Senior Regulatory Reporting Accountant
Phaxis
The Senior Regulatory Accountant is responsible for ensuring compliance with regulatory capital and customer protection rules related to the firm's broker-dealer and customer clearing business. This role requires a deep understanding of SEC, Client, NFA, CFTC, and exchange regulations to maintain compliance and support key financial reporting functions. Key Responsibilities: Customer and PAB Reserve Calculations (15c3-3): Perform daily and weekly customer and PAB reserve calculations. Monitor and validate source system reports to ensure data accuracy and integrity. Regulatory Capital Calculations & Reporting (15c3-1): Prepare daily, monthly, and quarterly regulatory capital reports, including FOCUS, SLS, and OBS filings. Process daily files from sub-ledger systems (Client) and investigate variances. Ensure compliance with regulatory requirements from SEC, Client, NFA, CFTC, and other exchanges. Qualifications & Experience: 10+ years of experience in regulatory reporting for a clearing broker-dealer. Strong knowledge of SEC 15c3-1 (net capital rule) and 15c3-3 (customer protection rule). Client Series 99 required, Series 27 strongly preferred. Seniority level Mid-Senior level Employment type Full-time Job function Accounting/Auditing #J-18808-Ljbffr Phaxis
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Regulatory Reporting Accountant in New York, NY vacancy
- Anderson Center for Autism seeks a Senior Accountant - Financial Reporting to oversee accuracy and transparency of financial data, supporting decisions and regulatory compliance. You will prepare monthly statements, assist with CFR/SSOP, and contribute to audits and budgets...SeniorRegulatory
- Coinbase seeks a Senior Accountant on the Capital Markets Accounting team to own accounting and regulatory reporting for the FCM and Broker-Dealer entities, ensuring financial integrity and regulatory compliance as we scale. This highly visible role partners across Accounting...SeniorRegulatory
$100k - $150k
...tie-out procedures on quarterly and annual financial reports, earning releases related materials, and other... ...disclosure and disclosure requirements Maintain awareness of regulatory changes and expected changes to accounting policies or filing requirements Maintain...SeniorRegulatoryArrow Search Partners
New York, NY1 day ago- ...insurance finance organization is seeking a Senior Accountant in New Jersey. The ideal candidate... ...accounting, expertise in SEC reporting, and strong knowledge of GAAP. This hybrid... ...activities, and ensuring compliance with regulatory requirements. The organization offers...SeniorRegulatory
- ...seeking a skilled finance professional to join our Fund Administration team. The role involves preparing financial statements and regulatory reports, coordinating year‑end processes, and driving automation initiatives. Responsibilities include preparing GAAP/IFRS financial...SeniorRegulatory
- Gibel & Associates Inc. seeks an Accountant - Senior Associate to join its Finance & Tax Department... ...to US GAAP and IFRS, financial reporting, budgeting, and controls within a banking... ...Corporate Departments, contribute to regulatory reporting, analytics, and system enhancements...SeniorRegulatory
- UGI Utilities, Inc. in Pennsylvania seeks an Accountant to support Record-to-Report processes with a focus on month-end close activities, regulatory reporting, and process improvements. The ideal candidate will have a Bachelor’s in Accounting or Finance, at least 5 years...SeniorRegulatoryWork at office
$70 - $80 per hour
...Summers , and Jack Dorsey . Position: Accounting Expert Type: Contract... ...recognition. Build tasks across financial reporting, technical accounting and research, audit... ...tooling and understanding of regulatory reporting and audit standards. Preferred...SeniorRegulatoryContract workSummer workRemote workMercor
New York, NY4 days ago- ...team. The role involves preparing financial statements and regulatory reports, coordinating year‑end processes, and driving automation initiatives... ...needs Qualifications 1-5 years of experience in an Accounting Firm, Hedge Fund, Private Equity Administrator, Audit, or other...SeniorRegulatoryTemporary work
$91.91k - $120.63k
Senior Accountant, Statutory and Legal Entity Reporting The Associate, Financial Reporting is responsible for execution of statutory legal entity reports. This... ...on process improvement opportunities. Work with Regulatory Relations and other teams across the Organization...SeniorRegulatoryFull timeWork at officeFlexible hours$71.95k - $77.15k
Are you an accounting professional who enjoys transforming complex financial data... ...a meaningful mission? As a Senior Accountant - Financial Reporting , you will play a vital role in supporting... ...support sound decision-making, regulatory compliance, strategic planning,...SeniorRegulatory$60k - $88k
...(Hybrid) Atlantic Group is hiring a Senior Financial Reporting Analyst for our client in Chester County... ...: Education: Bachelor’s degree in Accounting, Finance, or a related field... ...financial statements and navigating regulatory filings is strongly preferred. Application...SeniorRegulatoryFull timeMonday to Friday$120k - $150k
Join to apply for the Senior SEC Financial Reporting Analyst role at Oliver James 17 hours ago Be among... ...Contribute to SEC reporting and other regulatory filings Support the preparation of... ...Profile 2+ years of experience in public accounting (audit/advisory), or 3-5 years in...SeniorRegulatoryFull timeWork at officeRemote work- Ares Management is seeking a Senior Associate in Public Credit Tax... ...provision processes and information reporting for our regulated investment... ...role collaborates with tax, accounting, and FP&A teams to ensure accurate reporting and regulatory compliance. The candidate will...SeniorRegulatory
