Traveling Compliance Examiner — Branch Audits
$65k - $83kOppenheimer & Co. Inc.
Oppenheimer & Co. Inc. is seeking a Branch Examiner to join our Compliance team in Dallas, TX. This role involves conducting onsite branch examinations of Private Client Group branch offices throughout the U.S., requiring up to 40% travel. The ideal candidate will possess two to three years of experience in Branch Examination or Compliance, knowledge of SEC and FINRA regulations, and proficiency in MS Office products. The position offers a salary range between $65,000 and $83,000, with potential for additional bonuses. #J-18808-Ljbffr Oppenheimer & Co. Inc.
Vacancy posted 3 days ago
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