Global Financial Crimes Senior Investigator (Brokerage)

Job Overview At Bank of America, this role is responsible for performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of business. Key Responsibilities Conduct routine to complex investigations, including fraud committed by external parties, money laundering, or terrorist financing, and act as the liaison to Law Enforcement as required. Provide coaching and inputs to investigators to improve case quality, ensuring all cases are sufficiently investigated and findings are adequately documented. Review, analyze, and make recommendations on investigations, while identifying enhancements to ensure cases meet or exceed closure and quality metrics. Review Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement. Report facts of the investigation to senior stakeholders, assist in identifying potential operational or compliance risks, and partner with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations. Perform quality control functions, training, communications, guidance, monitoring scenario development/enhancement input, testing, or law enforcement liaison responsibilities in an investigative support role. Support the identification of improvements to the investigations and case assignment processes to enhance the effectiveness of investigative procedures. Participate in the case assignment process to distribute work across the investigative team. Key Skills Coaching Fraud Management Quality Assurance Regulatory Compliance Investigation Management Policies, Procedures, and Guidelines Management Risk Management Issue Management Reporting Written Communications Preferred Technical Skills Risk Identification & Assessment Line of Business (LoB) Products, Services & Acumen Risk Governance & Reporting Financial Crimes Risk Programs Enhanced Due Diligence Customer Due Diligence Regulatory Knowledge Case Investigations & Resolution High Risk Activities & Typologies Required Qualifications Minimum 5 years of relevant financial crimes investigations experience, including investment experience/work and/or strong knowledge of investments/securities products and services. FINRA licenses including the SIE or Series 7 at minimum, or related experience. Knowledge related to retail and/or institutional brokerage products and services and applicable compliance rules and regulations. Prior anti-money laundering / financial crimes investigation experience in a financial institution or government position. 1+ years of AML/Compliance experience and/or knowledge of AML typologies/risk. Proficiency in Microsoft Excel is needed. Desired Qualifications Bachelor's Degree in a related field. Experience in financial services and/or a related government entity. Certifications ACAMS – Association of Certified Anti-Money Laundering Specialists Shift and Hours 1st shift (United States of America) Hours per week: 40 Pay Annualized salary range: $90,000.00 - $115,000.00, offers to be determined based on experience, education and skill set. Discretionary incentive eligible. This role is eligible to participate in the annual discretionary plan. Benefits Industry-leading benefits, access to paid time off, resources and support to employees to make a genuine impact and contribute to the sustainable growth of the business and the communities they serve. #J-18808-Ljbffr Bank of America