Senior Compliance & Filings Specialist
NBT
NBT in New York seeks a Compliance Specialist III to prepare complex compliance and government filings, ensuring accuracy and timely delivery within service standards. You will review filings and mentor teammates while supporting plan testing and regulatory reporting. Requires an Associates degree with 5+ years of related experience and a QKA designation, plus strong Excel/Word skills to perform precise calculations and documentation. #J-18808-Ljbffr NBT
- Aboon, a remote-friendly provider of AI-powered 401(k) plan administration, seeks a Senior Plan Administrator, Compliance Services. You will lead advanced testing, data management, filings, and consulting on complex plan design while collaborating with Relationship...SeniorRemote job
$115k - $135k
...conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a... ...surveillance tools, responding to regulatory requests and required filings, and advancing a compliance program forward in response to...SeniorWork at officeFlexible hoursShift work3 days per week- ...B Management Consultants seeks a qualified accountant to manage month-end close, tax filings, and reporting for multiple clients. You will ensure timelines, accuracy, and compliance across jurisdictions. The role requires CA/CPA, 3-5 years international experience, Excel...Senior
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...policies and procedures.Collaborate within Legal on regulatory filings (13F, 13G/D, 13H, etc.).Perform compliance due diligence of external...SeniorFull timeWork at office$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... ...with regulatory requirements.Regulatory Filings & ExaminationsAssist with preparation... ..., plus discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton, we believe your...SeniorLocal area3 days per week- ...AnnuallyIndustry Hedge FundSelling Points Lead impactful compliance operations in a dynamic investment environment. Collaborate with senior leadership on strategic initiatives and... ...training, risk assessments, and regulatory filings to maintain operational integrity.Contribute...SeniorContract work
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...and NASDAQ. Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief... ...to updates from investment banking teamPrepare and file FINRA Gateway filings such as Form BD, Forms U4 and...SeniorFull timeWork at office$150k - $190k
...to build a fulfilling career.Senior Tax ManagerThis role is responsible... ...and ensure completeness and compliance.Build and maintain strong... ..., fiduciaries, and gift tax filings.Maintain a deep understanding... ..., known for premium service, specialist expertise, technology solutions...SeniorFull timeSeasonal workWork at officeLocal areaImmediate start- ...information in the provider records which includes credentialing software database and in provider electronic folders. Maintains credential files in an orderly and current manner. Provides research and administrative support for special projects. Ensures HIPAA guidelines are...Senior
- ...Grow with Excellence, and Advance with Innovation. As our Senior Trade Compliance Analyst, you will be part of the Global Trade and customs department... ..., and related technologies. Review and validate broker filings, customs documentation, customs values, country of origin...SeniorTemporary workLocal areaRemote workWork from home
- ...to manage payroll for hourly and salaried employees. You will prepare semi-monthly payroll, maintain employee records, and ensure compliance with various payroll regulations. The ideal candidate will have 5 years of payroll experience and proficiency in payroll...SeniorHourly pay
- Centene Corporation is seeking a compliance professional to manage the corrections process across lines of business. You will intake and triage suspected non-compliance issues, enter them into the GRC tool, and coordinate actions with the corrections team. Qualifications...SeniorRemote job
- The Senior Code Specialist 1 at MTA Construction & Development will ensure compliance with the State Uniform Fire Prevention and Building Code and State Energy Conservation Construction Code on each project. The role covers definition, design, construction, and acceptance...Senior
$90k - $200k
...Senior Manager, Financial Investigations Kroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage...SeniorTemporary workFlexible hours- Metropolitan Transportation Authority (MTA) is seeking a Senior Code Specialist 1 for its Construction & Development division at 2 Broadway, New York. The role focuses on ensuring compliance with state building and energy codes across project lifecycles, with potential...SeniorRemote workAfternoon shift
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- CPS, Inc. is hiring a Retirement Plan Compliance Specialist to serve as a trusted ERISA expert and guide to plan sponsors. You will help shape... ...modern, proprietary technology platform.In this high-impact senior role, you will lead design reviews, manage year-end compliance...SeniorRemote job
- Job Description Summary The Senior Compliance Officer is responsible for the ongoing development and delivery of the risk-based Compliance framework... ...apprised of all required informationEnsure all regulatory filings with regulatory bodies, as required, are submitted on time....Senior
$40 - $60 per hour
A leading compliance firm is looking for a Sr. Business Process Management Specialist for a remote role. You will oversee compliance programs and ensure alignment with regulatory requirements. The ideal candidate has a Bachelor's Degree and at least 5 years of experience...SeniorRemote jobHourly payContract work$70.1k - $126.2k
...Responsibilities include intaking and triaging suspected issues of non-compliance, entry of compliance issues into GRC tool and assignment/... ...meaningful trend analysis for business stakeholders and senior leadership on new, in progress and closed issues as well as regulatory...SeniorFull timePart timeWork at officeRemote workWork from homeFlexible hours- ...Warehousing/Distribution Services. Buckland strives to provide customized services in a memorable way. Buckland is looking for a Compliance Team Leader - Classification (LCB) (Eligible applicants must reside in the following USA States - MI, TX, SC, NM, AZ, NH, GA, OH,...Senior
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The Senior Compliance Reporting Specialist will be responsible for ensuring compliance with the Physician Payments Sunshine Act by accurately compiling, reviewing, and submitting reports on payments and other transfers of value to healthcare professionals (HCPs) and teaching...SeniorFull timeWork experience placementImmediate startRemote work$190k - $250k
Neuberger is seeking an experienced compliance professional to join its Legal & Compliance... ...companies. The role will work closely with senior Legal & Compliance personnel, business... ...compliance matters, including regulatory filings, trading and reporting requirements,...SeniorShift work- About the Role We are seeking a Senior Compliance Specialist to strengthen and protect our controlled substance compliance program through Customer Due Diligence (CDD), Suspicious Order Monitoring (SOM), and Know Your Customer (KYC) activities. In this role, you’ll evaluate...SeniorTemporary workRemote work
$140k - $170k
...Group Compliance supports SEB in conducting its business ethically, sustainably and in accordance... ...and society. We are seeking an AVP, Senior Compliance Officer to join the... ...reporting support, and required annual filings and certifications. Within the scope...SeniorFull timeWork at officeLocal areaImmediate start- ...find your purpose here. Primary Function of Position The Senior Logistics Compliance Analyst is responsible for the import and export compliance... ..., including product eligibility reviews and petition filings. Monitor global trade policy developments and regulatory...SeniorLocal areaWorldwideFlexible hours
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- Arnold & Porter seeks two Senior Litigation Docket Clerks for its New York, Los Angeles, or San Francisco offices. The role focuses on docketing, e-filing, and administrative support to the Managing Attorney’s Office and related staff. Responsibilities include updating...SeniorWork at office
- ...support our attorneys and ensure the smooth operation of our litigation practice. The role requires precise document formatting, e-filing familiarity with NJ and NY courts, calendar management, and timekeeping entry using Aderant Milana and related systems. You will handle...Senior
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