Compliance Analyst
Nb LLC
Neuberger Registered Funds in New York seeks a Compliance Analyst for mutual funds and ETFs. You will support compliance matters, including surveillance of emails, guideline alerts, and fund policies under Rule 38a-1 and Rule 206(4)-7 programs. The role involves assisting the Chief Compliance Officer with board materials, annual assessments, and coordination across fund support groups. Strong regulatory knowledge and communication skills are essential. #J-18808-Ljbffr
Vacancy posted 10 hours ago
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