Registered Client Service Associate
$34.32k - $90kPowerToFly
DUTIES and RESPONSIBILITIES CLIENT SUPPORT Providing service coverage for a FA/PWA/team including: Supporting the FA/PWA/team in cultivating and enhancing new and existing client relationships Executing money movement transactions at the request of the client and/or FA/PWA/team Answering general non-investment related questions concerning client accounts, including relaying stock positions, and providing account balances (e.g., funds due and margin debit) Enter profile information or pre-fill account documentation on client accounts and/or documents in aa clerical capacity at the direction of the client and/or FA/PWA/team Educating or enrolling clients in digital tools (e.g. MSOnline, eSign, eAuthorization) Onboard and maintain client accounts, including collecting client information and required documentation in a clerical capacity at the direction of the client and/or FA/PWA/team Provide existing clients with details around their account information (e.g., investment objectives, risk tolerance) Accept or enter unsolicited orders and/or enter solicited orders in a clerical capacity at the direction of the FA/PWA/team Supporting the FAs / PWAs / teams’ marketing strategy (e.g., website maintenance) Assist FAs / PWAs/ teams in delivering against their business plan and client service model Remaining current on all policies, procedures, and new platforms Participating in firm initiatives (e. g., training or education programs) , special projects and/or other duties directed by local management ADMINISTRATIVE SUPPORT Answering inbound phone calls or making outbound calls with updates on service requests (e.g., scheduling follow-up calls with FAs / PWAs / teams as needed) Managing the calendar including coordinating meetings or events with logistics such as material prep (e.g., maintaining agendas, sending calendar invites with Zoom credentials) Maintaining travel itineraries, preparing expense reports and managing the reimbursement process Assisting with general in-office support functions such as copying, filing and scanning documentation Preparing and submitting expense reports for processing at the direction of the FA/PWA EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS: Education and/or Experience High School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two or more years of industry experience preferred Knowledge/Skills Knowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accounts Detail orientated with superior organizational skills and ability to prioritize Advanced Microsoft Office skills (Word, Excel, Outlook and PowerPoint) Exceptional writing, interpersonal and client service skills Strong time management skills Team player with the ability to collaborate with others Ability to work in a fast-paced, evolving environment Adaptable and ability to multitask Goal oriented, self-motivated and results driven Reports To: Business Service Officer WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser. Expected base pay rates for the role will be between $34,320.00 and $90,000.00 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs. Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents. Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences. For more information, please visit: #J-18808-Ljbffr
$55k - $73k
...Stifel Stifel strives for a culture that puts its clients and associates first: a culture where everyone belongs, everyone is welcome... ...'ll Be Doing Under immediate supervision, client services associate (registered) assists one or more financial advisor(s) with the...SuggestedWork at officeImmediate startFlexible hours$25.99 - $47 per hour
Registered Client Service Associate The Securities Senior Sales Assistant (SSA) role provides operational and sales support to multiple Financial Consultants (FCs) across retail, high‑net‑worth, or institutional accounts, and assists with office initiatives. Position Competencies...SuggestedHourly payWork at officeRemote workMonday to Friday$68k - $120k
...Wealth Management Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on... ...as neededProviding backup coverage for traditional registered or unregistered Client Service Associate responsibilities...SuggestedTemporary workWork experience placementLocal area$28.47 - $47.44 per hour
...Registered Client Service Associate Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you'll...SuggestedWork at officeWork from home$68k - $120k
Wealth Management Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a... ...needed Providing backup coverage for traditional registered or unregistered Client Service Associate responsibilities...SuggestedFull timeTemporary workWork experience placementLocal area- Be a trusted advisor to our Commercial Bank clients. Manage multiple relationships with our clients to help provide support... ...our complex treasury and cash management products and services. As a Client Service Associate within the Commercial Bank, you will resolve client...Work experience placementWork at office
$34.62 - $52.4 per hour
...Senior Registered Client Associate Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of... ...role you will: Assist Financial Advisor(s) with sales, service, and operational related activities such as providing...Ongoing contractWork experience placementWork at officeImmediate start$50k - $60k
...Client Service Associate Beloform is seeking a detail-oriented and dependable Client Service Associate to join our dynamic team. In this role, you will serve as a primary point of contact for our clients, providing consistent support, resolving issues efficiently,...Work at office$65k - $85k
...California and Hawaii, The Rand Group is an award-winning financial services firm providing a broad scope of personalized financial services... ...for individuals, families, small businesses, and corporate clients. These services include financial planning, investment strategy...Full timeInternshipMonday to FridayFlexible hours$25 - $45 per hour
...management and investment products and services for individuals, companies, and... ...Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision... ...timeframe if being hired into a registered job code. Possesses advanced industry...Hourly paySeasonal workWork at officeWork from homeShift workDay shift- ...Registered Wealth Management Client Associate Newport Beach, California To proceed with your application, you must be at least 18 years of age.... ...comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill...Seasonal workWork at officeWork from homeShift workDay shift
$45k - $70k
...part of our branch serving financial advisors and our clients. As a Client Associate/Registered Client Associate, become a trusted resource to our clients... ...communication, people, organizational, and client service skills Attention to detail coupled with the mindset...Full timeFlexible hours$50k - $60k
...Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company... ...services. Job Description The firm is seeking a Client Service Associate to join our Private Client Division in Newport Beach, CA....Local area$18 - $19 per hour
...off for any reason. Bonuses: Are available for employee and client referrals for current employees. Benefit Offerings: Medical... ...enhance workplace experiences and business operations through services including workplace support, physical and digital mailroom solutions...Full timeTemporary workPart timeImmediate start- ...management and investment products and services for individuals, companies, and... ...Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision... ...timeframe if being hired into a registered job code.** Possesses advanced industry...Seasonal workWork at officeWork from homeShift workDay shift
- ...an enthusiasm for helping our clients, taking care of our employees... ...extraordinary customer service while maintaining a strong commitment... ...a Private Client Investment Associate in J.P. Morgan Wealth... ...condition of employmentIf you were registered after October 1, 2018 you must...
