Securities Compliance Attorney - Private Funds & Filings
Sidley Austin LLP
Sidley Austin LLP seeks a Staff Attorney to support its blue sky and securities compliance program for investment funds and corporate practices. You will prepare and manage federal and state securities filings for private offerings, coordinating with fund formation attorneys and clients. The ideal candidate has a J.D. and New York bar admission, experience with Form D/ID and blue-sky notices, and can manage deadlines in a detail-oriented environment while building expertise in exempt offerings #J-18808-Ljbffr Sidley Austin LLP
- Sidley Austin LLP seeks an attorney to join its blue sky and securities compliance program, supporting investment funds and corporate practices. The role focuses on preparing and managing federal and state filings for private offerings, including Form ID, Form D notices...Private
$165k - $250k
## Legal & Compliance - PWPF Legal Group - Attorney, VPApplylocations: New Jersey... ...focused on private equity, real estate... ...assets and secondary funds, all on a global basis... ...Managing regulatory filings (e.g., 8-Ks, 10-Q/Ks... ...to obtain certain securities licenses if you are...PrivateLocal areaFlexible hours- ...platform spanning private equity, real estate... ..., hedge funds, and other investment... ...Private Wealth Funds Attorney at the Vice President... ...its growing Legal & Compliance team. This... ...other applicable securities laws and regulations... ...and registered-fund filings, including 8-K, 10...Private
$135k - $175k
Sidley Austin LLP is seeking a Staff Attorney to join its blue sky and securities compliance program supporting the firm's investment funds and corporate practices. Working... ...manage federal and state securities filings for private offerings. This role is well-suited...Private$160k - $220k
...President or Vice President Fund Attorney to join the Funds... ...on U.S. and Cayman private funds. The scope of... ...of matters, including compliance, U.S. and international... ...with regulatory filings and perform research... ...Advisers Act of 1940, the Securities Act of 1933, the...PrivateFull timeWork at officeRemote work$260k - $365k
...Securities & Capital Markets Associate Attorney Location: Boston, MA; New York, NY Direct... ...while advising public and private companies on ongoing securities law compliance and corporate governance matters... ..., offering documents, SEC filings, board materials, and...Private$250k
...Are Legal Revolution Securities/Capital Markets Associate... ...$250K Drive IPOs and Private Placements in a Hands-... ...boutique (50+ attorneys, Super Lawyers-recognized... ...placements, or securities filings. Hybrid Lexington... ...-tied securities, and compliance for national/international...PrivateFull timeWork at officeFlexible hours- ...Title: Investment Funds & Asset Management Attorney Role Type: Contractor... ...management and securities regulation. # Develop... ...fund formation compliance and investor relations... ...regulations and private equity hedge fund and... ...and regulatory filings. # Excellent legal...PrivateFull timeFor contractorsRemote work
$300k
...Investment Funds Attorney Investment Management & Funds Practice Group... ...client base that includes private equity sponsors, hedge fund... ...structuring, and ongoing regulatory compliance Deep knowledge of private... ...under federal and state securities laws Provide ongoing...PrivateWork at office- Capital Markets / Securities Associate Attorney Location: New York A highly regarded... ..., including public and private securities offerings Advise... ...clients on securities law compliance, disclosure obligations,... ...agreements, and related securities filings Partner closely with...Private
$200k - $225k
...Group is seeking an Investment Management Attorney in New York, NY. The successful... ...provide legal and regulatory guidance across private funds and alternative investments in a... .... Responsibilities include advising on compliance matters, supporting fund formation, and...Private$200k - $225k
...Investment Management Attorney Compensation: $200,00... ...matters across private funds and alternative investments... ...with investment, compliance, and operations teams... ...Company Act of 1940, Securities Exchange Act of 1934,... ...matters, regulatory filings, trade restrictions,...PrivateMonday to Friday- JW Michaels & Co. seeks a Private Wealth Funds Attorney at the Vice President level to support an expanding Private Wealth platform. The attorney will focus on registered funds, BDCs, and related vehicles and will work closely with investment professionals and senior management...Private
$160k - $220k
iCapital is hiring an Assistant Vice President or Vice President Fund Attorney in New York. This role focuses on U.S. and Cayman private funds, involving responsibilities like negotiating agreements, drafting legal documents, and advising on regulatory issues. Ideal candidates...Private$220k - $250k