- NYC Health + Hospitals is looking for a regulated cost report assistant in New York, NY. Successful candidates will assist in preparing various regulatory cost reports, respond to audits, and coordinate Physician Time Studies. A Master’s degree and 4 years of relevant experience...SeniorRegulatoryWork at office
$100k - $115k
Our client is a real estate firm. They seek a Senior Property Accountant to join their Manhattan, NY office.ResponsibilitiesSupport the Controller... ...and publish timely financial statementsAssist with regulatory reporting, including coordination of annual auditsFacilitate the...SeniorRegulatoryWork at officeRemote work$100k - $110k
...has a client that is seeking to hire a Senior Accountant in New York City, New York (NY).... ...Interact with the external audit and tax reporting processes with Big 4 firms * Compile,... ...information needed for compliance and regulatory filingsRequirements* CPA certification...SeniorRegulatory$96k - $131k
DescriptionKforce's client, a leading global media giant, seeks a Senior Accountant who will be responsible for assisting in ensuring regulatory compliance with SEC reporting requirements. This is a great opportunity for an ambitious professional to join a well-recognized...SeniorRegulatoryWork at office- Coinbase is seeking a Senior Accountant, Brokerage and Derivatives to own core accounting, close, and regulatory reporting for FCM and Broker-Dealer entities. You will partner with cross-functional teams to ensure regulatory readiness, accurate reporting, and scalable...SeniorRegulatory
- Jobtailor is seeking a Senior Statutory Accountant in the United States (New Jersey) to drive accurate NAIC and state regulatory filings and supervise complex statutory analyses. The... ...processes and ensure compliant financial reporting. The candidate will own quarterly loss...SeniorRegulatory
$116.2k - $229.1k
Position Summary Senior Consultant, Strategy, Growth, and TransformationHelp... ...finance leaders to address record-to-report and controllership challenges through... ...process, technology, and governanceApplying accounting, regulatory, and compliance requirements to...SeniorRegulatoryLocal areaVisa sponsorship- Coinbase is seeking a Senior Accountant, Brokerage and Derivatives, to own the monthly close for FCM and Broker-Dealer entities, prepare regulatory reporting, and lead audits. You’ll design controls, streamline processes, and partner with Product, Engineering, Legal, and...SeniorRegulatory
- ...Senior Staff AccountantBizTek People is looking for an experienced Senior Staff Accountant for our client in NYC! Schedule: Hybrid: 2 days in-... ...accounting and financial reporting functions on a contract basis... ..., variance analysis, and regulatory submissions. Key Responsibilities...SeniorRegulatoryContract workWork at officeImmediate start2 days per week3 days per week
BizTek People
New York, NY4 days ago - ...leading global inter-dealer broker, is hiring a Senior Accountant to join our Americas Finance Team in Lower... ...-on exposure across U.S. GAAP financial reporting, global intercompany accounting, the full close cycle, and regulatory financial services operations, a great fit...SeniorRegulatory
- Allied World Assurance Company in New York seeks a professional accountant with 2-5 years in insurance/reinsurance accounting and strong Excel skills. You will handle financial reporting, regulatory compliance, and retrocession reinsurance accounting within SAP and underwriting...SeniorRegulatory
- ...your goals. We are seeking a Senior in our Treasury and Payments... ...clients streamline their treasury, accounts payable, and payment... ...and compliance with client and regulatory requirements, as applicable.Create... ...and providing financial reporting and updates.Maintain and strengthen...SeniorRegulatoryFull timeLocal areaRemote workWeekend work
- Coinbase is seeking a Senior Accountant, Brokerage and Derivatives within the Finance team's Books & Records. You will own core accounting, close, controls, and regulatory reporting for registered FCM and Broker-Dealer entities, partnering with Accounting, Product, Engineering...SeniorRegulatoryRemote job
$100k - $120k
DescriptionA Kforce client is seeking to hire a Senior Accountant - Financial Reporting in New York City, New York (NY).Summary:This is a unique opportunity to join a true industry leader. The company offers remote work options and very competitive compensation and benefits...SeniorRemote work$100k
...In Office) Atlantic Group is hiring a Senior Tax Accountant in Bergen County, NJ for our client,... ...with resolving complex tax matters and regulatory inquiries. Financial Review: Analyze... ...to ensure tax readiness and accurate reporting. Team Collaboration: Partner with...SeniorRegulatoryPermanent employmentWork at officeLocal areaAtlantic Group
New York, NY20 hours ago$60k - $75k
...Saving Bank located Downtown seeks a Senior Staff Accountant to join the Team. Base pay range: $60... ...subsidiary and consolidation accounting and reporting. Review and validate Net Capital... ...Strong knowledge of GAAP and regulatory compliance. Proficiency in Oracle accounting...SeniorRegulatoryAddition Management
New York, NY20 hours ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Regulatory Reporting Accountant. Be the first to apply!
Related searches
- virtual accountant part time New York, NY
- supervisory accountant New York, NY
- client accountant New York, NY
- senior property accountant New York, NY
- accountant healthcare New York, NY
- accountant - billing New York, NY
- revenue accountant New York, NY
- financial reporting accountant New York, NY
- senior construction accountant New York, NY
- fixed asset accountant New York, NY