Branch Office Examiner
$65k - $75kAdvisor Group Inc.
Summary Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This role administers branch exams to Financial Advisors affiliated with Osaic’s Broker Dealers, ensuring compliance with applicable regulations. Qualified remote applicants will be considered; the role is available for remote hire but requires a hybrid schedule of at least 4 days in the office each week, with travel up to 50% of the time for onsite examinations. Location(s) Atlanta: 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta, GA 30339 La Vista: 12325 Port Grace Blvd, La Vista, NE 68128 Oakdale: 7755 3rd St. N, Oakdale, MN 55128 Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702 Compensation & Benefits Salary ranges from $65,000 to $75,000 per year plus an annual bonus. Additional benefits include health, vision, dental insurance, a 401(k) plan, paid time away, volunteer days, and more. For full details see Responsibilities Conduct approximately 85-100 onsite exams per year. Travel independently up to 50% of the time for onsite branch examinations. Schedule and discuss exam expectations with OSJ and Satellite branches. Prepare for each exam by generating and analyzing various reports. Review exam findings with OSJ and Satellite Branch Managers. Send exam reports to OSJ, Satellite Branch Managers, Supervision and Compliance departments in a timely manner. Educate OSJ Managers, Financial Advisors, and support staff on various industry rules, regulations, and firm policies during the exam. Identify and share best practices with OSJ Managers regarding supervisory systems during the exam. Basic Requirements Minimum 3 years of independent Broker-Dealer experience. FINRA Series7 license required. FINRA Series24 license required to be obtained within 180 days of hire. Knowledge of retail brokerage business, fee-based advisory business, and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds. Strong verbal and written communication skills. Basic knowledge and understanding of the Firm’s and Regulatory Policies. Basic proficiency in information technology and related skills for electronic communication, activity organization, and information analysis. Detail-oriented, investigative, and able to work independently. Preferred Requirements Branch Examiner experience. FINRA Series24, Series65 and/or Series66 preferred. #J-18808-Ljbffr Advisor Group Inc.
$65k - $75k
Advisor Group Inc. is seeking a Branch Office Examiner responsible for administering branch exams to Financial Advisors. This hybrid role requires 4 days in the office and travel up to 50% of the time for onsite examinations. The ideal candidate will have at least 3 years...Work at office$65k - $75k
...REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 – $75,000 per year + annual bonus Actual compensation offered...Work at officeFull timeRemote work- Edward Jones in Scottsdale, AZ is seeking a Branch Office Administrator to provide seamless support to financial advisors and clients. You’ll handle client communications, account actions, and daily branch operations, ensuring accurate records and a positive experience....Work at office
- ...seeking a Compliance Risk Manager in our Branch Exam department in Scottsdale, AZ. This... ...role requires leading a team and directing examination activities for financial advisors. The... ...timely service delivery. A hybrid in-office schedule is required with at least four...Work at officeFull time
$15.15 per hour
...Job Details Job Location: Hartley and Ruth Barker Branch - Scottsdale, AZ 85257 Position Type: Part Time Salary Range: $15.15 Hourly Job... ...and a collaborative team mindset. Proficiency in Microsoft Office Suite and a willingness to learn new technologies. Demonstrates...Work at officeHourly payPart timeBoys & Girls Clubs Of Scottsdale
Scottsdale, AZ4 days ago- ...leading technology companies and IP law firms, GPS is a premier provider of IP-related services to the United States Patent & Trademark Office (USPTO). Our ongoing success and growth is creating the need for us to expand our Team. Specifically, we are presently seeking...Work at officeContract workImmediate start
$65k - $75k
...remote candidates at this time. Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the... ...businesses. Preferred Requirements: Certified Fraud Examiner (CFE) designation preferred. CAMS, CFCS, or other financial...Work at officeFull time- ...services. Manage clinical operations, services, personnel, and office operations. Qualifications Must be a graduate of an approved school... ...in a community health program. No person may hold positions of branch director and administrator simultaneously. Maryland: Must have...Work at officeFull timeLocal areaImmediate startFlexible hours
- ...December 2023. Compensation provided for using, not obtaining, the rating. If you find yourself looking for a fulfilling career , the Branch Office Administrator (BOA) role may be the right opportunity for you. BOAs team up with financial advisors to help clients achieve...Work at officeFull timeTemporary workHome officeFlexible hours
Edward Jones
Scottsdale, AZ3 days ago - ...client relationship experienceSkilled in consulting, coaching, and/or advising families of wealth, family businesses, and or family offices for at least 5 years.Experience in client facilitation in one-to-one and group conversations either virtual or in person.Experience...Work at officeFull timeRemote workMonday to Friday
- ...Scottsdale, AZ is hiring a Material Damage Telephone Adjuster to assist in the investigation of automobile claims. This role starts with in-office training and transitions to a hybrid work-from-home setup. You'll be responsible for evaluating claims, determining coverage, and...Work at officeWork from home
- Chapman Volkswagen Scottsdale is seeking a dependable Biller to join the Business Office. You will accurately process vehicle deals and billing transactions, working closely with Sales, Finance, and Accounting to ensure compliance with dealership policies. The role emphasizes...Work at office