VP, Legal Counsel - Private Funds Join to apply for the... ...Description The Fund Formation Attorney will work with the... ...funds on legal, compliance, and regulatory... ...including regulatory filings. Manage outside counsel... ...Advisers Act of 1940, the Securities Act of 1933, the...Private$230k - $260k
...Legal Advisory Counsel with over 9 years of experience in securities law. This mid-senior level position involves providing... ...counsel on public company regulations, drafting SEC filings, and assisting with compliance on corporate governance matters. The firm values a collaborative...$225k - $325k
...Capital Markets Attorney $225000 - $325000 per year... ...Permanent Take your securities career to the next... ...clients on public and private securities offerings,... ...Prepare and review SEC filings, including Forms 10-K,... ...companies on securities law compliance, disclosure...PrivatePermanent employmentLocal area$235k - $390k
...niche product to the fastest-growing corner of fund finance in about three years, and the lender side... ...Subscription line and NAV facilities for private equity, credit, and secondaries funds Asset-backed and secured lending across a range of fund and portfolio structures...PrivateFull time- ...manager is seeking an experienced Funds Counsel to join its Legal... ...relations, capital raising, compliance, and business teams. This is... ...ongoing operation of sophisticated private investment funds across... ...specific arrangements. Advise on securities, regulatory, and governance...Private
- ...integrity of the firm. As a Securities Services Attorney – Assistant Vice President... ...platform includes Custody, Fund Services, ETFs, Agency... ...asset managers, hedge funds, private equity funds, pension funds... ...Attorney candidates must be in compliance with all relevant licensing...Private
$104.5k - $325k
Join Our Team as an Attorney at Axiom We are seeking a Corporate & Securities Counsel to join our Financial... ...capital markets, private credit, and venture capital... ...IPO‑related work, SEC filings, and corporate governance... ..., and corporate compliance issues while providing...PrivateFull timeFlexible hours$104.5k - $325k
...Structured & Project Finance / Private Funds Counsel to support financial-services... ..., governance, and regulatory compliance . This role is ideal for an attorney with strong experience advising... ...Collective Investment in Transferable Securities (UCITS) frameworks is highly...PrivateFull timeFlexible hours$135k - $200k
...investment strategies focused on real estate, private equity, credit, infrastructure, life... ..., growth equity, secondaries and hedge funds. Further information is available at... ..., you may be required to obtain certain securities licenses if you are in a client facing role...PrivateWork experience placementLocal area- J.P. Morgan Alternative Fund Services(“AFS”) is part of the Securities Services business group in the Corporate & Investment... ...supporting J.P. Morgan's various private equity and real estate entities.... ...risk and control groups, audit, compliance, implementation, investor...PrivateWork at office
$200k - $250k
...Structured Credit Specialist | Staff Attorney ???? § Practice Area: Asset-... ...to global investment banks, private credit sponsors, and Fortune... ...documents, and transaction files. ⨖ Liaising with Financial... ...Exempt and Registered Securities Offerings alongside structured...PrivateFull timeWork at office$165k - $250k
...strategies focused on real estate, private equity, credit,... ...equity, secondaries and hedge funds. Further information is available... ...Twitter), and Instagram. The attorney will be part of a small, dedicated... ...required to obtain certain securities licenses if you are in a...PrivateLocal area- ...in financing and legal filings, deal with contracts... ...you’re an experienced attorney or a quick learner with... ...work on a broad range of securities and lending... ...including public and private offerings of equity and... ...divisions within the Firm, Compliance, the Conflicts Resolution...PrivateWorldwide
$180k - $220k
Corporate Securities Attorney (5+ Years) Meister Seelig & Fein PLLC is seeking a... ...Responsibilities Advise public and private companies on Securities Act and Exchange Act compliance and related reporting obligations Draft and review SEC filings, including periodic reports...PrivateFull timeWork at office$180k - $315k
...Corporate Associate Attorney – Mergers & Acquisitions Direct Counsel is seeking... ...client base, including public and private companies, private equity funds, and financial institutions.... ...on general corporate governance and compliance matters. Qualifications:...Private$300k
...Updated! Job Title: Chief Compliance Officer-Healthcare Hedge/Venture Fund More Detail: Female... ...clinical trial data, public/private crossover conflicts, and... ...to ensure strict data security and regulatory alignment... ..., and regulatory filings to ensure compliance with...PrivateFull timeWork at officeImmediate startRemote workRelocation packageShift work
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