Conflicts & Compliance Analyst
Ropes & Gray
Ropes & Gray seeks a Conflicts Analyst to support the firm's Office of General Counsel by performing conflict of interest research, reporting, and waiver drafting for new matters and lateral hires. The role requires handling confidential information with discretion and coordinating with attorneys and staff. You will conduct corporate research, build conflict matrices, generate reports, and assist with waivers and engagement letters. #J-18808-Ljbffr
- ...Reg Compliance Analyst Job Description Professional position responsible for supporting important regulatory compliance functions on the Regulatory... ...and a commitment to maintaining program integrity. Conflict of Interest (COI) Policy Liaison Support — Plays a key role...SuggestedWork at office
$80k - $100k
...Capital Markets Trading, and Global Quantitative Trading. Title: Compliance Analyst Location: New York, NY or Greenwich/Norwalk, CT Desired... ...’s Code of Ethics, including oversight of personal trading, conflicts of interest, gifts and entertainment, and other ethical conduct...Suggested- GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...and pressured environment Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure Proactive...SuggestedWork experience placementFlexible hours
$115k - $135k
...Overview SFM is seeking a detail-oriented and proactive Junior Compliance Analyst to join its New York-based Legal and Compliance team. This... ...ECM trading coverage support on an as‑needed basis Perform conflict checks related to employee and firm business activities, documenting...SuggestedPermanent employmentWork at office$92.8k - $116k
Compliance Manager, Conflict of Interest page is loaded## Compliance Manager, Conflict of Interestlocations: 3349 Steuben Avenuetime type: Full timeposted on: Posted Todayjob requisition id: JR229174**City/State:**Bronx, New York**Grant Funded:**No**Department:**Compliance...SuggestedShift work$92.8k - $116k
A healthcare organization in Bronx, New York is seeking a Compliance Manager to oversee potential conflicts of interest and ensure effective management within the health system. This role requires a Bachelor's degree, significant experience in compliance, and IT proficiency...Full time- A healthcare system in Bronx, NY, is searching for a Compliance Manager specializing in conflict of interest management. This role involves overseeing potential conflicts for providers and employees, developing training content, and maintaining relevant policies. A Bachelor...
$92.8k - $116k
A major healthcare institution in New York is looking for a Conflict of Interest Manager. This role involves managing potential conflicts of interest across the system, ensuring compliance, and developing training related to conflicts. The ideal candidate should have a...$87.5k - $133.45k
...Gray is an equal opportunity employer. Overview The Conflicts Analyst supports the firm's critical risk management function by performing... ...:Bachelor’s degree or equivalent required. Experience in a compliance, regulatory, financial, or legal environment strongly...Work at officeMonday to FridayFlexible hoursShift work- ...thinking, and a commitment to innovation to help clear the way for millions of Americans to achieve more.About the RoleHappen Bank’s Compliance Team is looking for an experienced compliance data analytics professional to join the team. In this role, you will be responsible...Full timeWork at officeLocal areaRemote workRelocationFlexible hours
$30 - $50 per hour
...a detail-oriented professional to support billing operations, compliance reporting, and data analysis within a home care services environment... ...agree that your application may be reviewed using AI tools.Job SummaryJob number: JP-006202046Profession: Business/Systems AnalystContract workTemporary workImmediate startRemote workMonday to Friday$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional... ...function, with a primary focus on the management of conflicts of interest and on information barriers. The CO will be reporting...Full timeLocal area$70k - $160k
Compliance Analyst - Control RoomAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both...$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory... ...Trusts, and Mutual Funds;> A thorough understanding of conflicts of interest and business practices typically associated with a...Temporary workWork experience placement$70k - $145k
Compliance AnalystAbout Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...$100k - $115k
...Challenges. Vision for Tomorrow’s Opportunities.Join William Blair, the Premier Global Partnership.William Blair is seeking to add a Compliance Analyst to its William Blair Investment Management (WBIM) dedicated compliance team. This dynamic role reports to the WBIM Chief...Temporary workWork at office$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...and record, establish proper information barriers, and identify conflicts of interest.Foster a culture of professionalism, client advocacy...Work at officeFlexible hoursShift work3 days per week$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently... ....Provide guidance and ensure adherence to market conduct, conflicts clearance and information barrier requirements across all relevant...Full timeWork at officeRemote work$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ....Monitor compliance with fund investment restrictions, conflicts of interest policies, valuation procedures, and side letter obligations...Full timeLocal area3 days per week- ...Overview The Payroll & Compliance Specialist will be responsible for analyzing, tracking, and reporting on key compliance activities across multiple programs and departments. This individual will support data integrity, streamline documentation workflows, and play a critical...
- ...Davidprotein is seeking a detail-oriented Regulatory Document Analyst to join our Quality team in New York City. You will manage supplier documentation and support cross-functional approvals to keep products market-ready. The ideal candidate thrives on accuracy, communicates...
- ...Citi is seeking a Regulatory Analyst - APAC Shift to support Reference Data Services. The role develops professional expertise in monitoring, analyzing, and evaluating data and policies related to disclosures and regulatory filings. You will prepare DOI disclosures, maintain...Shift work
- ...Regulatory Compliance Analyst The Regulatory Compliance Analyst will be responsible for monitoring and ensuring Gambling News' compliance with relevant laws and regulations in the U.S. prediction markets sector. About Gambling News Gambling News is a leading provider...
- ...A technology services firm located in Pennsylvania is looking for a Project Compliance Analyst to handle compliance data analysis, track deliverables, and support project initiatives. The ideal candidate should have experience in compliance or data analysis in fast-paced...
- ...Cooley LLP in New York seeks a Conflicts Analyst to join the Business Intake and Conflicts team. The role analyzes and resolves conflicts, drafts waivers, and coordinates with partners to clear engagements and hires. The position requires 2+ years in a law firm or related...Contract workWork at office
- ...not limited to: Review intake requests to ensure clarity regarding the matter for the new or existing client. Review and analyze conflicts of interest reports, and conduct research utilizing the firm’s conflicts databases, external sources and other resources, to help...Work at office
$65k - $80k
...be valued and empowered, then we invite you to apply to our Conflicts Analyst position. _ This position offers a flexible, hybrid working... ...have a bachelor’s degree or equivalent Must have some legal, compliance or research experience 1-3 years experience working in a professional...Full timeWork at officeFlexible hours$175k - $215k
...Lateral Conflicts AttorneyThe Lateral Conflicts Attorney is responsible for supporting one of the firm's critical risk management functions. This role facilitates all aspects of the conflicts process involved in the hiring of attorneys and other legal personnel firm-wide...Visa sponsorshipWork visa- ...is partnering with a highly regarded law firm to identify a Conflicts Analyst. Location: New York, NY Schedule: Hybrid (3 days in office,... ...depth research, and partner with attorneys to ensure ethical compliance and a seamless onboarding process for new clients and matters...Work at officeRemote work
- ...A premier big law firm is seeking a Conflicts Analyst to join their dynamic team in New York, NY. This role involves managing the Ethical and Business Conflicts processes for clients, which includes running conflicts, managing billing rates, and facilitating prompt resolution...Work at officeRemote work
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