Branch Office Examiner
$65k - $75kAdvisor Group Inc.
Summary Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This role administers branch exams to Financial Advisors affiliated with Osaic’s Broker Dealers, ensuring compliance with applicable regulations. Qualified remote applicants will be considered; the role is available for remote hire but requires a hybrid schedule of at least 4 days in the office each week, with travel up to 50% of the time for onsite examinations. Location(s) Atlanta: 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta, GA 30339 La Vista: 12325 Port Grace Blvd, La Vista, NE 68128 Oakdale: 7755 3rd St. N, Oakdale, MN 55128 Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702 Compensation & Benefits Salary ranges from $65,000 to $75,000 per year plus an annual bonus. Additional benefits include health, vision, dental insurance, a 401(k) plan, paid time away, volunteer days, and more. For full details see Responsibilities Conduct approximately 85-100 onsite exams per year. Travel independently up to 50% of the time for onsite branch examinations. Schedule and discuss exam expectations with OSJ and Satellite branches. Prepare for each exam by generating and analyzing various reports. Review exam findings with OSJ and Satellite Branch Managers. Send exam reports to OSJ, Satellite Branch Managers, Supervision and Compliance departments in a timely manner. Educate OSJ Managers, Financial Advisors, and support staff on various industry rules, regulations, and firm policies during the exam. Identify and share best practices with OSJ Managers regarding supervisory systems during the exam. Basic Requirements Minimum 3 years of independent Broker-Dealer experience. FINRA Series7 license required. FINRA Series24 license required to be obtained within 180 days of hire. Knowledge of retail brokerage business, fee-based advisory business, and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds. Strong verbal and written communication skills. Basic knowledge and understanding of the Firm’s and Regulatory Policies. Basic proficiency in information technology and related skills for electronic communication, activity organization, and information analysis. Detail-oriented, investigative, and able to work independently. Preferred Requirements Branch Examiner experience. FINRA Series24, Series65 and/or Series66 preferred. #J-18808-Ljbffr Advisor Group Inc.
$65k - $75k
Current Employees and Contractors Apply HereOsaic Careers REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,00...Work at officeFull timeFor contractorsRemote workOsaic
Scottsdale, AZ1 day ago$80k - $85k
...Employees and Contractors Apply Here Osaic Careers REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $80,...Work at officeFull timeFor contractorsRemote workAdvisor Group
Scottsdale, AZ7 days ago$65k - $75k
Advisor Group Inc. is seeking a Branch Office Examiner responsible for administering branch exams to Financial Advisors. This hybrid role requires 4 days in the office and travel up to 50% of the time for onsite examinations. The ideal candidate will have at least 3 years...Work at office- Osaic is seeking a Branch Office Examiner to conduct branch exams, providing guidance and compliance monitoring for Financial Advisors. The role requires independent travel, analytical skills, and strong communication abilities. The ideal candidate will have a minimum...Work at officeRemote job
- A leading financial services firm is seeking a Senior Branch Office Examiner responsible for conducting compliance exams for financial advisors. This hybrid role requires 3-5 years of branch examination experience, with a strong focus on communication and compliance oversight...Work at officeRemote job
$80k - $85k
Current Employees and Contractors Apply Here Osaic Careers Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s) Open to Remote Applicants & Hub Locations Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista:1232...Work at officeFull timeFor contractorsRemote work- Job Description Under the direction of the Branch Manager or Field Leader, the Mobile Examiner's primary responsibility is to provide coverage in the field... ...manner. Basic computer skills in Microsoft office with the ability to learn new software. Must be able...Work at officeWork experience placementImmediate startFlexible hoursWeekday work
Quest Diagnostics Incorporated
Phoenix, AZ2 days ago - ...Apply Job Description Under the direction of the Branch Manager or Field Leader, the Mobile Examiner's primary responsibility is to provide coverage in... ...manner. Basic computer skills in Microsoft office with the ability to learn new software. Must be able...Work at officeDaily paidTemporary workPart timeWork experience placementImmediate startRemote workFlexible hoursShift workAfternoon shiftWeekday work
Quest Diagnostics
Phoenix, AZ1 day ago - This position is in a Field Office of the National Labor Relations Board. Field offices represent the operating branch of the Agency and perform the majority of the Agency's case... ...for the Labor Management Relations Examiner (Labor Relations Investigator) position would...Work at office
$45k - $103.5k
...organization, you will be based in Pittsburgh PA, Birmingham AL, Farmers Branch TX, Strongsville OH, Phoenix AZ or Louisville KY. This role... ..., and confidential home‑based workspace, and occasional in‑office participation may be required. Requirements Python R Language SQL...Work at officeTemporary workRemote workWork from homeFlexible hours$85.04k - $162.55k
...business needs. The Opportunity As a dedicated Injury Examiner , you will be responsible to adjust complex auto and homeowner... ..., individuals residing within a 60-mile radius of a USAA office will be expected to work on-site three days per week. What...Work at officeFull timeContract workH1bRemote work3 days per weekUSAA
