Chief Compliance Officer (CCO)
Confidential
Chief Compliance Officer (CCO)
About the Company
Internationally renowned digital asset platform
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading and scaling its U.S. compliance program. The successful candidate will be the designated BSA and OFAC Officer, with a focus on strengthening the compliance framework to support the organization's growth. Key responsibilities include overseeing the implementation of the U.S. compliance regime, managing the compliance technology suite, maintaining annual corporate risk assessments, and developing and executing AML and sanctions training programs. The role also involves creating and maintaining robust policies, leading the strategy for state money transmitter licensing, and ensuring that all products and services comply with the regulatory landscape. Applicants for the Chief Compliance Officer position at the company should have a Bachelor’s degree, with CAMS certification being highly preferred, and a minimum of 7 years' of experience in compliance within the Fintech, Payments, or Digital Asset sectors. Deep knowledge of BSA, USA PATRIOT Act, OFAC, and FinCEN requirements is essential, as is experience with Money Services Businesses (MSBs). The ideal candidate will have a data-driven and analytical approach, exceptional communication skills, and a proven ability to deliver results in a fast-paced, global startup environment. Responsibilities also include supervising and expanding the compliance department, responding to audit requests, and acting as the primary representative to regulatory bodies.
Functions
- Finance
- ...Chief Compliance & Integrity Officer (CCIO) About the Company Well-ranked pediatric healthcare provider Industry Hospital & Health Care Type Non Profit Founded 1900 Employees 1001-5000 Categories Hospitals & Clinics Children Health...Suggested
- ...00 employees and sales, engineering, and manufacturing locations in North America, Europe, Middle East, and Asia, seeks a Chief Compliance Officer in its Chicago headquarters. Reporting directly to the General Counsel, the Chief Compliance Officer will develop, implement...Suggested
- ...Outsourced Chief Compliance Officer (CCO) About the Company Boutique compliance consulting firm providing a white-glove experience for clients. Industry Management Consulting Type Privately Held About the Role The Company is seeking an Outsourced...SuggestedRemote work
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior Vice...Suggested
- ...Interim Chief Regulatory & Chief Compliance Officer (CCO) About the Company A new CFTC-regulated exchange offering a novel type of security futures. Industry Capital Markets Type Privately Held About the Role The Company is in need of an Interim...SuggestedPermanent employmentTemporary workInterim roleRemote work
- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...
- ...will also be instrumental in ensuring the company navigates the regulatory landscape effectively, minimizing risk, and maintaining compliance. Applicants for the Head of Policy position at the company should have a strong background in public policy or legal experience,...
- ...and registration of its products. This critical role involves the development and execution of regulatory strategies that ensure compliance with regional and global requirements, particularly those set forth by regulatory authorities. The successful candidate will be responsible...
- ...divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to... ...growth. Our Chicago office is hiring an experienced Chief Compliance Officer of the Futures Division. The position is responsible...Work at office
- Edge Consulting is seeking a Compliance Director with expertise in compliance regulations to oversee the compliance program of a pharmaceutical company. The ideal candidate will have a minimum of 8 years experience in compliance or legal roles, with strong knowledge of...
- ...Chief Commercial Officer (CCO) About the Company Promising biotechnology company Industry Biotechnology Type Privately Held About the Role The Company is in search of a Chief Commercial Officer to lead its commercial strategy and drive growth through...
- ...Chief Commercial Officer (CCO) About the Company Disruptive provider of environmental services Industry Environmental Services Type Privately Held, Private Equity-backed About the Role The Company is seeking a Vice President of Sales & Marketing...
- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry... ...to the compliance function, serve as a key advisor to the Chief Risk Officer, and oversee all aspects of compliance, including managing...
- ...Chief Commercial Officer (CCO) About the Company We are an international full-service media buying and advertising company developing its own ad products. Industry Marketing and Advertising Type Privately Held About the Role The Company is seeking...
- ...Executive Director of FCM Compliance Advisory About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role The Company is seeking an Executive Director for FCM Compliance Advisory. The successful candidate...
- ...Chief Commercial Officer (CCO) About the Company Healthcare technology company automating workflows between providers and payers. Industry Computer Software Type Privately Held, VC-backed About the Role The Company is seeking a Chief Commercial Officer...
