Regional Operations Leader — FINRA 9/10 & Team Growth
Ascendo Resources
Ascendo Resources is seeking an experienced individual to oversee branch operations in Seattle, United States. The role demands 5+ years of management experience in a broker dealer or wealth management context. Key responsibilities include leading the Client Service Associate team and ensuring compliance with FINRA regulations. An active FINRA Series 9/10 license and a bachelor's degree in a related field are required. #J-18808-Ljbffr Ascendo Resources
Vacancy posted 4 days ago
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