$35k - $40k
...Description POSITION OVERVIEW One of CMG’s top producing Loan Officers is looking for an experienced Business Development Manager to help expand an already thriving business. This is an opportunity to work alongside a proven producer with the tools, support, and...Work at officeHourly payLocal areaShift workCMG Financial
Scottsdale, AZa month ago- ...supervision. Provide deployment data/information that enables the UDM to schedule/coordinate with wing, base and higher headquarters offices on deployment issues and maintain mobility/training folders/documentation IAW DoD Foreign Clearance Guide, AFI 10-403, AFI 33-332,...Work at officeContract work
B3H Corporation
Paradise Valley, AZ3 days ago $55k - $60k
...AZ or Bellevue, WA. Focus provides team members the flexibility to work a hybrid schedule. Our hybrid model is defined as 3 days in office work required per week, while giving team members the option to work remotely 2 days per week, or as assigned by their team leader....Work at officeWork experience placementInternshipLocal areaRemote work2 days per week- ...What is the opportunity? As a Registered Client Associate(RCA)/Branch Service Manager (BSM) at RBC Wealth Management, you will embrace... ...and quickly and accurately transmitted to the Complex main office and Minneapolis following all required branch, complex and RBC procedures...Work at officeFull timeFlexible hours
- ...applications and train others as requested by VP. Learn and utilize internal systems including Customer Service Portal (CSP), FBO Back Office, Looker Business Intelligence, Formstack, FLP360 Tools, and Content Management System (CMS). Oversee the administration and...Work at office
$25 - $30 per hour
...commercial and industrial projects with a sector focus in the Solid Waste and Transportation industries. We are a growing business with offices located in Scottsdale, AZ and Griffith, IN. Cambridge provides high-quality design and general contracting services and is...Work at officeHourly payLocal areaCambridge Companies Inc.
Scottsdale, AZ2 days ago- ...system; Answer incoming phone calls. Greet patients, check in patients, Filing, answering phones, provides back up support for business office Summary: Schedules procedures, registers patients, calculates charges, verifies insurance, and collects deposits as necessary...Work at officeFull timeTemporary workLocal areaMonday to FridayFlexible hours
United Surgical Partners
Scottsdale, AZ3 days ago $65k
...Sick Leave. ~ Employee Assistance Program, ~ Generous Employee Referral Program and more. POSITION SUMMARY The Business Office Director manages the community's business office, coordinating and overseeing all aspects of the community's human resources,...Work at officeWeekend workAfternoon shiftCogir Senior Living
Scottsdale, AZ3 days ago- ...internal partners as well as clients. Internal partners will include Branch Managers, Regional Branch Executives and Directors within the... ...inherent in our industry.We believe in the importance of in-office collaboration and fully intend for the selected candidate for this...Work at officeFull time
$50k - $55k
...Loans is a rapidly expanding residential mortgage lender with branches across multiple states. Known for high volume, elite sales training... ..., and a culture built on competition and growth, our Loan Officers consistently rank among the top producers nationwide. Position...Work at officeFull timeLocal areaIndependence Home Loans
Scottsdale, AZ1 day ago$75k - $100k
...commission Schedule: You work full-time in a professional, high-energy office that rewards execution and celebrates wins. Here's What We're... ...insurance is blossoming in the Arizona desert. Our Scottsdale branch is the fastest-growing in the company, with high-energy, high-...Work at officeFull timeEmergencyMD
Scottsdale, AZ2 days ago$85k
Job Description Job Description Modern Law is looking for a skilled forensic accountant to join our growing team. In this role, you will trace, analyze, and document financial records in family law matters, including asset discovery, income analysis, and valuation ...Work experience placementFlexible hours- ...acceptable accounting and cost reimbursement principles relating to nursing facility operations, and as may be directed by the Business Office Manager. MUST HAVE: Minimum of 2 years Skilled Nursing Healthcare Billing and Collections experience MUST HAVE: UB-04 Billing,...Work at officeFull timeShift work
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- ...multiple regions is highly advantageousProficiency with Microsoft Office, including PowerPoint and ExcelSolid understanding of civil... ...experience, skills, and ability.SummaryLocation: Remote Office; Branch 02B Atlanta, GA; Corp CLT Charlotte, NC; Branch 09B Houston, TX;...Work at officeHourly payFull timeRemote work
- ...network operations and support. Main focus on administration and branch support, but will also assist in monitoring all carriers and ad... ...calls with Regional HubWeekly (minimum) check in with inland offices within assigned regionMonitor new shipping volumes and changes...Work at officeLocal areaMonday to FridayFlexible hoursShift work
$27k - $200k
...to grow in their career. Our headquarters are located on a beautiful campus in Irvine, California and if you work out of our Irvine office we can also provide a free gym membership. The position is responsible for building relationships with mortgage brokers and...Work at officeTemporary workHome office3 days per week- ...ensure they remain current, while maintaining customer contact. Ongoing Customer Service/Office Support: Coordinates opening of deposit and other banking services with branch partners. Handles customer requests for information and problem resolution. Qualifications...Work at officeWork experience placement
First Citizens Bank
Scottsdale, AZ1 day ago
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