$180k - $210k
...to lead and manage the strategic planning and administration of the organization's benefits programs. This role involves ensuring compliance, enhancing employee satisfaction, and managing a team of people while overseeing various employee benefits including health and...- ...Director of Risk Management and Compliance The Compliance & Risk Manager is responsible for supporting the development, implementation, and ongoing oversight of the CCHC's Compliance Program and Enterprise Risk Management (ERM) framework. This position ensures adherence...Full timeContract work
- ...PwC is seeking a Senior Manager for its Asset & Wealth Management team in Chicago. This role focuses on tax planning and compliance, advising clients on complex tax regulations. Candidates should have a Bachelor's degree and at least 6 years of experience in tax compliance...
- ...Chief Communications Officer (CCO) About the Company Highly-regarded local organization focusing on improving the child care system Industry Individual & Family Services Type Privately Held Founded 1987 Employees 201-500 Specialties ~ child...Local area
- Huron Consulting Group Inc. is seeking a Director-level professional with deep Internal Audit, AML, BSA, and OFAC expertise to join our Financial Institutions Advisory team in a client-facing role. You will leverage banking regulations and governance knowledge to develop...
$175k - $200k
...Job Description Job Description Director of Compliance Location: New York, NY 10005 or Chicago, IL 60605 Salary Range... ...work closely with business leaders, technology teams and the Chief Compliance Officer to build a compliance framework that protects the firm...Work at officeFlexible hours- ...responsibility is to ensure Asurion maintains ongoing legal and regulatory compliance with respect to insurance, service contract, and ancillary... ...such as insurance companies, regulators, Attorney General offices, and state DOI representatives. The Regulatory Manager...Contract workWork at office
$161.3k - $189.7k
...Are you ready to make an impact? West Monroe is seeking a Compliance Manager to join the internal Risk, Compliance & Cybersecurity... ...role can vary based on your proximity to one of our West Monroe offices (see table below). Information on our competitive total...Local areaImmediate startFlexible hours- ...Compliance Manager, Chicago, IL We are seeking a talented and self-motivated Compliance Manager to join the Compliance team. The company's culture emphasizes teamwork and focuses on continuous integration and test-driven development. The ideal Compliance Manager will...Work experience placementRemote workRelocation
- ...(CAFC) is an organization focused on strengthening financial crime defenses in the digital asset ecosystem. Responsibilities The Compliance Manager will be responsible for navigating regulatory uncertainty, sanctions exposure, fraud typologies, and the growing role of...
$120k - $165k
...interacting with internal and external stakeholders to ensure compliance with global health authority requirements. The ideal candidate... ...Conditions*** This is a hybrid position based in Xeris’ Chicago office and a minimum of three days per week in the office is required....Temporary workWork at officeNight shiftWeekend workAfternoon shift3 days per week$60k - $65k
...Hospital/Clinic - Risk Management - $2,000 Signing Bonus! Compliance Manager - Chicago, IL (Auburn Park, IL)-Excellent Opportunity... ...-respected out-patient clinic setting working under the Chief Executive Officer. The Compliance Manager in collaboration with the CEO will...Local areaRelocation package$161.05k - $289.88k
...The Team: Morningstar’s Compliance team supports Morningstar’s global business entities, primarily focusing on those registered... ...position is based in Chicago and reports to Morningstar’s Chief Compliance Officer, Americas – Wealth, Retirement, and Research. Key Responsibilities...Work at officeLocal area- ...to drive financial decisions and translating program operations into practical budgets and forecasts. Strong experience in finance and regulation compliance is essential for success in this strategic position. #J-18808-Ljbffr Chicago African Americans in Philanthropy
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer (CCO). Be the first to apply!
- chief compliance officer Chicago, IL
- compliance technician Chicago, IL
- regulatory compliance specialist Chicago, IL
- compliance examiner Chicago, IL
- regulatory affairs consultant Chicago, IL
- compliance team leader Chicago, IL
- legal compliance Chicago, IL
- export compliance Chicago, IL
- vice president regulatory affairs Chicago, IL
- entry level regulatory affairs Chicago, IL

