Junior Legal Counsel

Alexander Chapman

Legal Counsel | Investment Management

We are currently working with a leading investment management firm that is seeking a mid-level Legal Counsel to join its Legal & Compliance team.

This is an excellent opportunity for an attorney with a strong registered funds and investment management background to work closely with business professionals on a broad range of legal, regulatory and product-related matters.

Key Responsibilities:

Provide legal advice to internal business teams on investment management, registered funds, ETFs and related regulatory matters
Assist with SEC filings and ongoing updates to fund registration statements and offering documents
Draft and review prospectus supplements, regulatory disclosures and other fund documentation
Support fund board and committee meetings, including preparation of materials, memoranda and minutes
Draft, review and negotiate a variety of agreements, including investment management, distribution, intermediary, trading and vendor agreements
Assist with the launch and ongoing maintenance of investment products

Requirements:

J.D. from an accredited law school and admission to at least one U.S. state bar
2+ years of relevant legal experience
Strong experience with the Investment Company Act of 1940 and Investment Advisers Act of 1940
Background in registered investment companies, mutual funds, ETFs or related investment products
Experience drafting and negotiating commercial and investment management agreements

Location: Boston or Chicago

Apply

Vacancy posted 2 days ago

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