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Phoenix, AZ10 hours ago - ...Commercial Credit Examiner Zions Bancorporation is one of the nation's premier financial services companies operating as a collection... ...communication skills. ~ Experience working with Microsoft Office, Excel, Word, and PowerPoint. ~ Bachelor's in Business, Finance...Work at officeWork experience placementLocal areaFlexible hours
Zions Bank
Phoenix, AZ4 days ago - Data Examiner II Phoenix, AZ Onsite 8 Months Pay Rate: $16/hr W2 without benefits Responsibilities Reviewing documents/applications,... ...to the appropriate person, while following administration and office/unit guidelines, may require translation services or bilingual...Work at office
- ...before it happens and support sound business decisions. Location Work where you work best-either hybrid from our Middleton, WI office or remotely from Wisconsin, Arizona, Florida, Indiana, Minnesota, North Carolina, Oklahoma, or Texas. Occasional travel (about once...Work at officeRemote workFlexible hours
Employee Benefits Corporation
Phoenix, AZ4 days ago - ...and innovation, strengthening our workforce and positively impact the communities we serve. Bank of America is committed to an in-office culture that supports collaboration, engagement, and career development. Our approach includes clear in-office expectations, while...Work at officeWork from homeFlexible hoursShift workWeekend workDay shift
Bank of America
Phoenix, AZ3 days ago $24.99 per hour
...and procedures and all applicable laws and regulations, including but not limited to, the Bank Secrecy Act, the Patriot Act, and the Office of Foreign Assets Control. Must complete the assigned online training courses and achieve a passing score by due date. About...Work at officeHourly payFull timeTemporary workPart timeWork experience placementBank staffLocal areaVisa sponsorshipWork visaGlacier Bancorp
Phoenix, AZ3 days ago$84k - $105k
...drug screen Preferred Qualifications Certified Fraud Examiner (CFE) certification or similar credential is a plus Ability... ...Physical Requirements Working conditions consist of a normal office environment. Work is primarily sedentary and requires extensive...Work at officeHourly payImmediate startVisa sponsorshipWork visaFlexible hoursEarly Warning Services, LLC
Scottsdale, AZ1 day ago$90k - $110k
...programs preferred. ~ Professional certifications such as CFE, CRISC, CAMS, CIA, or similar desired. ~ Proficiency in Microsoft Office Suite products. ~ Effective communication skills across all audience levels. ~ Ability and flexibility to travel to HQ for...Work at officeFull timeFirst Entertainment Credit Union
Paradise Valley, AZ10 hours ago$24.99 per hour
...regulations (Reg CC, Reg E, Reg B, Reg Z, UCC4, AML/BSA, CIP, KYC, EDD, ID Theft Red Flags) (Required) Proficiency with Microsoft Office Suite (Excel, Word, PowerPoint, Outlook), Adobe, and web browsers (Required) Beginner experience with fraud investigations (wire fraud...Work at officeHourly payFull timeTemporary workPart timeBank staffLocal areaVisa sponsorshipWork visa- ...check and drug screening via HireRight) Position Overview The Data Examiner II is responsible for reviewing, processing, and validating... ...indexing, and timely reporting while maintaining compliance with office policies and procedures. Candidates must be local, able to...Work at officeLocal area
$37.5 - $42 per hour
...Building Codes. We are seeking full‑time, experienced Fire Plans Examiners and Fire Inspector I and II for our clients in Arizona. At SCA... ...testing instruments, tools, computers and various pieces of office equipment. The duties of this job occasionally require the employee...Work at officeFull timeFor contractorsLocal areaFlexible hours- Surge Staffing is seeking a Branch Manager in Phoenix, Arizona. In this role, you will lead business growth and profitability, develop... ...experience, strong leadership skills, and proficiency in Microsoft Office. Join us in building long-lasting partnerships and achieving...Work at office
- ...Branch Manager Great company. Great people. Great opportunities. If you'd like the chance to make your mark with the world's largest... ...Proficient computer skills and experience using Microsoft Office Knowledge and experience in the equipment rental industry preferred...Work at office
United Rentals
Phoenix, AZ1 day ago - Pacific Office Automation is seeking a Branch Technical Manager for their Phoenix location. The ideal candidate will manage a team of Mechanical, Network, and IT Technicians, focusing on customer satisfaction and operational excellence. Responsibilities include overseeing...Work at office
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- Dart Solutions is hiring a Branch Administrator in Phoenix, AZ to manage administrative functions for the branch. Key responsibilities... ...include payroll processing, billing, accounts receivable, and general office administration. The ideal candidate has relevant experience,...Work at office
- Pacific Office Automation Inc. is seeking a Branch Technical Manager in Phoenix, Arizona, to oversee Mechanical, Network, and Managed IT Technicians. You will coordinate various branch activities while ensuring customer retention and budget management. With 3-5 years of...Work at office
$15.15 per hour
...Job Details Job Location: Hartley and Ruth Barker Branch - Scottsdale, AZ 85257 Position Type: Part Time Salary Range: $15.15 Hourly Job... ...and a collaborative team mindset. Proficiency in Microsoft Office Suite and a willingness to learn new technologies. Demonstrates...Work at officeHourly payPart timeBoys & Girls Clubs Of Scottsdale
Scottsdale, AZ2 days ago- ...Senior Escrow Officer/Branch Manager The Senior Escrow Officer/Branch Manager is responsible for any and all things involved on all their escrow files along with ensuring the smooth operations of the Branch as a whole. It is the Escrow Officer's responsibility to make...Work at office
ROC Title
Phoenix, AZ3 days ago
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