Senior VP, Compliance Leadership — RIAs & Regulated Funds
Kroll
Kroll delivers expert compliance guidance to financial firms, including RIAs, broker-dealers, and RICs, with senior staff oversight and mentorship. You will provide client service as part of a global team. You will operate as a trusted program leader, building tailored compliance solutions and overseeing regulatory filings across multiple jurisdictions. This role emphasizes collaboration and deepening regulatory expertise. #J-18808-Ljbffr Kroll
$250k - $400k
...greatest potential. Title And Summary Senior Managing Counsel, Regulatory Overview The... ...Regulatory team and drive the regulatory compliance program for MTS’s global portfolio of... ...with demonstrated expertise in payments regulation and a compliance champion with deep experience...SeniorFull timePart timeWorldwideFlexible hours$200k - $230k
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...you will provide expert compliance guidance to a diverse... ...alongside accomplished senior staff, deepen your regulatory... ...as Outsourced CCO for RIA, broker‑dealer, and/or... ...companies, closed‑end funds, and BDCs on ’40 Act... ...1940, FINRA rules and regulations, and the ’40 Act Experience...SeniorTemporary work$100k - $130k
...Investment Banking, and Advisory Services. A Senior Vice President, Supervising... ...daily trading activities, supporting compliance with SEC and FINRA regulations and managing risk. Daily... ...processing and reviewing trades and fund movements, reconciliation of financials...SeniorFull timeFlexible hours- Senior Vice President, Legal Services & Compliance About the Company Esteemed healthcare organization advancing... ...a key member of the executive leadership team, providing strategic legal... ...federal and state healthcare laws and regulations, as well as leading the...SeniorContract work
$250k - $360k
...transfer and withdraw funds. We enable... ...seeking an exceptional senior executive to join our Legal team as VP, Legal - Consumer... ...credit and lending regulations, buy now pay later... ...senior business leadership. This executive must... ...to ensure compliance with applicable laws...Full timeFixed term contractWork at officeLocal areaImmediate startFlexible hours- ...banking institution in Chicago is seeking a Senior Compliance Advisor. This role involves ensuring compliance with banking regulations, guiding teams, and supporting risk... ...of experience in compliance roles, strong leadership skills, and a related bachelor's degree. The...Senior
$55 - $85 per hour
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...currently initiating a search for a Senior Vice President, Project &... ...strategy, governmental regulations and policies, and QA/QC in delivery... ...and provide inspiring leadership to assigned management and staff... ...decision-making regarding company funds, resources and conduct, and...SeniorFor contractorsFor subcontractorWork at officeLocal areaFlexible hours$200k - $230k
...relevant experience to join Antares' Legal and Compliance Team and help support a growing private... ....Based in Antares' Chicago office, the Senior Counsel will work closely with attorneys... ...significant matters to Legal Department leadership when appropriate.Excellent written and...SeniorFull timeTemporary workWork at officeFlexible hours- ...is looking for a VP/SVP of Business Operations... ...'re looking for a senior leader to build,... ...cross-functional leadership role reporting... ...closely with Finance, Compliance, Product,... ...customers can launch regulated crypto buy, sell,... ...stablecoin-based funding, payouts, and settlement...Contract workImmediate startWork from home
$145k - $225k
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$200k - $250k
Job DescriptionThe Senior Vice President, Midwest Advisor Consultant... ...strategic influence, market leadership, and enterprise growth. The SVP... ...firm’s investment strategies and fund vehiclesWork effectively in a... ...channels (wirehouses, RIAs, IBDs)Strong track record of meeting...SeniorFull timeTemporary work- ...Job Summary: The Senior Vice President, Development (“SVPD”) is... ...profitable completion. # Provides leadership, guidance, and supports teams... ...in sourcing, shaping, funding, constructing, and stabilizing... ...federal, state, and local laws, regulations and ordinances prohibiting...SeniorFull timeFor contractorsLocal areaFlexible hours
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- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial... ...in SEC, investment adviser, and wealth management regulations, and a proven track record in compliance program...Senior
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$160k - $235k
...workshops with client teams, presenting to senior leadership, and sitting across from practitioners... ...provides a monthly allowance to fund activities in your personal life that bring... ...applicable federal laws, executive orders, and regulations. If you want more information about any...SeniorTemporary workFlexible hours$160k - $235k
...innovation and collaborative leadership?As a SVP, Data & Intelligence... ...relationships, partnering with senior leaders to support successful... ...a monthly allowance to fund activities in your personal life... ...laws, executive orders, and regulations. If you want more information...SeniorTemporary workFlexible hours$96k - $181k
...Ohio Job Summary The Senior Vice President,... ...requests that grow funded assets and Key's client... ...the Vice President (VP) or Senior Vice President... ...issues. Ensure compliance with all relevant regulations, including Know Your... ...time‑management, and leadership skills, managing...SeniorWork experience placementBank staffWork at officeFlexible hoursNight shift3 days per week- ...Lang LaSalle Incorporated is seeking a Senior Director of Sourcing to lead a high‑performing... ...while driving sourcing strategies and compliance across accounts. Responsibilities... ...Travel within the U.S. is expected; a strong leadership presence is required. #J-18808-Ljbffr...SeniorRemote job
$180k - $250k
...consistent growth.Our Chicago office is hiring for an experienced Senior Vice President, Market Risk Analytics Manager FICCS to join... ...here position is subject to various laws or regulations that impose restrictions or prohibitions for employment with...SeniorFull timeWork at officeLocal areaImmediate startNight shift- Juniper Square is seeking a Senior Tax Accountant to own the partnership tax compliance cycle for a portfolio of private funds. You will prepare workpapers for allocations, guide book-to-tax adjustments, and maintain capital accounts. This is a role for an experienced...SeniorRemote job
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