Enterprise Risk AVP: Strategic Governance & Frameworks
$106.5k - $177.57kLPL Financial LLC
LPL Financial LLC in Fort Mill, South Carolina, seeks an Assistant Vice President for Enterprise Risk Management. In this role, you'll enhance risk management frameworks and produce insights for senior leadership. Ideal candidates have 3+ years in financial services, a relevant bachelor’s degree, and strong analytical and communication skills. The position offers a competitive salary between $106,502.00 and $177,572.00, along with a comprehensive benefits package including 401K matching, health benefits, and paid time off. #J-18808-Ljbffr LPL Financial LLC
$119.07k - $198.38k
Job Overview The AVP, Data Reporting Manager... ...the strategy, governance, and delivery of LPL’s enterprise Business Intelligence... ...the BI governance framework, including access,... ...prioritization, sequencing, and risk management across... ...Act as a strategic partner to business...Risk$104.96k - $175k
...Assistant Vice President, Committee Governance role will be part of the LPL... ...of the Regulatory Compliance Risk Committee (RCRC) and New... .... Develop and implement frameworks enabling consistent and rigorous... ...Compliance with data‑driven strategic decisions. Conduct in‑depth analysis...RiskWork experience placement$106.5k - $177.57k
...The Assistant Vice President, Enterprise Risk serves as a leader... ...level materials, manages key governance routines, and partners closely... ...organization. In addition, the AVP will lead the development and... ...enhancement of enterprise‑level frameworks and programs that strengthen...Risk$73.74k - $122.89k
Job Overview The Senior Analyst, Strategic Sourcing supports LPL Financial’s third‑party spend optimization and procurement governance initiatives by owning the analytical engine that... ...also coordinates with Finance, Legal, Risk (TPRM), and Business Units, maintaining...RiskContract work$147.39k - $245.66k
...to lead our Technology Governance program and team... ...This role requires a strategic leader with proven experience... ...out a standard framework for governance alignment... ...; and maintaining the risk taxonomy. Seeking individuals... ...across the enterprise and advisor communities...RiskWork from homeShift work- ...Financial LLC is looking for an Assistant Vice President, Committee Governance to join the Program Compliance team in Fort Mill, South... ...focuses on serving as the secretary for the Regulatory Compliance Risk Committee and New Offerings Risk Committee. The successful candidate...Risk
$109.28k - $182.1k
...and scaled adoption. This AVP will define and deliver advisor... ...business impact aligned to enterprise OKRs. The role operates in... ...Business, and Operations & Risk co-designing product... ...data contracts, evaluation frameworks, and governance documentation — for engineering...RiskWork at officeWork from home3 days per week$135.96k - $226.6k
...roadmap, and delivery of enterprise reporting capabilities... ...efficiency, and risk management. The VP leads... ...to deliver scalable, governed, and insight‑driven reporting... ...within agile delivery frameworks, owning the full... ...driven decision making. Strategic prioritization and...Risk$126.59k - $210.94k
...clear priorities, actions, and enterprise alignment. This role is... ...transparency, and responsible use. Strategic Partnership & Influence... ...planning, milestone tracking, risk management, and delivery accountability... .... Develop structured frameworks that align engagement and culture...Risk- LPL Financial LLC is seeking an AVP, Data Reporting Manager in Fort Mill, SC. This role leads the strategy, governance, and delivery of LPL’s Business Intelligence capabilities, mainly focusing on Tableau Cloud and AI-driven analytics. The ideal candidate should have over...
$109.28k - $182.1k
...LPL Financial is seeking an AVP, Product Owner within the Product... ...emphasizing transparency, governance, and operational resilience.... ...Operations, Technology, Data, and Risk leaders, this individual... ...to Operations priorities and enterprise objectives. Translate business...RiskWork from home$114.12k - $190.14k
...Activation, will translate LPL Financial’s strategic vision for advisor affiliations into... ...strategic initiatives, identifying potential risks and roadblocks, and developing... ...efforts. Contribute to the development of frameworks, tools, and best practices for effective...Risk$128.75k - $214.65k
...domain owner, translating enterprise M&A strategy into... ...that manage risk, enable integration speed... ...escalation paths, and governance mechanisms Engagement... ...playbooks, tools, and frameworks to ensure consistent... ...integration lead for large, strategically significant...Risk- LPL Financial LLC seeks a Vice President to lead its Technology Governance program, ensuring compliance within the Cyber Security organization. This strategic role focuses on uplifting governance frameworks and collaborating across teams. The ideal candidate will have...