$86k - $106k
...end implementation of new payroll bureau clients licensing the EarnIn Payroll product... ...payroll bureau, PEO, or multi-client payroll service business models preferred. Experience... ...military or veteran status, marital status, registered domestic partner status, sexual...Full timeWork at officeLocal areaRemote work- ...environment. Responsibilities: Respond to a high volume of client inquiries via phone, email, and support tickets in a timely and... ...first-level support for client issues related to products and services. Document client interactions, issues, resolutions, and follow-...Full timeInternshipFlexible hours
- ...setting up merchant accounts, and provide support if any concerns arise. Responsibilities Support in the onboarding process of new clients by taking virtual application calls and submitting documentation related to new accounts accurately and timely. Professionalism...Full timeInternshipFlexible hours
$20 - $30 per hour
...written and oral communication skills ~ Excellent customer service and interpersonal skills ~ Solid computer skills with working... ...including base wages and comprehensive benefits. We offer eligible associates comprehensive healthcare coverage (medical, dental, and vision...Work at office$100k - $180k
...Habbas in 2006, the Law Offices of Samer Habbas & Associates has been serving justice and representing clients all across Southern California. For over a decade,... ...of operation, we have delivered excellent client services with one‑on‑one communication, so that our clients...Work at officeLocal areaWork visa- ...attorneys work collaboratively in a fast-paced, supportive environment where professionalism, responsiveness, and exceptional client service are at the core of everything we do. As we continue to grow, we\u2019re looking for talented legal professionals who thrive on...Permanent employmentWork at officeLocal area
$220k - $262.5k
...County office has an opportunity for an Associate to join the firm’s employment litigation... ...practice. The attorney will focus on defending clients in single and multi‑plaintiff employment... ...legal excellence and responsive client service. Unlike many other firms, we provide our...Work at officeFlexible hours$20.5 per hour
...Guest Services Associate - Irvine Spectrum - Retail Position Summary: The Guest Services Associate is responsible to provide world class Guest Service by assisting Guests including: welcoming Guests, providing information and directions, resolving challenges, restaurant...Full time$10k
...team that's changing lives every day! Job Summary The Sales and Service Expert (SSE) delivers an outstanding and well-rounded sales... ...their individual fitness needs and goals. Ensures all guests are registered through the digital kiosk. Communicates membership and fitness...Full timePart timeWork experience placementWork at officeLocal area$163.4k - $322.1k
...? Deloitte’s Enterprise Operations as a Service (EOaaS) practice helps organizations transform... ..., and managed services. We support clients across finance and supply chain, as well... ...the applicable geographic differential associated with the location at which the position...Full timeWork at officeLocal area$134.5k - $265.1k
...? Deloitte’s Enterprise Operations as a Service (EOaaS) practice helps organizations transform... ..., and managed services. We support clients across finance and supply chain, as well... ...the applicable geographic differential associated with the location at which the position...Full timeWork at officeLocal area$45k - $75k
...Job Title: Remote Customer Service Representative – Travel Location: Remote About Us We specialize in crafting personalized travel experiences... ...motivated professionals to join our team and help connect clients with our services. Job Overview We are looking for aWork From...Remote workFlexible hours$16 - $19 per hour
...Walgreens is seeking Customer Service Associates to assist customers, operate cash registers, and support daily retail store operations. Customer Service Associates are responsible for greeting customers, operating the register, processing cash and card payments, assisting...Hourly payFull timePart timeShift workNight shiftWeekend work$14 - $18 per hour
Tractor Supply Cashiers and Customer Service Associates operate the register, assist customers with purchases and product questions, restock shelves, help maintain store cleanliness, assist with returns and exchanges, and support general store operations. This position...Hourly payFull time
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