Compliance & Surveillance Analyst (Hybrid, NY)
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Neuberger is seeking an Analyst to join the Compliance Team in New York. The role focuses on surveillance and monitoring, with opportunities to contribute to collaborative projects across the firm’s global compliance program. You will review surveillance reports, provide guidance on policies, and assist with regulatory filings and examinations. The position requires a bachelor’s degree and strong analytical, communication, and teamwork skills. #J-18808-Ljbffr
$200k
...leading hedge fund is looking to add a Compliance Analyst to their team. You will join a... ...exposure across compliance including surveillance, core compliance, and trade advisory.... ...on experience. They also offer an attractive benefits package and hybrid working....SurveillanceFull time$35 - $40 per hour
...globally respected nonprofit organization in New York, NY is seeking an HR Operations & Compliance Specialist to join their team temporarily. The ideal... ...compliance and managing pension administration tasks. This hybrid role emphasizes collaboration with HR and Finance...SuggestedHourly pay- ...established financial services firm based in New York, NY, is seeking a Junior Compliance Officer to join its legal and compliance team. This individual... ...and legal functions, with a particular focus on trade surveillance, investment compliance, and regulatory matters. The...SurveillancePermanent employmentContract work
$250k - $275k
...Structured Finance Attorney (NY / Chicago)Entity: Kroll Bond... ...structuresCoordinating with rating analysts on relevant legal... ...research reportsAssisting the CMBS Surveillance group with Rating Agency Confirmation... ...-related factors.Benefits:A hybrid work schedule (Tuesday,...SurveillanceFull timeTemporary workWork at office$145k - $175k
...Job Overview – Compliance Officer (Trade Surveillance Monitoring)Compensation: $145,000 – $175,000/year + bonusLocation:New York, NY or Stamford, CTSchedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Compliance Officer (Trade Surveillance Monitoring) for our...SurveillanceMonday to Friday- ...Job Title: AML Compliance Officer Location: New York, NY (Hybrid) Employment Type: Full-Time Compensation: Competitive Package ABOUT THE... ...'s AML compliance framework, including transaction surveillance, customer onboarding, ongoing due diligence of customers...SurveillanceFull timeWork at office
- ...firm based in Midtown Manhattan, is seeking a Compliance Analyst to join their team. This role follows a hybrid schedule, with four days in the office. Responsibilities... ..., operations, and trade/communication surveillance systems. Prepare written reports for clients on...SurveillanceWork at office
$150k - $250k
...Real Estate Fund Ratings Analyst - Director/ Senior Director (NY)Department:... ...for initial ratings and surveillance of corporate-level unsecured... ...facilities and monitor covenant compliance. Maintain peer group comparisons... ...factors.Benefits:A hybrid work schedule and flex...SurveillanceFull timeTemporary workLocal areaFlexible hours$80k - $110k
Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into the... ...In this role, the primary focus is surveillance and monitoring, with opportunities... ...ability to manage multiple priorities LI-Hybrid LI-MB1 Applicants must be authorized...SurveillanceLocal areaShift work$100k - $150k
...Associate/Associate Director (NY)Entity: Kroll Bond Rating... ...rating assignments and ongoing surveillance across a range of project finance... ...credit trends.Mentor Analysts and Senior Analysts and review... ...job-related factors.Benefits:A hybrid work schedule (Tuesday, Wednesday...SurveillanceFull timeTemporary workWork at officeLocal area$100k - $175k
...trading The Two Sigma Securities (TSS) Compliance Analyst will provide compliance support to the... .... They will develop and review surveillance reports. They will identify issues and... ...days, competitive paid caregiver leaves Hybrid Work Policy: Flexible in-office days with...SurveillanceCasual workWork at officeLocal areaHome officeFlexible hours$90k - $110k
...professional to join a strong regulatory compliance team in New York. This is an... ...monitoring trading regulations and trade surveillance activities Help manage confidential information... ...Compliance team in New York follows a hybrid model where employees work in-office...SurveillanceWork at officeLocal areaRemote workMonday to Thursday$105k - $140k
...Funds - Associate / Associate Director (NY)Entity: Kroll Bond Rating Agency, LLCEmployment... ...reports.Support ongoing monitoring and surveillance of outstanding transactions, tracking... ...institutions, and ABS to evaluate cross-sector and hybrid portfolio transactions.Contribute to...SurveillanceFull timeTemporary workWork experience placementWork at officeLocal area$150k - $175k