$156.35k - $260.59k
...intersection of technology, security, risk, and user experience. You will influence enterprise priorities, guide long‑term... ..., and risk considerations. Own strategic prioritization across IAM initiatives... ...including operating practices, governance, and ways of working. Lead,...RiskWork from home$135.96k - $226.6k
...environment. The VP combines strategic product management with hands... ...Technology, EPMO, Compliance, Risk, Operations, and Service... ...the M365 ecosystem. Establish governance and compliance standards across... ...management, digital workplace, or enterprise productivity platforms. 5+...RiskWork at officeWork from home$99.09k - $165.11k
...transitions. Lead day‑to‑day orchestration of transitions for the Admin Management team, managing timelines, requirements, dependencies, and risks. Build trusted relationships with advisors and their teams, delivering calm, solution‑oriented leadership during high‑stakes and...RiskWork at officeHome office$60k - $135k
...improvement, and mentoring Scrum Masters in enterprise environments. Required skills and... ...understanding of Agile principles, concepts, frameworks, and ceremonies. Adept at handling... ..., processes, environments, tools, and risk control frameworks. SAFe SM RTE certification...RiskMinimum wageLocal area- ...Financial Advisors (FAs). Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy... ...excellence, protect the bank’s clients, and manage risk Identifies, deepens, and maintains client relationships through...RiskSeasonal workWork at officeWork from homeShift workDay shift
$135.96k - $226.6k
...and investment trade-offs aligned with enterprise and Operations objectives. Ensure measurable... ...in advisor experience, cycle time, risk reduction, and operational efficiency. Establish... ...models, delivery standards, and governance mechanisms across teams. Automation‑Led...Risk$155.94k - $259.87k
...closely with product, engineering, data, and risk stakeholders to ensure ALM capabilities... ...Modeling (Primary Focus) Define and govern canonical data models, lifecycle entities... ...ensure alignment with domain architecture, enterprise standards, and non‑functional requirements...RiskContract work$17.23 - $28.72 per hour
...gain familiarity with the activities of each branch, including risk insights that steer the trajectory of the Branch Exam. The role... ...responsible for exporting and distributing reporting to large enterprise clients, providing insights into upcoming Branch Exams and outcomes...RiskHourly payWork from homeFlexible hours$75.29k - $125.45k
...Conflicts & Disclosures supports LPL’s enterprise‑wide Conflicts of Interest and Disclosures... ...will help develop and maintain key governance components—including procedures, reporting... ...and metrics for governance committees, risk groups, and senior leadership. Partner with...RiskWork from home$145.44k - $242.36k
...inputs, tracking delivery progress and risks, and surfacing insights and recommendations... ..., narratives, and materials for governance forums and leadership updates. Establish... ...management consulting, internal strategy, or enterprise transformation roles. Strong analytical...RiskWork from home$186.43k - $310.75k
...individuals to new heights. The SVP, Head of Client Compensation is a strategic people leader responsible for driving operational excellence,... ...engagement programs. Ensure regulatory compliance, mitigate risk, and maintain strong internal controls. Collaborate with...Risk- LPL Financial LLC is seeking an Assistant Vice President of Strategic Partnerships to assist in building and maintaining strategic partnerships with product manufacturers. This role involves driving technology enhancements and supporting initiatives that strengthen product...
$112.48k - $187.46k
...a dynamic, motivated, and experienced Recovery Manager to join our Production Services organization. This Assistant Vice President (AVP) role is a senior individual‑contributor position with a high degree of operational influence. In this role, you will lead recovery efforts...$121.51k - $202.52k
Job Overview Assist in building and maintaining strategic partnerships with alternative, annuity, mutual fund, and ETF product manufacturers for LPL Financial. The Assistant Vice President of Strategic Partnerships manages high‑profile business relationships, drives technology...$76.74k - $127.82k
...processing of files from sponsors or carriers. The manager drives strategic and tactical department programs, develops and motivates the... ...Proactively review audit controls to ensure the team mitigates risk, removes redundant requirements, and increases transparency with...RiskWork from home- LPL Financial LLC is seeking an Assistant Vice President, Strategy Activation, to implement strategic vision for advisor affiliations. This role involves managing key projects, fostering collaboration across the organization, and ensuring effective execution of strategic...
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