideal candidate should have a strong understanding...- ...firm is seeking a Fund Accounting & Operations Manager to join its expanding back-office team in Columbus, Ohio.... ...calls, drawdowns, SPVs, or outsourced controller/advisory work preferred Strong... ...supporting financial statements and audit processes Ability to multitask...
- ...department in New York is seeking an Audit Manager to oversee internal audit functions... ...will manage audit teams, implement risk assessment processes, and recommend... ...to evaluate and analyze departmental operations. #J-18808-Ljbffr NYC Department of Health and Mental...
- UGI Corporation is seeking an Internal Audit Manager to oversee audit engagements and enhance controls across our operations in Pennsylvania. This pivotal role involves managing audit programs, ensuring compliance with regulatory standards, and guiding an audit team to...Remote job
- ...global investment platform is seeking a Fund Controller, offering a high-impact opportunity to... ...complex fund accounting and financial operations across a multi-strategy platform.... ...to support scalability. Lead the annual audit process and serve as primary point of contact...
- ...administrators responsible for investor reporting, audits, capital calls, distributions, and quarterly... ...requirements as needed Assist with process improvements, operational enhancements, and implementation of new controls and procedures Requirements CPA required 7+ years...
- ...regulatory requirements Lead the year-end audit and tax processes for all funds and... ...workpapers Develop and maintain strong internal controls, accounting policies, and procedures... ..., legal, investor relations, and operations teams to support deal closings, valuations...
$150k - $190k
...changing the face of venture capital. We operate an integrated platform for modern... ...Role Overview We are seeking a Senior Fund Controller to serve as a trusted financial leader within... ...consistent, and able to withstand audit or LP scrutiny. Audit & External Coordination...Remote jobFlexible hours$150k - $200k
.... We are a group of operators, unicorn early employees... ...opportunity. We're backed with $40M from Peter Thiel... ...define what enterprise risk management looks like here... ...monitoring, change control, and issue management.... ...that only come out for audits. This is not for you...Work at officeRelocationVisa sponsorshipRelocation packageShift work$220k - $350k
...internal use): 15 Head of Technology Risk, Governance, and Controls The Team: Digital Technology (DT) is... ...completion of MAPs, SOX controls, any audits from a technology perspective, regulatory... .... Accountability for designing and operating the controls, owning the risks and...Full timeLive inWork at officeWorldwideFlexible hours2 days per week$160k - $190k
...portfolio by leveraging multiple risk metrics and techniques (... ...portfolio risk analytics, controls, and dashboards to produce... ...teams spanning risk, front office, middle office, audit, I.T. etc. and participate... ...experience in non-financial risks (Operational Risk). Master’s degree or...Work at officeRelocation package$145.5k - $168k
...financing and investors who seek strong risk-adjusted returns. Since 1971, our... ...platform, including accounting and control, investor reporting, audit and regulatory coordination,... ...Management, Legal, Tax, Compliance, and Operations to support ongoing fund oversight and...Flexible hoursShift work
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