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Remote Supervision Principal, Financial Services

CornerStone Professional Placement

Florida, NY
  • Remote job

CornerStone Professional Placement is partnering with a national financial services firm to recruit a Supervision Principal for a remote role. The successful candidate will review advisor interactions, assess regulatory compliance, and monitor the suitability of financial plans. In this position you will also provide training, manage the supervision inbox, and identify opportunities to improve processes while supporting advisors across multiple states. #J-18808-Ljbffr CornerStone Professional Placement

Vacancy posted 2 days ago
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