...LLCEmployment Type: Full-timeLocation: New York, NY Summary/Overview:KBRA (Kroll Bond Rating... ...committees.Lead ongoing monitoring and surveillance process and keep abreast of developments... ...of subscription lines, NAV financing, hybrid facilities, rated feeders, or other fund...SurveillanceFull timeTemporary workWork experience placementWork at officeLocal area$140k - $250k
...Director / Senior Director (NY)Entity: Kroll Bond Rating Agency... ...assignments and ongoing surveillance across a range of project finance... ...events.Mentor and develop Analysts, Senior Analysts, Associates,... ...job-related factors.Benefits:A hybrid work schedule (Tuesday, Wednesday...SurveillanceFull timeTemporary workWork at officeLocal area$120.8k - $137.9k
Principal Swap Dealer Compliance Advisor The role is Principal Swap Dealer... ...of risk Liaising with the Surveillance Team on disposition of alerts... ...limited supervision in a hybrid environment Working knowledge... ...Advisory Specialist III New York, NY: $131,800 - $150,500 for...SurveillanceFull timeContract workPart timeLocal area$80k - $90k
...more about eTorohere. Role Summary The Compliance Department provides service, support,... ...based in New York with an in-office and hybrid set up. Remote set up is not possible.... ...business areas. Conduct employee compliance surveillance, including personal trading, gifts and...SurveillanceWork at officeRemote workHome office- Everest Global Services, Inc. is seeking a Compliance Program Support Analyst to help manage its enterprise compliance program across insurance and reinsurance... ...planning, testing, and training activities. This hybrid role is based in Warren, NJ with 3 days onsite and 2...Remote work
- ...York is seeking an Associate for a Trade Surveillance role focused on FX trading activity.... ...monitoring trading practices, ensuring compliance with regulations, and collaborating with... ...This role offers a competitive salary and a hybrid work schedule. #J-18808-Ljbffr...Surveillance
$70k - $160k
Compliance AnalystAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution... ...across policies, procedures, processes, systems, controls, surveillance, testing and reporting. The team works closely with...Surveillance- ...global hedge fund is looking to add a Compliance Officer to their New York office.... ...compliance team with responsibilities such as surveillance and core compliance. The ideal candidate... ...market-leading salaries. They also offer a very attractive hybrid working policy....SurveillanceFull timeWork at office
$120k - $140k
...is interested in developing fixed income compliance expertise. The successful candidate will... ...issues through review of trade, surveillance, monitoring, and control data. Partner with... ...preferred. Primary Location: New York, NY Full Time Salary Range of $120,000-$140,...SurveillanceFull time$90k - $110k
...Title: Compliance Analyst - Code of Ethics Location: Midtown Manhattan (onsite 3 days/week) Compensation: $90K-$110K base + bonus... ...leadership when appropriate Execute targeted testing and surveillance procedures to evaluate program effectiveness, and compile recurring...Surveillance3 days per week- ...The People Of: Professional Services in New York City seeks a Capital Markets & Corporate Compliance Associate with 3+ years PQE to handle complex securities matters. You will work on SEC filings, governance documents, and cross-border transactions, including China-related...
- ...Mondrian Alpha is seeking a Compliance Analyst for a new graduate scheme at a leading hedge fund. You will join a collaborative and established... ...team with broad exposure to regulatory compliance, trade surveillance, financial crime, and trading advisory. The successful...Surveillance
$165k - $200k
Risk| Compliance Conduct & Ethics | Vice President, Product Compliance Officer | New YorkAbout... ...considered. ING Americas follows a hybrid work model, allowing for in-office /... ...risks.Conduct compliance monitoring and surveillance reviews and assist with issue remediation...SurveillanceFull timeWork at officeWork from home- ...As Needed Field Investigator - Buffalo, NY Becker & Company is seeking skilled and experienced Field Investigators to join our team... ...candidate will conduct a variety of investigations, including Surveillance and Special Investigations Unit (SIU) assignments, within an...SurveillanceFlexible hours
- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified... ...items Support the internal compliance testing and surveillance program, as well as prepare regulatory reports and testing...SurveillanceFull time
$90k - $115k
...Richmond University Medical Center## 340B Compliance Coordinator - PharmacyApply: Richmond University Medical Center (Staten Island, NY): Full time: Posted Today: JR102719It's... ..., education, rules and guidance surveillance, program registration and recertification...SurveillanceFull timeContract workDay shift- A leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role offers a hybrid schedule with four days in the office. You will support regulatory gap assessments, assist with project management in the derivatives market, evaluate internal...Work at office
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